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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Post-market Surveillance - Clinical Evaluation and Risk Management

Post-market Surveillance - Clinical Evaluation and Risk Management

  • Speaker: Daniel O Leary
  • Product ID: 705402
  • Duration: 90 Min
This Post-market Surveillance (PMS) webinar will discuss in detail the clinical evaluation and risk management requirements as described in MedDev 2.7/1 Rev. 4, EN ISO 14971:2012 and EN ISO 14971:2012 standards and how they are related. It will also explain some of the recent changes in EU medical device regulations.
CD/Recorded
$249
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Recorded/CD
Evidence Gathering in a Fraud Investigation

Evidence Gathering in a Fraud Investigation

  • Speaker: H. David Kotz
  • Product ID: 703261
  • Duration: 75 Min
This training on fraud investigation will explain how to deal effectively with allegations of fraud and how to conduct internal investigations. It will provide the attendees tips on how to gather evidence in a fraud investigation.
CD/Recorded
$199
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Recorded/CD
The Australian AML/CTF Act - Preparing for an Independent Review

The Australian AML/CTF Act - Preparing for an Independent Review

  • Speaker: David Harley
  • Product ID: 704662
  • Duration: 90 Min
This training program will discuss the planning and preparation needed for an independent review, or any other review of an AML/CTF program, and consider the stakeholders who need to be identified and managed throughout the field work, the impact on the business as they continue with business as usual as well as the likely areas where issues may be found. Understanding the process of an independent review provides the opportunity to test the implementation of your program before hand and call out some issues that need focus before any review commences.
CD/Recorded
$249
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Recorded/CD
Preventative Medicine: Is it Time to Streamline Your Physician Enterprise Structure so it Stands the Test of Time

Preventative Medicine: Is it Time to Streamline Your Physician Enterprise Structure so it Stands the Test of Time

  • Speaker: Joseph Wolfe
  • Product ID: 705437
  • Duration: 60 Min
The webinar will focus on the path most health care organizations in the country have taken to integrate along with the internal fragmentation that often remains after the deals are over. It will also discuss emerging best practices to manage fragmentation and risk.
CD/Recorded
$0
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Recorded/CD
Choosing and Using Key Risk Indicators

Choosing and Using Key Risk Indicators

  • Speaker: Mario Mosse
  • Product ID: 704948
  • Duration: 60 Min
This webinar will discuss the significance, nature and types of KRIs. The instructor will discuss how to develop, evaluate and implement KRIs in accordance with organization’s risk culture and create strategies for effective reporting of risk indicators that lead to management action.
CD/Recorded
$249
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Recorded/CD
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

  • Speaker: Lisa Marsden
  • Product ID: 704474
  • Duration: 60 Min
This training program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.
CD/Recorded
$179
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Recorded/CD
Transaction Monitoring and Cybersecurity - DFS, SOC, Cybersecurity Framework and Many More

Transaction Monitoring and Cybersecurity - DFS, SOC, Cybersecurity Framework and Many More

  • Speaker: William Akel
  • Product ID: 705365
  • Duration: 60 Min
Attend this webinar to understand the best ways to maintain annual compliance with DFS cybersecurity requirements through a strategic transformation of IT security monitoring to proactive cyber risk management; and to learn how a human-centric security orchestration model with people, process and technology will save and make you money.
CD/Recorded
$0
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Recorded/CD
How to Build and Use a Risk Matrix

How to Build and Use a Risk Matrix

  • Speaker: Mario Mosse
  • Product ID: 704970
  • Duration: 60 Min
Risk matrices are used during risk assessment to define the various levels of risk as the product of the probability and impact categories. This webinar training will focus on this simple but powerful mechanism to increase visibility of risks and assist management decision making. Risk matrices are one of the most widespread tools for risk evaluation.
CD/Recorded
$179
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Recorded/CD
Implementing the new standard for product recall: AS/ISO 10393

Implementing the new standard for product recall: AS/ISO 10393

  • Speaker: Steve Hather
  • Product ID: 705478
  • Duration: 60 Min
This webinar will help you how to improve the effectiveness of recalls and enhance consumer safety, as well as protecting the company’s reputation.
CD/Recorded
$0
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Recorded/CD
Conflicts of Interest in Financial Services; Identify, Eliminate, Mitigate and Disclose

Conflicts of Interest in Financial Services; Identify, Eliminate, Mitigate and Disclose

  • Speaker: Lisa Marsden
  • Product ID: 705466
  • Duration: 60 Min
Learn how best to identify, mitigate and make accurate disclosures of conflicts of interest.
CD/Recorded
$0
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Recorded/CD
Vendor Due Diligence: The Cybersecurity Perspective

Vendor Due Diligence: The Cybersecurity Perspective

  • Speaker: Rayleen M Pirnie
  • Product ID: 704700
  • Duration: 90 Min
In most industries, you can contract away a responsibility or task, but not the liability of an attack or compliance expectations. This training program will examine key questions in case of a security breach. Whom will your customers hold liable? Who is going to get fined and possibly sued? At the end of the day, your organization will suffer the negative publicity, the reputation damage, and financial loss of the attack. This program will address vendor due diligence and security to better understand the risks your organization could face while outsourcing your business needs.
CD/Recorded
$179
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Recorded/CD
Managing Communication in a Crisis and Protecting Your Brand

Managing Communication in a Crisis and Protecting Your Brand

  • Speaker: Michael Barrio
  • Product ID: 705448
  • Duration: 60 Min
This webinar will focus on the effective crisis communication strategies. Attendees will learn best practices to protect their organization’s brand in the time of crisis.
CD/Recorded
$0
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Recorded/CD
Effective and Proactive Strategic Risk Management - A Vital Element to Achieve Effective Enterprise-wide Governance, Risk Management and Compliance (GRC) Programs

Effective and Proactive Strategic Risk Management - A Vital Element to Achieve Effective Enterprise-wide Governance, Risk Management and Compliance (GRC) Programs

  • Speaker: Javier Kuong
  • Product ID: 705407
  • Duration: 120 Min
Learn an effective approach to practice risk management process that is proactive, strategic and top-down in nature to anticipate, avoid and mitigate potential losses from threats and risks that are present in the real world regardless of any organization’s wishes.
CD/Recorded
$0
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Recorded/CD
New Customer Due Diligence Beneficial Owner Rule

New Customer Due Diligence Beneficial Owner Rule

  • Speaker: Joe Soniat
  • Product ID: 705221
  • Duration: 60 Min
FinCEN is issuing final rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The rules contain explicit customer due diligence requirements and include a new requirement to identify and verify the identity of beneficial owners of legal entity customers, subject to certain exclusions and exemptions. This training program will walk attendees through the new rules and how to implement them.
CD/Recorded
$179
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Recorded/CD
Cybersecurity Policy and Controls Management with Root Cause Analysis (RCA)

Cybersecurity Policy and Controls Management with Root Cause Analysis (RCA)

  • Speaker: William Akel
  • Product ID: 705404
  • Duration: 60 Min
Learn corporate policy definition and assignment with ramifications for both. We'll discuss how to identify and document management review controls, why a fine tuned policy and procedure are critical to business operations and how to obtain the real root cause of cyber security incidents effectively.
CD/Recorded
$0
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Recorded/CD
10 Common Misconceptions About Payroll and How to Avoid Them

10 Common Misconceptions About Payroll and How to Avoid Them

  • Speaker: Vicki M. Lambert
  • Product ID: 704924
  • Duration: 90 Min
This webinar discusses 10 areas of wage and hour and tax law that when misunderstood or applied incorrectly causes employees to be paid or taxed incorrectly with the resulting penalties, fines and interest levied on the employer. Some of these wage and hour law misconceptions can even cause the employer to overpay employees forcing unnecessarily higher labor costs.
CD/Recorded
$249
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Recorded/CD
Conducting Investigative Interviews: Breaching Barriers with Hostile, Uncooperative, and Reluctant Interviewees

Conducting Investigative Interviews: Breaching Barriers with Hostile, Uncooperative, and Reluctant Interviewees

  • Speaker: John E Grimes
  • Product ID: 704835
  • Duration: 90 Min
Interviewing is a craft that involves applying proven and practiced steps along with skilled communication. This training program will discuss the art of human interaction to help achieve successful interview results. It will help participants in gaining the trust of the interviewee and in encouraging truthful responses.
CD/Recorded
$249
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Recorded/CD
Whistle While You Work: Protecting Your Organization from Whistleblower Threats

Whistle While You Work: Protecting Your Organization from Whistleblower Threats

  • Speaker: Christine Zack
  • Product ID: 705413
  • Duration: 60 Min
This webinar will provide an overview of SEC Whistleblower Rules such as False Claims Act, Dodd-Frank, Sarbanes-Oxley and Commodity Exchange Act. It will also discuss best practices on how to mitigate damages from an actual or purported whistleblower.
CD/Recorded
$0
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Recorded/CD
UCC4A Applications to ACH Payments, ACH Fraud Risk Management, and Contracts

UCC4A Applications to ACH Payments, ACH Fraud Risk Management, and Contracts

  • Speaker: Rayleen M Pirnie
  • Product ID: 705386
  • Duration: 90 Min
This webinar will untangle the complexities of UCC4A and how it applies to ACH payments. It will discuss legal and compliance risks presented by UCC4A and provisions impacting potential liability.
CD/Recorded
$0
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Recorded/CD
Tax Refund Fraud: The Fraud that Keeps Getting Worse

Tax Refund Fraud: The Fraud that Keeps Getting Worse

  • Speaker: Rayleen M Pirnie
  • Product ID: 705134
  • Duration: 90 Min
This training program will help identity frauds that lead to tax refund fraud and discuss funds availability exceptions. It will also discuss common non-post issues, the IRS Opt-In Program and eLeads, refund handling procedures, remedial actions, and suspicious activity reports.
CD/Recorded
$0
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