ComplianceOnline

FINRA Issues Further Guidance on Social Networking Websites and Business Communications – Overview of Requirements

  • By: Staff Editor
  • Date: September 16, 2011
Webinar All Access Pass Subscription Abstract:

In August, the Financial Industry Regulatory Authority (FINRA) issued further guidance on how social networking websites should be used for business communication. FINRA had earlier, in January 2010, published an initial guidance document on the same subject but felt the need to clarify its rules following questions posed by business.

This article gives an overview of this new guidance issued by the authority.

Bookmark and Share

Compliance Trainings

Business Writing for Financial Professionals
By - Phil Vassallo
On Demand Access Anytime
EDD what are the auditors looking for?
By - Vicki Landon
On Demand Access Anytime

Compliance Standards

Best Sellers
You Recently Viewed
    Loading