Conducting an effective Regulatory Examination
Instructor:
Justin Muscolino
Product ID: 706983
- 15
- August 2024
Thursday - 10:00 AM PT | 01:00 PM ET
Duration: 60 Min
The regulatory landscape for financial institutions is constantly shifting. It's not just about knowing rules and regulations; it's also about deciphering what regulators are specifically seeking during examinations.
We need to know not only how to do an examination, but how to do it effectively so we won't incur any regulatory actions.
Why Should You Attend:
During this webinar, Justin will provide a deep dive into the background and overview of Examinations, the current regulatory environment, how to conduct an examination and the latest revisions. Stay proactive and ensure your institution is well-prepared for the next regulatory examination.
Areas Covered in the Webinar:
- Overview & Background of Examinations
- Examination Priorities to consider this year
- Walking through the examination process
- Best Practices and tips
- Regulatory implications
- Key takeaways
Who Will Benefit:
- Anyone in a bank/compliance role
Justin Muscolino
Head of North America Compliance Training, GRC Solutions Pty Ltd
Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.
Refund Policy
Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).
