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Compliance Regulations and Guidance Affecting your Industry
Get trained on regulations affecting your industry through online webinars, learn the best practices, and download quality standards, checklists and news articles. Listen to experts on best practices to streamline quality and compliance processes and meet the regulatory demands.Categories
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Pregnancy in the Workplace: Strategies to Protect Your Organization from Pregnancy Discrimination Claims
By - Christopher W. Olmsted
On Demand Access Anytime
By - Christopher W. Olmsted
On Demand Access Anytime
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How to Vet an IRB: Expose and Fix Problems Before They Threaten Your Trial
By - Madhavi Diwanji
On Demand Access Anytime
By - Madhavi Diwanji
On Demand Access Anytime
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South Australia Environment Protection Regulations 2009
- Industry: Banking and Financial Services
Environmental Protection Regulations enacted in South Australia in 2009.
Australia Prudential Standard APS 240 - Risk Management of Credit Card Activities
- Industry: Banking and Financial Services
This standard aims to ensure that ADIs implement proper measures to monitor and control the risks associated with their credit card activities.
Australia Prudential Standard CPS 232 Business Continuity Management
- Industry: Banking and Financial Services
This Prudential Standard requires each regulated institution and Level 2 group to implement a whole-of-business approach to business continuity management that is appropriate to the nature and scale of its operations. Business continuity management increases resilience to business disruption arising from internal and external events and may reduce the impact on the regulated institution’s or group’s business operations, reputation, profitability, depositors, policyholders and other stakeholders.
Australia Prudential Standard APS 120 Securitisation
- Industry: Banking and Financial Services
This Australian Prudential Standard requires authorised deposit-taking institutions to adopt prudent practices in managing the risks associated with securitisation and to ensure that sufficient regulatory capital is held against the associated credit risk.
Australia Prudential Standard APS 117 Capital Adequacy: Interest Rate Risk in the Banking Book ....
- Industry: Banking and Financial Services
This Prudential Standard sets out the requirements that an authorised deposit-taking institution with approval to use an internal model for interest rate risk in the banking book must meet for regulatory capital purposes, both at the time of initial implementation and on an ongoing basis.
Australia Prudential Standard APS 116 Capital Adequacy: Market Risk
- Industry: Banking and Financial Services
This Australian Prudential Standard requires an authorised deposit-taking institution engaging in activities that give rise to risks associated with potential movements in market prices to adopt risk management practices and hold regulatory capital that is commensurate with the risks involved.
Australia Prudential Standard 330 Capital Adequacy: Public Disclosure of Prudential Information
- Industry: Banking and Financial Services
This Prudential Standard requires locally incorporated authorised deposit-taking institutions to meet minimum requirements for the public disclosure of information on their risk management practices and capital adequacy to enhance transparency in Australian financial markets.
Monetary Authority of Singapore Risk Management Guidelines on Credit Risk
- Industry: Banking and Financial Services
The Monetary Authority of Singapore (MAS) released these risk management guidelines to provide guidance on best practices to follow with respect to credit risk. Financial institutions can utilize these guidelines for credit extension but banks may apply them to both trading and banking books.
Monetary Authority of Singapore Risk Management Guidelines on Market Risk
- Industry: Banking and Financial Services
The Monetary Authority of Singapore (MAS) published these Risk Management Guidelines on Market Risk in February 2006. They are aimed at helping financial institutions better cope with the risks inherent in market exposure.
Thailand Corporate Governance Code
- Industry: Corporate Governance
The Thailand Corporate Governance code was published by the Stock Exchange of Thailand. It was revised in 2006
Hong Kong Corporate Governance Code
- Industry: Banking and Financial Services
The Hong Kong Corporate Governance code was published by the Stock Exchange of Hong Kong. The code was revised in 2012.
New Zealand Corporate Governance Principles and Guidelines
- Industry: Banking and Financial Services
The New Zealand Securities Commission published “Corporate Governance in New Zealand Principles and Guidelines” in February 2004. The aim of these principles is to make sure that companies in the country are run in an ethical and compliant manner.
Monetary Authority of Singapore Risk Management Practices Guidelines – Internal Controls
- Industry: Banking and Financial Services
The Monetary Authority of Singapore’s Risk Management Practices Guidelines dealing with internal controls makes it clear that a financial institution’s Board and senior management must establish processes, policies and procedures ensure its compliance with regulatory requirements. These policies and processes should also make sure that the institution’s operations are effective and compliant.
Singapore Corporate Governance Code 2012
- Industry: Corporate Governance
The 2012 Singapore Corporate Governance Code supersedes and replaces the Code that was issued in July 2005. The Code is now under the purview of the Monetary Authority of Singapore (MAS) and Singapore Exchange (SGX).
FDA Draft Guidance for Developing Drugs for Early Stage Alzheimer's Disease
- Industry: Drugs and Chemicals (Pharma)
The draft guidance explains the FDA’s current thinking about the way researchers can identify and select patients with early Alzheimer’s disease, or those who are at risk of developing the disease, for participation in clinical trials.
Proposed European Commission Anti-Money Laundering Regulation - Fund Transfer Information
- Industry: Banking and Financial Services
A proposed European Commission regulation and anti-money laundering measure that requires information accompanying transfers of funds to secure "due traceability" of these transfers.
Proposed European Commission Anti-Money Laundering and Anti-Terrorist Financing Directive
- Industry: Banking and Financial Services
A proposal for a Directive released by the European Commission on the prevention of use of the financial system for the purpose of money laundering and terrorist financing.
New Zealand Electricity Act 1992
- Industry: Energy & Utility
New Zealand Act that establishes regulatory requirements for electricity operators and other owners of electrical works.
New Zealand Electricity (Safety) Regulations 2010
- Industry: Energy & Utility
New Zealand regulations that lay out the requirements for safety of electrical installations by utility companies.
New Zealand Hazardous Substances and New Organisms Act 1996
- Industry: Energy & Utility
The New Zealand government implemented this Act to protect the environment, and the health and safety of people and communities, by preventing or managing the adverse effects of hazardous substances and new organisms.
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