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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

  • Speaker: Lisa Marsden
  • Product ID: 704765
  • Duration: 60 Min
In this training program, attendees will learn how to gain access to the financial regulators priorities and understand how to apply those priorities to their firm. The program will also discuss incorporating the priorities into your annual review and identifying priorities that need to become part of the compliance manual/code of ethics.
CD/Recorded
$249
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Recorded/CD
Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

  • Speaker: Vidia Ramdeen
  • Product ID: 704764
  • Duration: 60 Min
This training program will address important compliance issues and high risk lending issues of the Community Reinvestment Act (CRA). It will help attendees in understanding why community bank lending is important for achieving goals underlying successful community reinvestment and focus on the basics of risk management for community bank lending.
CD/Recorded
$0
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Recorded/CD
Fitting the Concepts of Enterprise Risk Management to Your Organization

Fitting the Concepts of Enterprise Risk Management to Your Organization

  • Speaker: Lynn Fountain
  • Product ID: 704763
  • Duration: 90 Min
This training program will explore standard stated benefits of ERM including increased competitive advantage, increased likelihood of achieving strategic objectives and ability to meet increased stakeholder expectations, improved governance and increased likelihood of meeting regulatory and compliance expectations.
CD/Recorded
$179
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Recorded/CD
SEC Examinations - Practical Tips on How to Defend Yourself

SEC Examinations - Practical Tips on How to Defend Yourself

  • Speaker: H. David Kotz
  • Product ID: 704605
  • Duration: 60 Min
This webinar provides practical information on how companies may defend themselves during SEC examinations. The webinar highlights the newest initiatives arising from the SEC’s examination program. Presented by the former Inspector General of the SEC, the webinar provides valuable insider information about SEC exams.
CD/Recorded
$0
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Recorded/CD
Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

  • Speaker: Javier Kuong
  • Product ID: 704656
  • Duration: 120 Min
This training program will provide a practical and structured methodology for the design of governance, controls and security provisions. The methodology can be applied to participants’ real work environment immediately. Participants will also benefit from comparing their present governance and controls design practices with the structured, risk-based methodology presented in the webinar.
CD/Recorded
$0
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Recorded/CD
3-Hr Virtual Seminar - Understanding DFAR and Developing Compliance - DCAA Audit, Labor Records, Penalties, Policies & Procedures

3-Hr Virtual Seminar - Understanding DFAR and Developing Compliance - DCAA Audit, Labor Records, Penalties, Policies & Procedures

  • Speaker: JeFreda Brown
  • Product ID: 704619
  • Duration: 3 hrs
This training program will demonstrate why companies planning to do business with the government should be prepared to be audited by the Defense Contract Audit Agency (DCAA). DCAA performs all needed contract audits for the Department of Defense (DoD). The focus of this program is to offer attendees a strong knowledge of DFARS (Defense Federal Acquisition Regulation Supplement) and help understand what is required when pricing proposals, developing a compliant accounting system, and maintaining contracts.
CD/Recorded
$349
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Recorded/CD
FDA's Medical Device Software Regulation

FDA's Medical Device Software Regulation

  • Speaker: Casper Uldriks
  • Product ID: 704749
  • Duration: 90 Min
This training program will focus on FDA software guidance. It will elaborate on applying current provisions that NIST (National Institute of Science and Technology) has put forth in recent reports that FDA will integrate into its regulatory oversight as well.
CD/Recorded
$199
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Recorded/CD
BCBS 239 - Principles of Effective Risk Data Aggregation and Risk Reporting

BCBS 239 - Principles of Effective Risk Data Aggregation and Risk Reporting

  • Speaker: Mario Mosse
  • Product ID: 703943
  • Duration: 90 Min
Risk management is a key component of every banking governance framework. This webinar discuss the BCSB 239 standard. The instructor will discuss the critical risk-data aggregation capabilities and internal risk-reporting practices (the Principles) to enhance risk management and decision-making processes at banks.
CD/Recorded
$149
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Recorded/CD
Dos & Don'ts Related to Information Security and Data Privacy

Dos & Don'ts Related to Information Security and Data Privacy

  • Speaker: Marc Perl
  • Product ID: 704736
  • Duration: 60 Min
This training program will prepare your organization to understand the need for data security, the steps that can be taken to institute or augment your data security policies/procedures, and the implementation of the needed controls. This webinar will introduce attendees to a set of known and respected data security standards that can be employed by your organization to improve your security. Attendees will walk away with ideas to leverage the curriculum with their existing security infrastructure.
CD/Recorded
$249
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Recorded/CD
How to Establish & Review Your Risk Metrics Effectively

How to Establish & Review Your Risk Metrics Effectively

  • Speaker: Robert Geary
  • Product ID: 704709
  • Duration: 90 Min
This webinar training provides an in depth understanding and applicability of the risk metrics. The instructor helps in establishing the purpose they serve and reviewing the methodology for creating a set of risk metrics. He will also discuss the sampling of forms of risk metrics to be employed and review the risk metric management process.
CD/Recorded
$0
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Recorded/CD
Detecting and Preventing Corporate Card Fraud - Travel and Entertainment Expenses

Detecting and Preventing Corporate Card Fraud - Travel and Entertainment Expenses

  • Speaker: Chris Doxey
  • Product ID: 704707
  • Duration: 90 Min
This webcast will discuss the policies, procedures, and controls that will help your company detect and prevent corporate card fraud. The Instructor will discuss the type of corporate credit cards and best practices for developing your travel and entertainment expense (T&E) policy. Participants will learn the T&E standards of internal control and how to automate their T&E Process.
CD/Recorded
$179
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Recorded/CD
Life Science or Non-Life Science - Oh My! FMLA, ADA and Workers' Comp Overlap Guidance for all Employers

Life Science or Non-Life Science - Oh My! FMLA, ADA and Workers' Comp Overlap Guidance for all Employers

  • Speaker: Janette Levey Frisch
  • Product ID: 704344
  • Duration: 120 Min
This training program will analyze these three seemingly different bodies of law that often overlap leading to ambiguity and confusion. What are the eligibility/coverage criteria under the FMLA and the ADA/ADAAA and workers comp? When might an extended leave be a reasonable accommodation? When might it be an undue hardship? Undue hardship can mean different things to different employers. If you are in healthcare, pharma, banking and finance, to name a few examples, accommodations of leave requests that may be feasible for many other employers, might, for you, be an undue hardship. If it’s not deemed an undue hardship are there steps you can take to mitigate the burden? What are the notice requirements? In this webinar, participants will get answers to these and many other questions.
CD/Recorded
$249
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Recorded/CD
A2Z of ACH - Authorizations, Revocations, and NOCs - Part 2

A2Z of ACH - Authorizations, Revocations, and NOCs - Part 2

  • Speaker: Rayleen M Pirnie
  • Product ID: 704572
  • Duration: 90 Min
This three-part webinar series is designed specifically for businesses who either currently process ACH credits and/or debits, or those exploring the network for use in the future. Each session will focus on niche areas of ACH essentials. This course in the series will explore ACH authorization requirements, revocations, and Notifications of Change (NOCs) in the ACH network from the perspective of how each affects a business originator.
CD/Recorded
$179
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Recorded/CD
Should We Offer Home Equity Lines of Credit? HELOC VS. Conventional Mortgage

Should We Offer Home Equity Lines of Credit? HELOC VS. Conventional Mortgage

  • Speaker: J T Turner
  • Product ID: 704612
  • Duration: 60 Min
This training program will offer an introduction to HELOCs and explain how a HELOC is structured. It will also discuss why they are profitable, potential issues, and how to retain loans.
CD/Recorded
$0
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Recorded/CD
A2Z of ACH - Transaction Flows and Standard Entry Class Codes - Part 1

A2Z of ACH - Transaction Flows and Standard Entry Class Codes - Part 1

  • Speaker: Rayleen M Pirnie
  • Product ID: 704571
  • Duration: 90 Min
This three-part webinar series is designed specifically for businesses who either currently process ACH credits and/or debits, or those exploring the network for use in the future. Each session will focus on niche areas of ACH essentials. This first part in the series will focus on recognizing an ACH transaction flow - both credit and debit, identifying ACH network participants, and locating Standard Entry Class Code (transaction) Rules in the ACH Rules book.
CD/Recorded
$0
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Recorded/CD
Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

  • Speaker: Armen Khachadourian
  • Product ID: 704546
  • Duration: 90 Min
This training program will provide insight into fundamental underwriting and risk management guidelines, determining variables that constitute merchant risk, and on how to assign a dollar value and quantify exposure.
CD/Recorded
$0
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Recorded/CD
TILA-RESPA Integrated Disclosures (TRID) Review

TILA-RESPA Integrated Disclosures (TRID) Review

  • Speaker: J T Turner
  • Product ID: 704680
  • Duration: 60 Min
This webinar will discuss the you understand Truth In Lending Act and Real Estate Settlement Procedures Act Disclosures. Instructor will explain how to review the history of the disclosures. Participants will understand the nature of the changes, the Loan Estimate form and calculations, closing disclosure and time considerations of the disclosures.
CD/Recorded
$0
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Recorded/CD
An Easy to Implement Integrated Risk Management Approach Compliant with ISO 14971

An Easy to Implement Integrated Risk Management Approach Compliant with ISO 14971

  • Speaker: Mercedes Massana
  • Product ID: 701773
  • Duration: 60 Min
This integrated risk management training for medical devices will discuss how to incorporate risk management as per ISO 14971 guidelines in all phases of medical device development. It will highlight the documentation needed to support the decisions made as part of the risk management process.
CD/Recorded
$179
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Recorded/CD
Measuring and Managing Customer Profitability - From Growing Sales to 'Profitable' Sales

Measuring and Managing Customer Profitability - From Growing Sales to 'Profitable' Sales

  • Speaker: Gary Cokins
  • Product ID: 704679
  • Duration: 90 Min
This training program will focus on how to shift the mindset from growing sales to growing profitable sales and to view customers as investments like in a stock portfolio to seek higher ROIs – return on customers (ROC). It will also look at how measuring forward-looking customer lifetime value (CLV) differs from calculating historical customer/consumer profitability for B2C industries.
CD/Recorded
$0
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Recorded/CD
Protecting Your Intellectual Property Abroad

Protecting Your Intellectual Property Abroad

  • Speaker: Douglas Cohen
  • Product ID: 702972
  • Duration: 60 Min
IP piracy costs more than a loss in sales. If your brand loses value because it is seen as less exclusive or is confused with poor imitations this poses a long term threat to profitability. Re-establishing brand identity and company reputation is expensive if not impossible. This webinar will provide specific, practical steps to take to lessen this risk of loss.
CD/Recorded
$0
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