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Compliance Regulations and Guidance Affecting your Industry
Get trained on regulations affecting your industry through online webinars, learn the best practices, and download quality standards, checklists and news articles. Listen to experts on best practices to streamline quality and compliance processes and meet the regulatory demands.Categories
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Pregnancy in the Workplace: Strategies to Protect Your Organization from Pregnancy Discrimination Claims
By - Christopher W. Olmsted
On Demand Access Anytime
By - Christopher W. Olmsted
On Demand Access Anytime
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How to Vet an IRB: Expose and Fix Problems Before They Threaten Your Trial
By - Madhavi Diwanji
On Demand Access Anytime
By - Madhavi Diwanji
On Demand Access Anytime
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Euopean Commission Deposit Guarantee Scheme
- Industry: Banking and Financial Services
In 1994 the European Commission issued a Directive on Deposit Guarantee Schemes that aimed at protecting bank account holders in case of banks failing. After the 2008 financial crisis, the EU member states decided to increase the level of deposit protection and new Deposit Guarantee Scheme requirements were implemented and became effective in 2010.
Proposed European Capital Requirements Directive, 2011
- Industry: Banking and Financial Services
In July 2011, the European Commission modified its Capital Requirements Directive to strengthen the stability of European banks. Rules under this proposed directive, known as CRD IV, is expected to be in place by the end of 2012 and banks across the EU are expected to comply by 2019.
EU Transparency Directive
- Industry: Banking and Financial Services
The European Union’s Transparency Directive or TD was implemented to harmonize the transparency requirements for information about issuers whose securities are admitted to trading on a regulated market.
International Safe Container Act
- Industry: Trade and Logistics Compliance
The International Safe Container Act, Chapter 805 of Title 46 of the CFR, details the requirements for application and compliance with the International Convention for Safe Containers signed in 1972 in Geneva. The Act also gives the requirements for approval, examination and enforcement of these requirements. It also contains whistleblower protections. It was enacted into law in 1977.
Credit CARD Act of 2009
- Industry: Banking and Financial Services
The Credit Card Accountability Responsibility and Disclosure Act or Credit CARD Act of 2009 was enacted into law by President Obama. The aim of the Act is stated to be to “amend the Truth in Lending Act to establish fair and transparent practices relating to the extension of credit under an open end consumer credit plan.” It was intended to comprehensively reform how credit card companies charge card holders.
UK Financial Services Authority Guidance on Selling General Insurance Policies on Price Compari ....
- Industry: Banking and Financial Services
The UK Financial Services Authority or FSA, which regulates the banking, financial services and insurance industry in the country, issued new guidance on selling general insurance policies on price comparison websites.
Section 402 of the FDA Food Safety Modernization Act (FSMA), P.L. 111-353 - Whistleblower Provi ....
- Industry: All FDA Regulated Industry
The Food Safety Modernization Act (FSMA) of 2011 not only formulated regulations to protect consumers by ensuring safety in the manufacture and production of food, but also includes statutes to protect employees who turn whistleblowers.
Section 11(c) of the Occupational Safety and Health Act, 29 U.S.C. §660- Whistleblower Provisi ....
- Industry: OSHA Compliance
The Occupational Safety and Health (OSH) Act provides protection against retaliation based on an employee's exercising a variety of rights guaranteed under the Act, such as filing a safety and health complaint with OSHA, participating in an inspection, and so on.
Corporate and Criminal Fraud Accountability Act
- Industry: Banking and Financial Services
Sections 801 to 807 of the Sarbanes Oxley Act of 2002 are known collectively as the Corporate and Criminal Fraud Accountability Act. The Act details criminal penalties for securities fraud and protects employees-turned-whistleblower of publicly traded companies from retaliatory actions by their employers.
The Secure and Fair Enforcement for Mortgage Licensing or SAFE Act of 2008
- Industry: Banking and Financial Services
The Secure and Fair Enforcement for Mortgage Licensing or SAFE Act of 2008 was formulated in order to reduce fraud and regulatory burden and increase consumer safety with regard to mortgages. It regulates the license and registration of mortgage loan originators.
Equal Credit Opportunity Act 1974
- Industry: Banking and Financial Services
The Equal Credit Opportunity Act was a consumer protection legislation enacted in 1974, which aims to give all bona fide, legal individuals the opportunity to apply for loans from banks and other financial institutions. The Act makes it illegal to discriminate against any individual on grounds that don’t directly relate to their creditworthiness.
Basel III Capital Rules
- Industry: Banking and Financial Services
In September 2010, global banking regulators issued new rules that required banks to increase their capital reserves in order to avoid calamitous situations that unfolded after the financial crisis in 2007.
This package deal is known as Basel III.
FDA Draft Guidance for Device Industry and Staff for Postmarket Surveillance
- Industry: Medical Devices
On August 16, 2011, the FDA issued draft guidance for the medical device industry and its own staff on how to conduct postmarket surveillance. This new guidance, when it is finalized, is expected to supersede the guidelines issued in 2006.
FDA 2011 Draft Guidance on Financial Disclosure by Clinical Investigators
- Industry: Clinical Research
The FDA released draft guidance in May 2011 to assist clinical investigators, industry and FDA staff in interpreting and complying with regulations governing financial disclosures by clinical investigators, 21 CFR Part 54.
FINRA Social Media Guidance for Business Communication
- Industry: Banking and Financial Services
In August, the Financial Industry Regulatory Authority (FINRA) issued further guidance on how social networking websites should be used for business communication. FINRA had earlier, in January 2010, published an initial guidance document on the same subject but felt the need to clarify its rules following questions posed by business.
California Hazardous Waste Regulations - Categorization of Waste
- Industry: EH&S, Green Compliance
California's Hazardous Waste Regulations are the nation's strictest. While the categorization of waste follows federal requirements, the state has added additional categories and further specifications about waste categories in its regulations.
California Online Privacy Protection Act of 2003
- Industry: IT control and PCI compliance
The California Online Privacy Protection Act of 2003 or OPPA, which became effective on July 1, 2004, was the first state law that required owners of commercial websites or online services to post a privacy policy.
Securities Act of 1933
- Industry: Banking and Financial Services
The Securities Act of 1933 is a federal legislation that regulates the offer and sale of securities. It was enacted after the stock market crash of 1929 and the ensuing Great Depression.
Federal Travel Regulations
- Industry: GSA Compliance
The Federal Travel Regulation or FTR contains the requirements and policies that cover travel by federal employees and others authorized to travel at government expense.
Final Regulatory Reform Plan - Small Business Administration - 2011
- Industry: Banking and Financial Services
The White House has announced plans for an ambitious regulatory reform across federal departments and agencies. This is the final regulatory reform plan of the Small Business Administration.
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