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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Effective Credit Memo - Reporting Effectively in the Credit Memorandum

Effective Credit Memo - Reporting Effectively in the Credit Memorandum

  • Speaker: Robert D Hawkins
  • Product ID: 704504
  • Duration: 60 Min
This training program will explore the underwriting and reporting on commercial real estate, construction loans, acquisition and development loans and multi-family unit loans. In doing so, several samples of proven credit memos will be examined to insure bankers are covering the areas required by the banking regulators.
CD/Recorded
$149
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Recorded/CD
eXtensible Business Reporting Language(XBRL)-Tagging levels, Terms and Taxonomy, SEC Viewer-Calculations and common errors

eXtensible Business Reporting Language(XBRL)-Tagging levels, Terms and Taxonomy, SEC Viewer-Calculations and common errors

  • Speaker: Lynn Fountain
  • Product ID: 704589
  • Duration: 90 Min
This webinar will discuss the XBRL basis, terms and taxonomies. XBRL, eXtensible Business Reporting Language, a global electronic information format designed to transmit and store business information in a machine readable format, is now mandated by U.S. securities and exchange commission. Instructor will discuss the functioning of XBRL, why it is needed, tagging levels and definitions and help understand the XBRL SEC Viewer.
CD/Recorded
$0
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Recorded/CD
Defending FCPA Claims and Minimizing FCPA Exposure

Defending FCPA Claims and Minimizing FCPA Exposure

  • Speaker: H. David Kotz
  • Product ID: 704556
  • Duration: 60 Min
This training program will highlight how one can effectively manage risks resulting from Foreign Corrupt Practices Act (FCPA) claims. Presented by the former Inspector General of the SEC, who served in senior-level positions in several federal agencies, the webinar will provide practical lessons on how to manage FCPA claims, devise effective compliance programs, conduct internal investigations and achieve a culture of compliance in an organization.
CD/Recorded
$0
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Recorded/CD
Pre-Market Submission Implications of FDA’s Human Factors Guidance and Device Priority List

Pre-Market Submission Implications of FDA’s Human Factors Guidance and Device Priority List

  • Speaker: Robert A North
  • Product ID: 704551
  • Duration: 90 Min
This training program will explore why human factors has become a vital part of the FDA’s medical device pre-market approval/clearance process. The FDA Center for Devices and Radiological Health (CDRH) recently issued two guidance documents on human factors that are key elements in determining pre-market submission strategies for manufacturers. In this webinar, attendees will learn how to provide clear and complete human factors submissions meeting the intent of these guidance.
CD/Recorded
$229
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Recorded/CD
10 Best Practices to Improve Your Fiscal Closing Process

10 Best Practices to Improve Your Fiscal Closing Process

  • Speaker: Chris Doxey
  • Product ID: 704580
  • Duration: 90 Min
Regardless of company size or complexity, all successful financial close processes require continuous communication, comprehensive documentation and a flexible, responsive organization. This training program will focus on 10 critical methods that you can use to dramatically improve your Record to Report (R2R) process. The R2R or Financial Closing Process is the centerpiece of the controllership function. This program will examine the process that ranges from transaction processing through internal and external reporting, and it incorporates everything from internal controls, the corporate organizational hierarchy - its people, processes, and technology.
CD/Recorded
$0
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Recorded/CD
Seven Habits of an Effective Loan Committee

Seven Habits of an Effective Loan Committee

  • Speaker: Robert D Hawkins
  • Product ID: 704570
  • Duration: 60 Min
This training program will list and discuss documents required to complete the five steps in the documentation process. On completion of the program, attendees will be able to provide a broad overview of the loan documents’ provisions to borrowers and loan processing management techniques.
CD/Recorded
$0
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Recorded/CD
Foreign Exchange Hedging for Corporations

Foreign Exchange Hedging for Corporations

  • Speaker: Jonathan Wetreich
  • Product ID: 704133
  • Duration: 90 Min
In this training program, attendees will learn the types of FX hedge programs typically utilized by corporations and the hedge instruments typically used by corporate hedgers such as forwards and collars. They will also gain an understanding of the concept of view-neutral hedging.
CD/Recorded
$149
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Recorded/CD
Risk Based Design Control

Risk Based Design Control

  • Speaker: Edwin Waldbusser
  • Product ID: 704548
  • Duration: 60 Min
This training program will explain how to manage a design program that will meet FDA requirements and minimize chances of your medical device being recalled. The program will also help in getting projects completed on time and within budget.
CD/Recorded
$0
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Recorded/CD
Extractables and Leachables Testing for Polymeric Materials Used in Pharmaceutical Industry: An Introduction and Strategies in Current Practice

Extractables and Leachables Testing for Polymeric Materials Used in Pharmaceutical Industry: An Introduction and Strategies in Current Practice

  • Speaker: Armin Hauk
  • Product ID: 704340
  • Duration: 60 Min
This training program will offer participants an understanding of the concept of E&L (Extractables and Leachables) studies and about developing an E&L study in a reasonable and pragmatic way - based on regulatory requirements, guidelines and recommendations.
CD/Recorded
$169
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Recorded/CD
ATM & POS Skimming Fraud Losses - Detection and Prevention

ATM & POS Skimming Fraud Losses - Detection and Prevention

  • Speaker: Rayleen M Pirnie
  • Product ID: 704512
  • Duration: 90 Min
This training program will classify common forms of ATM skimming fraud, POS skimmers, and POS malware, and also identify appropriate mitigation strategies. The course will further analyze why EMV will not stop ATM fraud and POS skimming fraud.
CD/Recorded
$0
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Recorded/CD
FDA Regulations on Usage of New Pharmaceutical Agents to Fight Infection

FDA Regulations on Usage of New Pharmaceutical Agents to Fight Infection

  • Speaker: Thomas Webster
  • Product ID: 704559
  • Duration: 2 hrs
This training program will discuss fundamentals of infection and the use of materials/drugs to fight infection, FDA regulatory approvals for drugs and materials used to fight infection, and future thoughts on approaches to fight infection.
CD/Recorded
$0
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Recorded/CD
Cyber Incident Response: The Payments Perspective - Threat Intelligence and Best Practices to Manage Threats

Cyber Incident Response: The Payments Perspective - Threat Intelligence and Best Practices to Manage Threats

  • Speaker: Rayleen M Pirnie
  • Product ID: 704443
  • Duration: 90 Min
This training program will discuss how cyber-attacks affect payment processing. It will highlight to attendees how best to record appropriate sound business practices for managing operational risk due to a cyber-attack. Attendees will also learn to identify critical operational communications, from internal staff to customers and institutions to vendor support.
CD/Recorded
$149
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Recorded/CD
Strategies to Pass the Certified Internal Auditor's (CIA) Exam

Strategies to Pass the Certified Internal Auditor's (CIA) Exam

  • Speaker: Jonnie T Keith
  • Product ID: 704487
  • Duration: 90 Min
This training program will discuss the many advantages in obtaining a CIA designation. In addition to the vast audit and business knowledge you are exposed to, it can lead to promotions and pay increases. You become a valuable asset to your organization. And while the test is difficult, it is not impossible. It is meant to make sure that when you carry the CIA designation, people know that you have an excellent grasp of audit and business knowledge.
CD/Recorded
$0
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Recorded/CD
Loan Portfolio Management and Review - Regulations, Process, Loan Grading Techniques, Collateral and Documentation

Loan Portfolio Management and Review - Regulations, Process, Loan Grading Techniques, Collateral and Documentation

  • Speaker: Robert D Hawkins
  • Product ID: 704545
  • Duration: 60 Min
This training program explains the details of loan portfolio management and factors of macro economic, industry, business and management that must be considered. The instructor discusses the process of examining the quality of credit file documentation, including assessment of the credit memorandum and loan documentation. Participants will also understand the loan grading techniques and the check points that are needed to complete a full loan review.
CD/Recorded
$0
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Recorded/CD
Integration of ERP and Legacy FDA-Regulated Systems

Integration of ERP and Legacy FDA-Regulated Systems

  • Speaker: Carolyn Troiano
  • Product ID: 704547
  • Duration: 60 Min
This training program will assist those responsible for planning, executing or managing the integration of a business system with any laboratory system governed by FDA regulations. On completing the program, attendees will have an understanding of laboratory system computer validation planning, execution and management concepts, and how they apply to any integrated business system.
CD/Recorded
$0
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Recorded/CD
Adverse Event Reporting: Site and Sponsor Reporting Requirements for Investigational Products

Adverse Event Reporting: Site and Sponsor Reporting Requirements for Investigational Products

  • Speaker: Nicole Tesar
  • Product ID: 704534
  • Duration: 60 Min
This training program will help attendees understand what adverse events, serious adverse events and unanticipated problems are, and why reporting them is important to a study hypothesis and is key to keeping subjects safe while on a clinical trial. They will also learn the responsibilities of the sponsor, site/clinical investigator and regulatory agency in reporting adverse events.
CD/Recorded
$0
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Recorded/CD
AML, SOX and Licensing Controls Failures - Detection, Prevention and Risk Mitigation Strategies

AML, SOX and Licensing Controls Failures - Detection, Prevention and Risk Mitigation Strategies

  • Speaker: Jim George
  • Product ID: 704527
  • Duration: 60 Min
This webinar will discuss the common AML, SOX and Licensing control failures and how to detect and prevent them. The instructor will discuss the legal impact of non-compliance on banks and financial institutions, red flags and how to strengthen your internal controls to mitigate risk.
CD/Recorded
$0
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Recorded/CD
Applying SAS Program Validation Techniques Using Proc Tabulate to QC Summary Tables

Applying SAS Program Validation Techniques Using Proc Tabulate to QC Summary Tables

  • Speaker: Sunil Gupta
  • Product ID: 704539
  • Duration: 70 Min
This training program is intended for anyone directly or indirectly responsible for the creation, content or validation of SDTMs, ADaMs, tables, and data lists used to support research, drug or medical device efficacy and safety in a regulatory submission. Professionals in the pharmaceutical, biotechnology and medical device industries who want to be 21CFR Part 11 or Good Clinical Practices (GCP) compliant in relation to regulatory submission environment will benefit from this course.
CD/Recorded
$0
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Recorded/CD
Worksheets that Capture SOP Details and Are Compliant

Worksheets that Capture SOP Details and Are Compliant

  • Speaker: Edward O Connor
  • Product ID: 704532
  • Duration: 60 Min
This training program will focus on understanding the drivers and benefit of using worksheets not only as a prompt for recording details but also in reducing efforts of the analysts and auditors in a GLP/GCP bioanalytical lab.
CD/Recorded
$0
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Recorded/CD
E-Compliance: Online Privacy, Harassment and Identity Theft in the Digital Age

E-Compliance: Online Privacy, Harassment and Identity Theft in the Digital Age

  • Speaker: Joseph Rosner
  • Product ID: 704524
  • Duration: 60 Min
This webinar will discuss the bane of new technology and social media in regards to employers’ and employees’ privacy. The instructor will discuss e-compliances that employers need to adhere to avoid privacy suits. He will also cover the risks of information breach and defamation claims from electronic employee postings. Participants will know how to deal with online privacy and harassment claims and ways and limits of disciplining employees’ online presence. The course will also examine how to legally use Internet postings, profiles and other content in hiring decisions.
CD/Recorded
$0
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