Internal Control and Sarbanes-Oxley Section 404
Instructor:
Dr. Sandford Liebesman
Product ID: 700936
- Duration: 60 Min
Why Should You Attend:
So your company has to comply with Section 404 of the Sarbanes-Oxley Act (SOX). Learn about the history of financial market regulation and the scandals at Enron, WorldCom, Tyco and other companies that led to the creation of the Act in 2002..The Act requires public companies to have an effective system of internal control. We will describe the SOX legislation including the creation of the Public Corporation Accounting Oversight Board (PCAOB) and key sections of the Act. The core of the presentation will be an in-depth look at Section 404 and the COSO Guidance used by most organizations for compliance. At the conclusion you will see how corporate governance can be improved and will get an overview of the results obtained thus far by compliant companies.
Areas Covered in the seminar:
- A history of Financial Market Regulation.
- The Sarbanes-Oxley Law.
- Section 404 and COSO Guidance for an effective system of internal control.
- Improvement in Corporate Governance.
- Conclusions.
Who will benefit:
- Company executives
- Small business owners
- Financial managers
- Sales and marketing managers
- Operations Managers
- Production managers
- Financial and quality professionals
- Internal Auditors
Dr. Sandford Liebesman,, is a quality management system consultant with Sandford Quality Consulting LLC and is a member of the US TAG to TC 176. He has contributed to the four versions of ISO 9001. Dr. Liebesman was a quality manager at Bell Labs, Telcordia, AT&T and Lucent Technology. He was a quality auditor in these organizations and a lead auditor for KEMA Registered Quality. He is leading the ASQ Sarbanes-Oxley Team.
Dr. Liebesman has an engineering degree from the United States Naval Academy and MSEE and Ph.D. (Operations Research) degrees from New York University. He taught statistics, quality control, quality management and operations research at Rutgers University. He is Chair-Elect of the ASQ Electronics and Communications Division and was recently elected as a Fellow of ASQ.
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