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CFTC and SEC Joint Study Open to Comments on the Joint Study on the Feasibility of Requiring the Adoption of Standardized Computer-Readable Descriptions of Complex and Standardized Derivatives
- Date: December 09, 2010
- Source: Admin
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The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) are preparing a joint study on “the feasibility of requiring the derivatives industry to adopt standardized computer-readable algorithmic descriptions which may be used to describe complex and standardized financial derivatives.”
Compliance Trainings
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Understanding the new NAIC (National Association of Insurance Commissioners) Model Regulation
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The SEC's New Whistleblower Rules: Implications for your Company's Compliance and Fraud Program
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The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program
By - Craig M Taggart
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By - Craig M Taggart
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Compliance Standards
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