ComplianceOnline
Join for Free
Signin
Welcome back! Please log in below to continue.
Forgot Password?
New customer? Free Signup
Your Shopping Cart
Contains 0 items
Total: $0.00
View Shopping Cart
Home › Online Training ›  Finance, Sox & Internal control

Finance, SOX and Internal Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

Help your staff understand the basic regulatory requirements and also the small details which if overlooked could potentially have a big impact on your business. Ensure that your teams are knowledgeable about how the SOX compliance processes should be aligned with the relevant frameworks. Explore our wide range of training programs for Finance, SOX, and Internal Controls Regulatory Compliance.
Loading....
Recorded/CD
Payment issues- how can companies minimize the risk of duplicate, fraudulent, and late payments?

Payment issues- how can companies minimize the risk of duplicate, fraudulent, and late payments?

  • Speaker: Brent Meyers
  • Product ID: 703175
  • Duration: 60 Min
This training on financial transactions risk management will highlight a myriad of issues that can exist in a company’s payment process. The reasons may be simple, but the outcome can be expensive.
CD/Recorded
$199
View Details
Recorded/CD
General Broker Dealer Supervision

General Broker Dealer Supervision

  • Speaker: Andrew Byer
  • Product ID: 703135
  • Duration: 60 Min
This training on FINRA rules and regulations highlights the requirements for retail and limited purpose broker-dealers to maintain an effective supervisory system that is reasonably designed to achieve compliance with NASD Rule 3010.
CD/Recorded
$149
View Details
Recorded/CD
Data Analysis Secrets for Compliance Professionals

Data Analysis Secrets for Compliance Professionals

  • Speaker: Juan Llanos
  • Product ID: 703111
  • Duration: 60 Min
This highly practical webinar will demystify data analysis, remove all of its mystery and perceived complexity, and provide attendees with tools and techniques to effectively identify unusual activity.
CD/Recorded
$199
View Details
Recorded/CD
Sales and Use Tax Issues with Internet Sales

Sales and Use Tax Issues with Internet Sales

  • Speaker: Miles Hutchinson
  • Product ID: 703086
  • Duration: 60 Min
This tax compliance training will highlights the evolution of government’s attempts to require internet companies to collect, account for, report and remit sales tax on all of their sales. Learn best practices to minimize exposure to sales and use tax audits, penalties and interest.
CD/Recorded
$149
View Details
Recorded/CD
The Basics of VAT

The Basics of VAT

  • Speaker: Mark Houtzager
  • Product ID: 703084
  • Duration: 60 Min
This tax training will help you understand the concept of value added tax and how it works. It will provide you simple but powerful tools to improve your global VAT management.
CD/Recorded
$149
View Details
Recorded/CD
Bank and Financial Institution Governance

Bank and Financial Institution Governance

  • Speaker: Carlos Hondal
  • Product ID: 702995
  • Duration: 60 Min
This BFSI compliance training will assist participants, including bankers, regulators and board members to better understand and study the requirements for an effective and efficient governance program for a financial institution. It will highlight the issues of governance for banks and financial institutions and the principles and implementation factors to consider.
CD/Recorded
$149
View Details
Recorded/CD
Detecting Healthcare Contractual Fraud, Waste, Abuse and Non-compliance - Detection, Auditing, and Oversight

Detecting Healthcare Contractual Fraud, Waste, Abuse and Non-compliance - Detection, Auditing, and Oversight

  • Speaker: Jeffrey Baron
  • Product ID: 703035
  • Duration: 90 Min
This healthcare compliance training will help you understand the framework of healthcare contracts, the contractual or contracting risk areas, areas of actual and potential financial exposure, and various detection tools and techniques. You will learn to detect and eliminate ambient back door losses via contracting malfeasance.
CD/Recorded
$129
View Details
Recorded/CD
Bank ERM - Guidance/Issues/Solutions

Bank ERM - Guidance/Issues/Solutions

  • Speaker: Carlos Hondal
  • Product ID: 703014
  • Duration: 60 Min
This BFSI compliance training will help attendees better understand and learn the requirements of an effective and efficient Enterprise Risk Management (ERM) program in banks and financial institutions. It will cover leading ERM standards and guidelines and also highlight its issues and major elements.
CD/Recorded
$149
View Details
Recorded/CD
Tax Levies and Creditor Garnishments Maintaining Compliance and Eliminating Problems

Tax Levies and Creditor Garnishments Maintaining Compliance and Eliminating Problems

  • Speaker: Vicki M. Lambert
  • Product ID: 702948
  • Duration: 90 Min
This HR regulations training will clearly explain how to handle tax levies and creditor garnishments efficiently and in compliance with the Federal and state requirements.
CD/Recorded
$149
View Details
Recorded/CD
Internal Control in Payroll

Internal Control in Payroll

  • Speaker: Francesco Bellandi
  • Product ID: 702951
  • Duration: 90 Min
This webinar highlights the principles and techniques for internal control in payroll. After a general placement into the COSO framework, the course operationally covers how payroll processes should be designed for internal controls, the specific internal controls that apply to these area, as well as the levels of attribution and delegation of decision power.
CD/Recorded
$149
View Details
Recorded/CD
Foreign Corrupt Practices Act & UK Anti-Bribery

Foreign Corrupt Practices Act & UK Anti-Bribery

  • Speaker: Denise Cicchella
  • Product ID: 702956
  • Duration: 60 Min
This Foreign corrupt Practices Act (FCPA) compliance training will discuss common red flags for potential breaches of the Act and recent enforcement trends for noncompliance.
CD/Recorded
$149
View Details
Recorded/CD
Must Have Enterprise Metrics for Financial Operations

Must Have Enterprise Metrics for Financial Operations

  • Speaker: Jon Casher
  • Product ID: 702961
  • Duration: 90 Min
This Must have Enterprise Metrics for Financial Operations webinar will cover the key performance indicators and metrics for your financial operations, issues encountered and effective usage of these key metrics for your business.
CD/Recorded
$50
View Details
Recorded/CD
Interest Rate Risk Management - What the Regulators Want

Interest Rate Risk Management - What the Regulators Want

  • Speaker: Walt Tillman
  • Product ID: 702953
  • Duration: 90 Min
This webinar on Interest Rate Risk Management will highlight what the regulators expect community banks to do to effectively manage interest rate risk.
CD/Recorded
$149
View Details
Recorded/CD
Auditing Privacy Companies - Implementing Internal Controls

Auditing Privacy Companies - Implementing Internal Controls

  • Speaker: Richard Cascarino
  • Product ID: 702724
  • Duration: 90 Min
This training on data security will provide the tools to design and implement effective IT control structures and audit programs to help comply with the current data privacy and confidentiality regulations.
CD/Recorded
$149
View Details
Recorded/CD
Construction Fraud - Ways to Identify them and Prevent them

Construction Fraud - Ways to Identify them and Prevent them

  • Speaker: Denise Cicchella
  • Product ID: 702954
  • Duration: 90 Min
This training on construction fraud prevention will discuss proven audits strategies and techniques for detecting and preventing common fraud and risk in construction activities. Attendees will also learn how to manage when fraud arises and the tips to effectively control construction costs.
CD/Recorded
$149
View Details
Recorded/CD
Focus on Internal Control - Is your Company Ready for the New COSO?

Focus on Internal Control - Is your Company Ready for the New COSO?

  • Speaker: Lynn Fountain
  • Product ID: 702826
  • Duration: 90 Min
This training on COSO (Committee of Sponsoring Organizations of the Treadway Commission) framework will highlight as well as compare and contrast the critical concepts of two leading compliance documents (COSO 1992 & COSO 2013) that are sure to turn up the heat on management’s efforts related to internal control.
CD/Recorded
$0
View Details
Recorded/CD
3-hr Virtual Seminar: Core Risk Management Skills for Auditors and Facilitators

3-hr Virtual Seminar: Core Risk Management Skills for Auditors and Facilitators

  • Speaker: Tim J. Leech
  • Product ID: 702710
  • Duration: 3 hrs
This risk management session will train participants on core risk management skills to help risk professionals oversee, control and improve their risk management process. The session also covers practical tips that you can implement to ensure organizational compliance to policies and procedures.
CD/Recorded
$299
View Details
Recorded/CD
Introduction to Risk and Control Matrices for Internal Audit/SOX/Assurance

Introduction to Risk and Control Matrices for Internal Audit/SOX/Assurance

  • Speaker: Paul Gostelow
  • Product ID: 702769
  • Duration: 60 Min
This risk assessment and management training will discuss the risk analysis process and control matrices that help to comply with Section 404 of the Sarbanes Oxley (SOX) Act.
CD/Recorded
$149
View Details
Recorded/CD
Auditing Technology and IT Investment Management

Auditing Technology and IT Investment Management

  • Speaker: Dan Swanson
  • Product ID: 702568
  • Duration: 60 Min
This IT Audit webinar will demonstrate how to evaluate your Technology Investments’ implementation “readiness” thereby reducing your risks during implementation along with the general audit steps, Audit risk assessment, Audit objectives, Audit approach, Audit testing, Audit report etc. It will also cover IT Investment Management issues and how to improve the organization’s IT results.
CD/Recorded
$149
View Details
Recorded/CD
Accounts Receivable - Fraud Detection, Prevention, and Deterrence

Accounts Receivable - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702729
  • Duration: 90 Min
This webinar will cover how companies can deter the likelihood of AR frauds through strengthening internal controls by numerous methods to detect, prevent, and deter frauds. We’ll focus on the most common accounts receivable schemes and the top ten internal controls that prevent fraud.
CD/Recorded
$129
View Details
Best Sellers
You Recently Viewed
    Loading
Copyright © 2023 ComplianceOnline.com
MetricStream
Our Policies: Terms of use | Privacy