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Home › Online Training ›  Corporate Governance Training

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.
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Recorded/CD
Designing an Effective Audit Program

Designing an Effective Audit Program

  • Speaker: Deborah Donaldson
  • Product ID: 700780
  • Duration: 60 Min
This webinar will provide valuable assistance to all regulated companies that need to audit any department, process or procedure, financial records, assets, etc. This program will look at the formation and interpretation of the ICQs, narratives, flowcharts, as well as the proper design for the audit steps.
CD/Recorded
$249
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Recorded/CD
How to Put Together An Effective Audit Program

How to Put Together An Effective Audit Program

  • Speaker: Deborah Donaldson
  • Product ID: 700285
  • Duration: 60 Min
This program will lay the foundation for subsequent webinars. but can be used as a starting point for the development of any audit program. The goal is to have a program that is comprehensive enough to guide the auditor(s) through the testing of an adequate number of areas, the documentation of the findings and conclusions based on quantitative data, and the presentation and recommendations based on the findings
CD/Recorded
$149
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Recorded/CD
Sarbanes-Oxley, IT and Segregation of Duties

Sarbanes-Oxley, IT and Segregation of Duties

  • Speaker: George Spafford
  • Product ID: 700112
  • Duration: 60 Min
This segregation of duties (SOD) training/webinar in Sarbanes-Oxley and IT will provide an overview of the current interpretation of Sarbanes-Oxley and will talk about what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
CD/Recorded
$99
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Recorded/CD
AML requirements for non-bank financial institutions

AML requirements for non-bank financial institutions

  • Speaker: Kenneth Barden
  • Product ID: 700483
  • Duration: 60 Min
This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.
CD/Recorded
$149
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Recorded/CD
Risk Management - Beyond the Numbers

Risk Management - Beyond the Numbers

  • Speaker: Roger Greenwald
  • Product ID: 700624
  • Duration: 60 Min
This Risk Management webinar/training will describe enhancements to these techniques that can improve your relationships with customers and regulatory agencies, resulting in a reduced number of surprises during inspections.
CD/Recorded
$249
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Recorded/CD
New SEC Guidance on Sarbanes-Oxley Section 404

New SEC Guidance on Sarbanes-Oxley Section 404

  • Speaker: Bob Benoit
  • Product ID: 700538
  • Duration: 60 Min
This Sarbanes-Oxley Section 404 compliance training will discussed recent developments in the SEC guidance.
CD/Recorded
$149
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Recorded/CD
How to Audit Contingency and Business Continuity Plans

How to Audit Contingency and Business Continuity Plans

  • Speaker: Javier Kuong
  • Product ID: 700484
  • Duration: 60 Min
In this Audit webinar/training learn how to Audit Contingency and Business Continuity Plans and need for an effective audit of your contingency and business continuity plans. Having a contingency and business continuity plan is only half of the battle. A key issue is how does your organization know that the contingency and business continuity plan is sound and adequate for your needs? .
CD/Recorded
$249
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Recorded/CD
Internal Controls and Governance: Strategies and Controls for SOX Compliance and IT Governance for Small and Medium Business

Internal Controls and Governance: Strategies and Controls for SOX Compliance and IT Governance for Small and Medium Business

  • Speaker: Javier Kuong
  • Product ID: 700096
  • Duration: 60 Min
This Internal Controls and Governance training will guide you through Strategies and Controls for Small and Medium Business in SOX Compliance & IT Governance.
CD/Recorded
$249
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Recorded/CD
Auditing a Compliance and Ethics Program Evaluating the Design and Operating Effectiveness

Auditing a Compliance and Ethics Program Evaluating the Design and Operating Effectiveness

  • Speaker: Dan Swanson
  • Product ID: 700238
  • Duration: 60 Min
This Auditing training will show you how to audit your compliance and ethics program and how to Evaluate the Design and Operating Effectiveness. Organizations are exposed to governance, compliance and ethical risks daily. Coupled with the current economic, regulatory and social climate, these risks have propelled corporate governance, compliance management and integrity to a top business priority
CD/Recorded
$249
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Recorded/CD
Strategic Planning: Mapping and Measuring Strategy

Strategic Planning: Mapping and Measuring Strategy

  • Speaker: Amie Devero
  • Product ID: 700423
  • Duration: 60 Min
In this Strategic Planning training learn to map and measure the strategy and Creating metrics that will populate a balanced scorecard, allowing for the measurement of the strategy’s execution, and the measurement of its validity. Real strategy is one of the most poorly understood management areas. Most strategic planning consists of little more than issuing goals and assigning projects and tasks--then producing a giant tome that no one ever reads.
CD/Recorded
$149
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Recorded/CD
Virtual SOX Compliance

Virtual SOX Compliance

  • Speaker: Bob Benoit
  • Product ID: 700405
  • Duration: 60 Min
Virtual SOX is one of the first open doors to effective and efficient sox compliance pathway. Using technology and local administrative talent we can gather backup documents, scan, upload and observe access controls. The concept of performing a Section 404 effort completely remote requires us to have a very different paradigm shift.
CD/Recorded
$199
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Recorded/CD
GSA Schedule Compliance - What's important now?

GSA Schedule Compliance - What's important now?

  • Speaker: Tomi Bryan
  • Product ID: 700328
  • Duration: 60 Min
In this GSA compliance training we look back at the most notable GSA Schedule contractor violations of the year and how to keep those from happening to your company.
CD/Recorded
$249
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Recorded/CD
GSA Schedule Recordkeeping - the 21 Documentation Libraries every Schedule contractor must have

GSA Schedule Recordkeeping - the 21 Documentation Libraries every Schedule contractor must have

  • Speaker: Tomi Bryan
  • Product ID: 700327
  • Duration: 60 Min
This GSA compliance training will provide valuable assistance to all GSA Schedule contractors and will review the 21 documentation libraries that every Schedule contractor should have.
CD/Recorded
$249
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Recorded/CD
Understanding the systems to support compliance with GSA Schedule IFF, TAA and Price Reductions Clause requirements

Understanding the systems to support compliance with GSA Schedule IFF, TAA and Price Reductions Clause requirements

  • Speaker: Tomi Bryan
  • Product ID: 700326
  • Duration: 60 Min
This GSA compliance training explains how an effective GSA Compliance program must be based on a systems approach. GSA Schedule audits are on the rise and so are the cost of fines and penalties. Given the current environment, it is imperative that GSA Schedule contractors have effective GSA compliance programs in place
CD/Recorded
$249
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Recorded/CD
Implementing a Comprehensive Vendor Management and Oversight Program

Implementing a Comprehensive Vendor Management and Oversight Program

  • Speaker: Deborah Donaldson
  • Product ID: 700293
  • Duration: 60 Min
This webinar will provide valuable assistance to all regulated companies that utilize third party vendors that provide products or services to the companies or to the customers or clients of those companies The most critical areas focus on the identification of the need for additional third-party services, development and adoption of the Vendor Management and Oversight Policy, the selection of qualified vendors (including the development of the Request for Proposal and bid process), the contract development and award, ongoing review, and nondisclosure and confidentiality concerns
CD/Recorded
$149
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Recorded/CD
The Basics of GSA Schedule Compliance

The Basics of GSA Schedule Compliance

  • Speaker: Tomi Bryan
  • Product ID: 700325
  • Duration: 60 Min
This webinar will provide valuable assistance to all GSA Schedule contractors. It takes more than a GSA contract number and a sales team to be a successful GSA contractor. It also takes a well-designed and effective GSA compliance program.
CD/Recorded
$249
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Recorded/CD
Establishing Effective Business Strategies for Managing Outsourced Services

Establishing Effective Business Strategies for Managing Outsourced Services

  • Speaker: Richard Barrett
  • Product ID: 700275
  • Duration: 60 Min
This Pharmaceutical training starts with the drivers for outsourcing and investigates the importance of measures of success and how they apply in implementing strategy.
CD/Recorded
$0
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Recorded/CD
Implications of the US PATRIOT Act for international financial services agencies

Implications of the US PATRIOT Act for international financial services agencies

  • Speaker: Kenneth Barden
  • Product ID: 700248
  • Duration: 60 Min
In this Financial services training will examine the provisions of the PATRIOT Act that affect international financial institutions, along with recent regulations implementing those provisions.
CD/Recorded
$0
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Recorded/CD
What Every Firm Should Know About Business Continuity Compliance

What Every Firm Should Know About Business Continuity Compliance

  • Speaker: Henry Theberge
  • Product ID: 700251
  • Duration: 60 Min
This Corporate governance training will provide a basic understanding of business continuity, discuss why business continuity is important, for compliance with rule 466 and others, clarify what to look for during audits.
CD/Recorded
$249
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Recorded/CD
Implementing an Environmental Management System to ISO 14001

Implementing an Environmental Management System to ISO 14001

  • Speaker: Jayne Pilot
  • Product ID: 700261
  • Duration: 60 Min
This Environmental Management training will discuss the advantages of a company’s management system to the international standard’s requirement and a simple to follow, Three Step Process for its implementation.
CD/Recorded
$249
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