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Home › Online Training ›  Corporate Governance Training

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.
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Recorded/CD
2015 SEC Enforcement Initiatives and Controls to Defend Them

2015 SEC Enforcement Initiatives and Controls to Defend Them

  • Speaker: H. David Kotz
  • Product ID: 704018
  • Duration: 75 Min
This training program will detail new SEC enforcement initiatives and discuss the SEC enforcement mindset. It will also discuss SEC enforcement trends over time and controls to put in place to prevent exposure.
CD/Recorded
$149
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Recorded/CD
How to Effectively Identify and Complete a Successful Merger or Acquisition of a Bank

How to Effectively Identify and Complete a Successful Merger or Acquisition of a Bank

  • Speaker: Toby Lawrence
  • Product ID: 704014
  • Duration: 60 Min
This training program will discuss how to create an effective M&A strategic plan that will help attendees identify and solicit targets that will add to the long-term shareholder value of their institution. Is your institution in the market for an acquisition or looking to grow? If so, this session will assist you and discuss keys to identifying and persuading an acquisition target interested in selling and the steps to completing a successful acquisition.
CD/Recorded
$50
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Recorded/CD
How to Address 15 Key AP and Purchasing Compliance Issues

How to Address 15 Key AP and Purchasing Compliance Issues

  • Speaker: Jon Casher
  • Product ID: 702856
  • Duration: 60 Min
This purchasing and accounts payable (AP)regulations training will focus on the necessary steps to be taken to avoid compliance issues, penalties and lawsuits. It will also explain how to identify an organization’s weaknesses and how to address the challenges related to AP and purchasing compliance.
CD/Recorded
$149
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Recorded/CD
Affordable Care Act Update and Outlook for 2016 and Beyond

Affordable Care Act Update and Outlook for 2016 and Beyond

  • Speaker: Frederick L Pilot
  • Product ID: 704020
  • Duration: 70 Min
This training program will provide attendees with an excellent understanding of the status of the ACA’s health insurance market reforms, associated implementation challenges and emerging issues to inform their strategy and policymaking.
CD/Recorded
$179
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Recorded/CD
BSA, De-Risking: Why De-Risk When You Can Re-Risk?

BSA, De-Risking: Why De-Risk When You Can Re-Risk?

  • Speaker: Laura H Goldzung
  • Product ID: 703985
  • Duration: 90 Min
This webinar will highlight the opportunity to define enhanced diligence that can be used for conducting an effective high risk review in order to ensure compliance with Bank Secrecy Act (BSA) regulations and regulatory expectations.
CD/Recorded
$149
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Recorded/CD
2015 OFAC Sanction, Related Export Control Violations and Enforcement Trends: Best Practices for Preventing Violations

2015 OFAC Sanction, Related Export Control Violations and Enforcement Trends: Best Practices for Preventing Violations

  • Speaker: Robert J Ward Jr
  • Product ID: 703919
  • Duration: 90 Min
This training program will update participants on the developments regarding OFAC sanctions, OFAC enforcement trends as well as related export control traps for the unwary. The discussion of OFAC sanction developments will give participants an appreciation of the new war chest of punitive measures being deployed in recent executive orders.
CD/Recorded
$50
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Recorded/CD
Letters of Credit, OFAC, Antiboycott and AML Regulations for Trade Service Bankers

Letters of Credit, OFAC, Antiboycott and AML Regulations for Trade Service Bankers

  • Speaker: Buddy Baker
  • Product ID: 703967
  • Duration: 90 Min
This training program will provide participants with an essential, basic understanding of U.S. rules and regulations governing international trade. The regulations contain required (and prohibited) business conduct, with penalties for failure to comply including fines, loss of export privileges, and even jail terms. In many cases, banks are required to police transactions they handle and report violations.
CD/Recorded
$149
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Recorded/CD
How Audit Evaluation Can Ensure Effective Decision Making Under Uncertainty

How Audit Evaluation Can Ensure Effective Decision Making Under Uncertainty

  • Speaker: Geary Sikich
  • Product ID: 703679
  • Duration: 60 Min
This presentation will explore the nature of decision making in crisis situations. It will explore the psychology of decision making under stress and overview risk management analysis tools. The webinar instructor will present tips and techniques to identify structural and cyclical changes, improve risk management strategy processes, and identify transparent vulnerabilities.
CD/Recorded
$149
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Recorded/CD
Don't be Blindsided by ERISA: Understand Your Fiduciary Responsibilities to Your Health and Retirement Plans

Don't be Blindsided by ERISA: Understand Your Fiduciary Responsibilities to Your Health and Retirement Plans

  • Speaker: Steve Flores
  • Product ID: 703522
  • Duration: 60 Min
This webinar will focus on the key elements that employers need to know in order to avoid potential fiduciary liability under Employee Retirement Income Security Act (ERISA). It will cover who is a fiduciary, the responsibilities of fiduciaries and how to implement safeguards to reduce the potential for ERISA liability.
CD/Recorded
$149
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Recorded/CD
Building an Effective BSA/AML Compliance Program

Building an Effective BSA/AML Compliance Program

  • Speaker: Armen Khachadourian
  • Product ID: 703864
  • Duration: 60 Min
The prevention of money laundering is a key focus of regulatory authorities in developed countries around the world. Money laundering regulations are designed to inhibit the movement of funds derived from criminal activity and to restrict the availability of money to fund terrorist activities. This training program will detail the historical context of AML regulations, best practices to implement an effective AML program, and reporting guidelines for the same.
CD/Recorded
$149
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Recorded/CD
U.S. Payments Landscape - Its Significant Changes and How it Affects Merchants Accepting Payments

U.S. Payments Landscape - Its Significant Changes and How it Affects Merchants Accepting Payments

  • Speaker: Armen Khachadourian
  • Product ID: 703863
  • Duration: 60 Min
Different payment approaches are starting to remove the requirement for a payment card at the point-of-sale (POS), leveraging cloud-based services or mobile devices. This training program will enumerate how significant changes in the U.S. payments landscape are effecting how merchants accept payments.
CD/Recorded
$149
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Recorded/CD
Why Fraud Happens and What to do: Critical Concepts on How to Prevent, Detect and Mitigate Fraud

Why Fraud Happens and What to do: Critical Concepts on How to Prevent, Detect and Mitigate Fraud

  • Speaker: Lynn Fountain
  • Product ID: 703878
  • Duration: 90 Min
Auditors and financial managers are not expected to have the expertise of forensic investigators, but they should have adequate knowledge of the aspects of fraud and maintain a skeptical mind when it comes to reviewing potential violations. Like internal controls, the economy, and business strategy, fraud continues to evolve and auditors must stay abreast of its root causes. This training program will highlight these root causes and detail suggested mitigation and investigation techniques.
CD/Recorded
$0
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Recorded/CD
Evaluating the Effectiveness of your ERM Program: Risk Assessment, Recognizing Risk Awareness, and Building a Strong and Effective ERM Program

Evaluating the Effectiveness of your ERM Program: Risk Assessment, Recognizing Risk Awareness, and Building a Strong and Effective ERM Program

  • Speaker: Gary W Patterson
  • Product ID: 703626
  • Duration: 60 Min
This webinar will detail ERM core elements and discuss the basics of risk assessment. Attendees will learn to identify critical risk areas and mange backlog of risk areas as well.
CD/Recorded
$149
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Recorded/CD
Investigating Internal Non Compliance Complaints for the General Counsel - FSLA, FMLA and USERRA

Investigating Internal Non Compliance Complaints for the General Counsel - FSLA, FMLA and USERRA

  • Speaker: Douglas Pilarski
  • Product ID: 703845
  • Duration: 120 Min
This webinar will help general counsel and senior HR executives work together to better understand internal complaint systems, and design, establish, and maintain an effective system for handling employee complaints in the workplace when associates charge that the employer has violated one or more of the laws that regulate the employer-employee relationship. The course will review three examples in this session - FSLA, FMLA, and USERRA.
CD/Recorded
$149
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Recorded/CD
Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More

Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More

  • Speaker: Steven G Lewis
  • Product ID: 703668
  • Duration: 60 Min
This session will explore the different requirements of FATCA, AML, OFAC and how to avoid breaking these regulatory requirements. You will understand how to deal with all the differing requirements and developing a Customer Due Diligence strategy to deal with such scenarios.
CD/Recorded
$149
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Recorded/CD
Crowdfunding

Crowdfunding

  • Speaker: Jeffrey Brandon
  • Product ID: 703796
  • Duration: 60 Min
Crowdfunding came into existence under Title lll of the JOBS Act. The JOBS Act requires the SEC to write rules and issue studies on capital formation, disclosure and registration requirements. The JOBS Act provides a newly formed cost effective access to the formation of capital for smaller corporate America. This webinar will discuss the various forms of crowdfunding and funding portals and the regulations that presently apply and other regulations that may be applicable soon.
CD/Recorded
$149
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Recorded/CD
High Frequency Trading: HFT and its Supervision

High Frequency Trading: HFT and its Supervision

  • Speaker: Aldo Martinez
  • Product ID: 703839
  • Duration: 90 Min
The key to success in dealing with the present and future of HFT (High Frequency Trading) and to understand how to face the continuing changes in our markets, in part, is attributable to understanding how and why we are on our current path. This webinar will teach attendees how to identify ongoing concerns and how to apply lessons learned and history in order to effectively address the business and regulatory solutions of tomorrow.
CD/Recorded
$149
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Recorded/CD
Data Breaches: What's the Risk?

Data Breaches: What's the Risk?

  • Speaker: Robert Minniti
  • Product ID: 703722
  • Duration: 60 Min
This webinar will discuss the risks and costs of data breaches. Participants will learn who is vulnerable and what can be done to help prevent losses from data breaches. Additionally, the course will discuss the legal responsibilities and liabilities of an organization that is a victim of data breach and offer guidance to help prevent such breaches.
CD/Recorded
$149
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Recorded/CD
Best Practices: Defining a Service Level Agreement (SLA) Process

Best Practices: Defining a Service Level Agreement (SLA) Process

  • Speaker: Chris Doxey
  • Product ID: 703840
  • Duration: 60 Min
A service-level agreement (SLA) is a negotiated agreement between two parties where one is the customer and the other is the actual service provider. This can be a legally binding formal or informal contract. An SLA should contain operating norms, which describe how the process is governed, managed, and controlled. An SLA should also include a set of operating metrics that are reported on a monthly basis.
CD/Recorded
$149
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Recorded/CD
Establishing Effective Enterprise Risk Management (ERM) for Achieving Good Compliance and Superior Governance

Establishing Effective Enterprise Risk Management (ERM) for Achieving Good Compliance and Superior Governance

  • Speaker: Barth Aaron
  • Product ID: 703813
  • Duration: 60 Min
Enterprise risk management has become the new buzz word for business. This webinar training will highlight best practices for members of the board of directors and senior management for implementing and maintaining an enterprise risk management program. It will provide advice on what regulators look for in proper governance procedures and documents. The session will follow the creation of a risk management program and explain how the program should be managed by the company’s board.
CD/Recorded
$179
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