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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
MSRB Rule G-14: Reports of Sales or Purchases (RTTR) and FINRA Rule 6700: Trade Reporting and Compliance Engine (TRACE)

MSRB Rule G-14: Reports of Sales or Purchases (RTTR) and FINRA Rule 6700: Trade Reporting and Compliance Engine (TRACE)

  • Speaker: Kimberly McManus
  • Product ID: 702876
  • Duration: 60 Min
The MSRB and FINRA compliance training will teach you all of the complicated aspects of RTTR (Reports of Sales or Purchases) and TRACE (Trade Reporting and Compliance Engine) in a way that is laid out for ease of understanding and learning.
CD/Recorded
$149
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Recorded/CD
Focus on Internal Control - Is your Company Ready for the New COSO?

Focus on Internal Control - Is your Company Ready for the New COSO?

  • Speaker: Lynn Fountain
  • Product ID: 702826
  • Duration: 90 Min
This training on COSO (Committee of Sponsoring Organizations of the Treadway Commission) framework will highlight as well as compare and contrast the critical concepts of two leading compliance documents (COSO 1992 & COSO 2013) that are sure to turn up the heat on management’s efforts related to internal control.
CD/Recorded
$0
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Recorded/CD
Political Contributions and Prohibitions on the Municipal Securities Business

Political Contributions and Prohibitions on the Municipal Securities Business

  • Speaker: Kimberly McManus
  • Product ID: 702798
  • Duration: 60 Min
This municipal securities compliance training will clearly explain the MSRB (Municipal Securities Rulemaking Board) Rule-37, discuss the key elements of political contribution restrictions and prohibitions on the municipal securities business, disclosure requirements, violations and how to prevent them.
CD/Recorded
$149
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Recorded/CD
3-hr Virtual Seminar: Core Risk Management Skills for Auditors and Facilitators

3-hr Virtual Seminar: Core Risk Management Skills for Auditors and Facilitators

  • Speaker: Tim J. Leech
  • Product ID: 702710
  • Duration: 3 hrs
This risk management session will train participants on core risk management skills to help risk professionals oversee, control and improve their risk management process. The session also covers practical tips that you can implement to ensure organizational compliance to policies and procedures.
CD/Recorded
$299
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Recorded/CD
Competitive Intelligence Compliance Issues: Tools For Business Best Practices

Competitive Intelligence Compliance Issues: Tools For Business Best Practices

  • Speaker: John McGonagle
  • Product ID: 702772
  • Duration: 60 Min
This competitive intelligence compliance training will deal with proven techniques for controlling a business’ exposure to the ordinary risks associated with proper Competitive Intelligence (CI) activities.
CD/Recorded
$149
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Recorded/CD
Accounts Receivable - Fraud Detection, Prevention, and Deterrence

Accounts Receivable - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702729
  • Duration: 90 Min
This webinar will cover how companies can deter the likelihood of AR frauds through strengthening internal controls by numerous methods to detect, prevent, and deter frauds. We’ll focus on the most common accounts receivable schemes and the top ten internal controls that prevent fraud.
CD/Recorded
$129
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Recorded/CD
The Role of the Board in Oversight of Enterprise Risk

The Role of the Board in Oversight of Enterprise Risk

  • Speaker: Douglas Webster
  • Product ID: 702708
  • Duration: 90 Min
This webinar highlights the evolution of Enterprise Risk Management (ERM), the importance of ERM in meeting board fiduciary responsibilities, and the rationale and mechanisms for ensuring effective risk management through the board.
CD/Recorded
$449
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Recorded/CD
Taking the Risk and Complexity out of Business Continuity (for Healthcare Organizations)

Taking the Risk and Complexity out of Business Continuity (for Healthcare Organizations)

  • Speaker: Ross A Leo
  • Product ID: 702757
  • Duration: 90 Min
This webinar on business continuity planning for healthcare organizations will discuss the major drawbacks to business continuity planning projects as they are currently done, and describe a simpler, more efficient approach to getting them done and implemented.
CD/Recorded
$229
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Recorded/CD
Optimal Clinical Supply Planning for Global Drug Development

Optimal Clinical Supply Planning for Global Drug Development

  • Speaker: Vladimir Shnaydman
  • Product ID: 702552
  • Duration: 60 Min
This webinar will discuss how to manage supply chain risk to optimize clinical trial supply and also manage demand side requirements, risk of stock out, cost management etc using novel tools and technologies.
CD/Recorded
$229
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Recorded/CD
The Informed Consent Process at the Investigator Site- Who decides if it is adequate and GCP compliant, Ethics Committee, Sponsor, or Investigator?

The Informed Consent Process at the Investigator Site- Who decides if it is adequate and GCP compliant, Ethics Committee, Sponsor, or Investigator?

  • Speaker: Stephen Schwartz
  • Product ID: 702538
  • Duration: 75 Min
This webinar will discuss the role of the ethics committee, the trial sponsor and investigator in providing an adequate Informed Consent (IC). It will discuss challenges and practical limitations in ensuring your informed consent is GCP compliant.
CD/Recorded
$229
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Recorded/CD
3-hr Virtual Seminar: South Korea - Navigating the South Korean Regulatory Compliance and Clinical Trial Environment

3-hr Virtual Seminar: South Korea - Navigating the South Korean Regulatory Compliance and Clinical Trial Environment

  • Speaker: Robert J Russell
  • Product ID: 702153
  • Duration: 3 hrs
This 3-hr training on South Korean regulatory compliance requirements for life science products will discuss about the regulatory structure, clinical trial requirements and the conduct of running clinical research in South Korea.
CD/Recorded
$399
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Recorded/CD
Interpreting FDA's New Guidance Document on Risk-based Monitoring

Interpreting FDA's New Guidance Document on Risk-based Monitoring

  • Speaker: Moe Alsumidaie
  • Product ID: 702485
  • Duration: 60 Min
This webinar will train you on interpreting FDA's new guidance document on risk-based monitoring. It will include a case study demonstration on how any biopharmaceutical, medical device, and CRO could leverage the applications of breakthrough techniques to implement risk-based monitoring.
CD/Recorded
$229
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Recorded/CD
When does GCP Non-compliance at an investigator site compromise a regulatory submission? To File Or Not To File - that is the question!

When does GCP Non-compliance at an investigator site compromise a regulatory submission? To File Or Not To File - that is the question!

  • Speaker: Stephen Schwartz
  • Product ID: 702519
  • Duration: 75 Min
This webinar will help you manage the risks associated with GCP non-compliance at a pivotal investigator site. The training will follow a case-study approach to help you learn how to determine investigator non-compliance and guide you in deciding whether or not to file the efficacy study data in a regulatory application.
CD/Recorded
$229
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Recorded/CD
Making the Business Case for an Integrated GRC Program

Making the Business Case for an Integrated GRC Program

  • Speaker: Jason Mefford
  • Product ID: 702482
  • Duration: 60 Min
This webinar will equip attendees with the knowledge necessary to efficiently design and enhance GRC activities across the organization based on established GRC standards.
CD/Recorded
$149
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Recorded/CD
Know Thy Enemy - How Plaintiff's Lawyers Find and Finance Cases

Know Thy Enemy - How Plaintiff's Lawyers Find and Finance Cases

  • Speaker: Robert Herrington
  • Product ID: 702448
  • Duration: 60 Min
This webinar provides a behind-the-scenes look at how trial lawyers think and operate. It will provide you the understanding necessary to take steps to counter the tactics of trial lawyers and also keep your businesses off the trial lawyers’ radar.
CD/Recorded
$199
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Recorded/CD
ISO 14971: Understanding and Applying Risk Management

ISO 14971: Understanding and Applying Risk Management

  • Speaker: Jasmin NUHIC
  • Product ID: 702435
  • Duration: 120 Min
This 120-minute webinar will cover best practices and standardized processes, outlined in ISO 14971, for managing risk in medical devices. You will learn from the shared experience and examples provided by the speakers on how to implement proper and effective risk management processes and practices at your company.
CD/Recorded
$249
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Recorded/CD
The Nature of e-Banking, a Precursor to Understanding its Compliance & Risks

The Nature of e-Banking, a Precursor to Understanding its Compliance & Risks

  • Speaker: Richard Barr
  • Product ID: 702358
  • Duration: 90 Min
This 90-minute webinar will introduce you to the components that make up today’s e-Banking services. It is also a precursor, for those unfamiliar with it, to further modules focusing on understanding the risks associated with e-Banking, as well as the compliance challenges we face.
CD/Recorded
$149
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Recorded/CD
An Overview of Risk Management and Risk Analysis Techniques in Clinical Trials

An Overview of Risk Management and Risk Analysis Techniques in Clinical Trials

  • Speaker: Mukesh Kumar
  • Product ID: 702308
  • Duration: 90 Min
This webinar will provide you with an overview of risk factors in clinical trials and discuss possible ways to mitigate, control, assess impact, and prevent them in your trial.
CD/Recorded
$229
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Recorded/CD
Changes to Good Pharmacovigilance Practices in the EU

Changes to Good Pharmacovigilance Practices in the EU

  • Speaker: Robert J Russell
  • Product ID: 702341
  • Duration: 90 Min
This 90-minute webinar will provide you a thorough understanding of the updated framework surrounding Good Pharamcovigilance Practices (GVP) in the EU. This will include updates to the EU regulation, Directive and the first seven PV Modules, which have been published for consultation.
CD/Recorded
$229
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Recorded/CD
Full-day Virtual Seminar : Navigating the Japan Regulatory and Clinical Trial Environment; Conducting Clinical Studies in Japan

Full-day Virtual Seminar : Navigating the Japan Regulatory and Clinical Trial Environment; Conducting Clinical Studies in Japan

  • Speaker: Robert J Russell
  • Product ID: 702170
  • Duration: 6 hrs
This Japan Regulatory and Clinical Trial Requirements training will cover Japan Regulatory Agency Structure and Responsibilities, its review process for decision-making and approval, requirements for clinical trials in Japan and the procedures for conducting clinical studies in the country and reporting them.
CD/Recorded
$1099
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