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Home › Online Training ›  Audit & Inspection-Role

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.
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Recorded/CD
FATCA - The Foreign Accounts Tax Compliance Act

FATCA - The Foreign Accounts Tax Compliance Act

  • Speaker: Miles Hutchinson
  • Product ID: 703242
  • Duration: 90 Min
This training on Foreign Accounts Tax Compliance Act will teach the attendees best practices to ensure compliance with FATCA. Learn how to comply with your withholding and reporting obligations.
CD/Recorded
$249
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Recorded/CD
The Provider Self Disclosure Protocol (SDP) and the OIG- Compliance: Self - Reporting to OIG - When should this happen and how to do it?

The Provider Self Disclosure Protocol (SDP) and the OIG- Compliance: Self - Reporting to OIG - When should this happen and how to do it?

  • Speaker: Laura S Hargraves
  • Product ID: 703203
  • Duration: 60 Min
This training on OIG Self-Disclosure Protocol will help the attendees on the revised self-disclosure protocol (SDP), the process and procedures for self-reporting and the risks of not self-reporting. It will also review the need for the organization to be aware of excluded entities.
CD/Recorded
$249
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Recorded/CD
Critical Concepts to Understand the Balance Sheet, Income Statement, Cash Flow and Retained Earnings

Critical Concepts to Understand the Balance Sheet, Income Statement, Cash Flow and Retained Earnings

  • Speaker: Lynn Fountain
  • Product ID: 704834
  • Duration: 60 Min
Rather than focus on the computations and tactics of each of the statements, this training program will cover the important concepts of how the statements interact and relate to each other providing management with the critical information needed to manage financial stability of their organization. It is important professionals recognize that no one statement tells the complete story, but combined they provide a powerful tool for management.
CD/Recorded
$229
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Recorded/CD
Panama Papers and PEP Screening - KYC and Sanctions Filtering

Panama Papers and PEP Screening - KYC and Sanctions Filtering

  • Speaker: Armen Khachadourian
  • Product ID: 704630
  • Duration: 90 Min
This training program will explore the operational implications of dealing with heightened-risk categories such as PEP screening at the heels of the Panama Papers controversy. The program will also discuss the current changes in the marketplace and expose the new faces of AML and examine areas of PEP regulation that pose present and future challenges for regulated businesses.
CD/Recorded
$249
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Recorded/CD
ASTM 2500: Lessons Learned Through a Decade of Implementation

ASTM 2500: Lessons Learned Through a Decade of Implementation

  • Speaker: Kelly Thomas
  • Product ID: 705911
  • Duration: 90 Min
This validation training program will discuss regulatory requirements from the FDA, EU and ICH perspective, review all the detailed guidance on the concepts found in ASTM E2500 to help industry professionals understand how to implement a validation program based on the ASTM 2500 Approach.
CD/Recorded
$0
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Recorded/CD
Prevent Accidents: Root Causes, Investigation and Avoidance Plans

Prevent Accidents: Root Causes, Investigation and Avoidance Plans

  • Speaker: Keith Warwick
  • Product ID: 704875
  • Duration: 90 Min
This webinar training program will discuss how to develop an accident investigation plan, manage cost, and develop realistic schedule. Participants will learn about the interview process, protecting site of incident, determining root cause, and avoidance plan.
CD/Recorded
$199
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Recorded/CD
Internal Controls - What Every Manager Needs to Know

Internal Controls - What Every Manager Needs to Know

  • Speaker: Lynn Fountain
  • Product ID: 703148
  • Duration: 90 Min
This webinar highlights the importance of management’s role in instilling proper internal controls within their processes. In this session, instructor will explore methods to educate management on their individual responsibilities for control processes and the variance between a control malfunction and control design issues. Participants will be provided with tools to help management better understand their role in internal control and effectively execute their obligations. The session will also review the impending COSO changes and examine how they may impact your organization.
CD/Recorded
$249
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Recorded/CD
Detecting and Preventing Embezzlement in Your Organization

Detecting and Preventing Embezzlement in Your Organization

  • Speaker: Peter Goldmann
  • Product ID: 703763
  • Duration: 90 Min
While there are innumerable ways to detect, prevent and investigate embezzlement, it is not always easy to organize a consistently effective anti-embezzlement strategy. This webinar will guide you through the common and not-so-common forms of embezzlement—with uniquely instructional case studies. It will emphasize the red flags of each and go on to highlight best practices in embezzlement risk mitigation.
CD/Recorded
$249
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Recorded/CD
The Board of Directors Role in Cybersecurity

The Board of Directors Role in Cybersecurity

  • Speaker: Rayleen M Pirnie
  • Product ID: 705117
  • Duration: 60 Min
This webinar will break down the Board’s role in effective cybersecurity oversight, the 12 questions a board member should be knowing to answer, key principles of oversight, tips and resources for board.
CD/Recorded
$249
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Recorded/CD
OSHA Inspections - Avoiding the 10 Most Common Mistakes

OSHA Inspections - Avoiding the 10 Most Common Mistakes

  • Speaker: James T. Dufour
  • Product ID: 701835
  • Duration: 90 Min
This OSHA inspection webinar will cover aspects of an OSHA inspection from how establishments are targeted, how to limit the scope of an inspection or investigation, how not to self-incriminate, and when and how to appeal.
CD/Recorded
$229
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Recorded/CD
OSHA Enforcement for Employers Using Temporary Workers

OSHA Enforcement for Employers Using Temporary Workers

  • Speaker: William Principe
  • Product ID: 703031
  • Duration: 90 Min
This workplace safety compliance training will explain OSHA’s initiative to protect temporary workers. It will also provide you the tools to ensure compliance with OSHA requirements when employing temporary workers.
CD/Recorded
$229
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Recorded/CD
Data Integrity in the Pharmaceutical Laboratory: Practical Steps to Identify and Avoid Data Integrity Issues

Data Integrity in the Pharmaceutical Laboratory: Practical Steps to Identify and Avoid Data Integrity Issues

  • Speaker: Gregory Martin
  • Product ID: 705347
  • Duration: 90 Min
This webinar will discuss in detail the fundamentals of data integrity including the FDA guidance document. It will teach attendees practical steps to identify and avoid data integrity issues in pharmaceutical laboratory.
CD/Recorded
$199
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Recorded/CD
Cyber Incident Response Plans: Planning for the Inevitable

Cyber Incident Response Plans: Planning for the Inevitable

  • Speaker: Rayleen M Pirnie
  • Product ID: 704414
  • Duration: 90 Min
This webinar training analyzes critical components of a Cyber Incident Response Plan and provides recommendations on how to prepare all staff for the inevitable situations. From internal considerations to your external solution providers, get a realistic view of how a cyber-attack can quickly spiral a typical day into complete chaos and cause significant losses without preparation. Attendees will receive a Cyber Incident Response Plan checklist to help their Incident Response Team analyze or develop a Plan.
CD/Recorded
$249
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Recorded/CD
How to Structure and Write an Occupational Safety & Health Plan

How to Structure and Write an Occupational Safety & Health Plan

  • Speaker: John J Meola
  • Product ID: 705429
  • Duration: 90 Min
This webinar will describe the elements and characteristics necessary for the development and writing of an occupational health and safety Plan. The main component of this Plan will be your ‘Company Safety Manual” however the actual Plan will encompass far more than a Manual.
CD/Recorded
$179
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Recorded/CD
Learning from Recent FDA Warning Letters Related to Part 11 and Computer Validation

Learning from Recent FDA Warning Letters Related to Part 11 and Computer Validation

  • Speaker: Dr. Ludwig Huber
  • Product ID: 701547
  • Duration: 75 Min
This webinar focuses on 21 CFR Part 11 requirements stipulated by the FDA. It will also guide attendees on writing corrective and preventive action plans as follow up to 483s.
CD/Recorded
$249
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Recorded/CD
Becoming a Chief Audit Executive - Leading the Internal Audit Function

Becoming a Chief Audit Executive - Leading the Internal Audit Function

  • Speaker: Lynn Fountain
  • Product ID: 704614
  • Duration: 90 Min
This training program will enumerate the IIA Standards and the auditor’s responsibility to abide by the standards. The program will also look at management’s expectations of internal audit and detail skills required for internal audit management. It will provide real-world examples and challenges facing today’s internal audit.
CD/Recorded
$249
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Recorded/CD
HIPAA Texting and Emailing | Myths vs Realities

HIPAA Texting and Emailing | Myths vs Realities

  • Speaker: Brian Tuttle
  • Product ID: 704519
  • Duration: 60 Min
This training program will go into great detail regarding you practice or business information technology and how it relates to the HIPAA Security Rule, in particular portable devices. Areas covered will be texting, email, encryption, medical messaging, voice data and risk factors as they relate to IT.
CD/Recorded
$249
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Recorded/CD
Untangling the FMLA and ADA Overlap Puzzle to Avoid Employment Litigation

Untangling the FMLA and ADA Overlap Puzzle to Avoid Employment Litigation

  • Speaker: Vanessa G Nelson
  • Product ID: 704305
  • Duration: 60 Min
This FMLA and ADA training program will discuss why it is crucial for employers to have at least a basic knowledge of the laws to apply them correctly and avoid litigation. Both the FMLA and ADA are confusing laws on their own. When there is an overlap between the laws, it can be even more confusing, frustrating, and almost impossible to manipulate. The key to untangling ADA and FMLA is to understand the obligations under each statute.
CD/Recorded
$199
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Recorded/CD
Conducting Effective Quality Audits: Beyond Audit Checklists

Conducting Effective Quality Audits: Beyond Audit Checklists

  • Speaker: Andrew Campbell
  • Product ID: 703539
  • Duration: 60 Min
This webinar will teach attendees best practices for conducting effective quality audits to ensure regulatory compliance. Learn how to avoid potential pitfalls during the audit process.
CD/Recorded
$429
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Recorded/CD
Navigating the maze of changes with Form 5500

Navigating the maze of changes with Form 5500

  • Speaker: Cathleen M. Hampton
  • Product ID: 704588
  • Duration: 90 Min
This webinar will discuss practical information to ensure compliance with the myriad of changes made to Form 5500 filing requirements. The Instructor will discuss EFAST2 processes and Schedule C disclosures and review changes to the 2014 Form 5500 series reports and 2015 Form 5500-SUP draft instructions. Participants will understand audit requirements and how to handle late deposits.
CD/Recorded
$249
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