ComplianceOnline

Documentation and Policy Management Training - Live Webinars, Recordings & CDs

Learn the standards for documentation and management, maintain consistency with common law, regulatory requirements, ethical and current best practice requirements. On this page, browse a broad range of courses specially designed for you.

Recorded/CD
Evidence Gathering in a Fraud Investigation

Evidence Gathering in a Fraud Investigation

  • Speaker: H. David Kotz
  • Product ID: 703261
  • Duration: 75 Min
This training on fraud investigation will explain how to deal effectively with allegations of fraud and how to conduct internal investigations. It will provide the attendees tips on how to gather evidence in a fraud investigation.
CD/Recorded
$199
Recorded/CD
Classifying Medical Devices - US and EU

Classifying Medical Devices - US and EU

  • Speaker: Charles H Paul
  • Product ID: 705045
  • Duration: 60 Min
The Medical Device Classification webinar explains the classification system in US and the EU.
CD/Recorded
$219
Recorded/CD
Nutrition and Health Claims Regulation (NHCR) in the European Union

Nutrition and Health Claims Regulation (NHCR) in the European Union

  • Speaker: Vicente Rodriguez
  • Product ID: 705492
  • Duration: 60 Min
This webinar on Nutrition and Health claims (NHCR) will provide guidance to any food business operator intending to present food products as having nutritional or health benefits should be aware of the legal possibilities and limitations that the EU system offers.
CD/Recorded
$0
Recorded/CD
Validation of Complex Cell-Based Potency Methods

Validation of Complex Cell-Based Potency Methods

  • Speaker: Gwen Wise Blackman
  • Product ID: 705172
  • Duration: 60 Min
Some cell-based methods are multifaceted. This webinar will address development and validation of complex cell-based methods. It will discuss the selection of the method and the cell line, correlating the method with the pharmaceutical activity, the need for orthogonal methods, and the timeline for method validation.
CD/Recorded
$179
Recorded/CD
How to Interpret Probability Plots

How to Interpret Probability Plots

  • Speaker: Jerry Phillips
  • Product ID: 705161
  • Duration: 90 Min
This webinar explains what it means to be “normally distributed”, how to assess normality, how to test for normality, and how to transform non-normal data into normal data.
CD/Recorded
$249
Recorded/CD
The Australian AML/CTF Act - Preparing for an Independent Review

The Australian AML/CTF Act - Preparing for an Independent Review

  • Speaker: David Harley
  • Product ID: 704662
  • Duration: 90 Min
This training program will discuss the planning and preparation needed for an independent review, or any other review of an AML/CTF program, and consider the stakeholders who need to be identified and managed throughout the field work, the impact on the business as they continue with business as usual as well as the likely areas where issues may be found. Understanding the process of an independent review provides the opportunity to test the implementation of your program before hand and call out some issues that need focus before any review commences.
CD/Recorded
$249
Recorded/CD
Design History File (DHF), Device Master Record (DMR) and DHR Utilizing the Principles of Lean Documents and Lean Configuration

Design History File (DHF), Device Master Record (DMR) and DHR Utilizing the Principles of Lean Documents and Lean Configuration

  • Speaker: Jose Mora
  • Product ID: 703373
  • Duration: 90 Min
This webinar will explain how to create, develop and manage Design History Files (DHFs), Device Master Records (DMRs), and Design History Files (DHFs) using lean document and lean configuration methods.
CD/Recorded
$0
Recorded/CD
California’s Mandatory Paid Sick Leave - Recordkeeping, Anti-Retaliation Requirements and More

California’s Mandatory Paid Sick Leave - Recordkeeping, Anti-Retaliation Requirements and More

  • Speaker: Jacquiline M Wagner
  • Product ID: 704446
  • Duration: 90 Min
This training program will discuss posting and notice requirements, recordkeeping requirements, anti-retaliation requirements and penalties for failing to comply with the mandatory paid sick leave requirements.
CD/Recorded
$179
Recorded/CD
Paying Employees from Start to Finish and Everywhere in Between

Paying Employees from Start to Finish and Everywhere in Between

  • Speaker: Vicki M. Lambert
  • Product ID: 704552
  • Duration: 90 Min
This webinar focuses on the rules and regulations for paying employees from the time they are hired to the date of termination. The Instructor covers areas like; how often an employee must be paid to the methods that may be used in the different states. The training also includes how and when to pay terminated employees. It covers all 50 states including state charts for each section.
CD/Recorded
$0
Recorded/CD
How to Select and Manage Vendors in a Regulated Environment (incl. ICH E6)

How to Select and Manage Vendors in a Regulated Environment (incl. ICH E6)

  • Speaker: Angela Bazigos
  • Product ID: 705488
  • Duration: 90 Min
Buying software is a fact of life for most companies. There is fierce competition in the market, with multiple software vendors trying to convince to buy their product. How do you determine whether to buy the software or having it built in house? Or which vendor to choose? And if you buy something, how do you determine whether to have it hosted? And are there any regulations that apply to this software? And if so, what are they?
CD/Recorded
$0
Recorded/CD
Exempt v. Nonexempt: Ensuring Proper Classification of Employees for Compliance with Federal Overtime Laws

Exempt v. Nonexempt: Ensuring Proper Classification of Employees for Compliance with Federal Overtime Laws

  • Speaker: Allen Kato
  • Product ID: 704242
  • Duration: 90 Min
This training program will highlight exempt versus nonexempt classification of employees for compliance with federal overtime laws. It will include best practices and practical steps to ensure lawful classifications.
CD/Recorded
$249
Recorded/CD
Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

  • Speaker: Suzanne Bullitt
  • Product ID: 704138
  • Duration: 60 Min
This training program will discuss why an effective export control program (ECP) consists of many processes that connect, intersect, and overlap. It is vital that employees responsible for export compliance know the requirements of Title 15, CFR, Part 30, and the responsibilities of U.S. parties at the time of export. This online training will provide compliance materials that examine U.S. Customs and Border Protection regulations for the international logistic arena.
CD/Recorded
$179
Recorded/CD
Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

  • Speaker: Suzanne Bullitt
  • Product ID: 705225
  • Duration: 60 Min
This training program will discuss why an effective export control program (ECP) consists of many processes that connect, intersect, and overlap. It is vital that employees responsible for export compliance know the requirements of Title 15, CFR, Part 30, and the responsibilities of U.S. parties at the time of export. This online training will provide compliance materials that examine U.S. Customs and Border Protection regulations for the international logistic arena.
CD/Recorded
$179
Recorded/CD
How to Finally Write Those Payroll Procedures

How to Finally Write Those Payroll Procedures

  • Speaker: Vicki M. Lambert
  • Product ID: 704816
  • Duration: 90 Min
This training program will help set you on your way to writing the procedures for your payroll department. By showing how cutting the task down into 30-minute increments increases your efficiency, attendees will learn to write procedures in hours instead days and weeks.
CD/Recorded
$249
Recorded/CD
Wage and Hour Best Practices for 2018: Companies Must Be Aware of How This Will Impact Their Risk Management Strategy!

Wage and Hour Best Practices for 2018: Companies Must Be Aware of How This Will Impact Their Risk Management Strategy!

  • Speaker: Margie Pacheco Faulk
  • Product ID: 705206
  • Duration: 90 Min
Companies are often confused or resentful of continued regulations and find it as an obstacle in running, growing and expanding their companies - and it can be a challenge for companies to keep track of regulatory changes and deadlines. This webinar training will provide business owners, human resources professional or other roles handling their workplace risk management situations, the top situations that can impact the DOL regulations.
CD/Recorded
$0
Recorded/CD
Ensure successful FDA/Global Site Inspections and Maximize Potential Regulatory Opportunities by establishing effective Pharmaceutical Quality System (per ICH Q10 guidance document)

Ensure successful FDA/Global Site Inspections and Maximize Potential Regulatory Opportunities by establishing effective Pharmaceutical Quality System (per ICH Q10 guidance document)

  • Speaker: Stephanie Cooke
  • Product ID: 705477
  • Duration: 90 Min
This webinar will discuss the requirements for handling deviation based on GMPs, ICH guidance documents and other relevant guidance. It will also explain ICH Q8, Q9, and Q10 guidance documents and will provide best practices to ensure compliance with these documents in regards to handling deviations and nonconforming products.
CD/Recorded
$0
Recorded/CD
Choosing and Using Key Risk Indicators

Choosing and Using Key Risk Indicators

  • Speaker: Mario Mosse
  • Product ID: 704948
  • Duration: 60 Min
This webinar will discuss the significance, nature and types of KRIs. The instructor will discuss how to develop, evaluate and implement KRIs in accordance with organization’s risk culture and create strategies for effective reporting of risk indicators that lead to management action.
CD/Recorded
$249
Recorded/CD
SARs and Law Enforcement: Practical Insight to Streamline the Investigation Process

SARs and Law Enforcement: Practical Insight to Streamline the Investigation Process

  • Speaker: Joe Soniat
  • Product ID: 705177
  • Duration: 60 Min
In this training program, attendees will learn best practices for a financial institution’s SAR process. The program will also discuss SAR reporting process, working with law enforcement on SAR cases, documenting SAR decisions, and investigation tips.
CD/Recorded
$199
Recorded/CD
The New EEO-1 Report: What Employers Need to Know

The New EEO-1 Report: What Employers Need to Know

  • Speaker: David G Gabor
  • Product ID: 705511
  • Duration: 90 Min
In this interactive webinar you will learn about significant changes made by the Equal Employment Opportunity Commission to the EEO-1 survey and its impact on businesses. It is important for businesses to take steps now in order to prepare for the impact of these changes.
CD/Recorded
$229
Recorded/CD
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

  • Speaker: Lisa Marsden
  • Product ID: 704474
  • Duration: 60 Min
This training program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.
CD/Recorded
$179
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