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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Evidence Gathering in a Fraud Investigation

Evidence Gathering in a Fraud Investigation

  • Speaker: Eli J Richardson
  • Product ID: 703498
  • Duration: 60 Min
This webinar will explain tools and tips for conducting internal investigations. Attendees will learn how to conduct effective witness interviews, how to draft comprehensive investigative reports and how to report evidence of fraud to law-enforcement authorities.
CD/Recorded
$179
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Recorded/CD
Regulation B - Equal Credit Opportunity Act (ECOA)

Regulation B - Equal Credit Opportunity Act (ECOA)

  • Speaker: Kara Lamphere
  • Product ID: 704268
  • Duration: 60 Min
This training program will help attendees understand how policies created to help keep costs low and net earnings up could create a disparate impact situation in your organization. Attendees will also learn the nuances with notification requirements especially related to incomplete applications.
CD/Recorded
$249
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Recorded/CD
New Home Health Conditions of Participation

New Home Health Conditions of Participation

  • Speaker: Sharon Litwin
  • Product ID: 705337
  • Duration: 90 Min
This CMS compliance training will address the key changes in the new Conditions of Participations (CoPs) that will be effective July 13, 2017. It will focus on the change processes and policies for patient rights, aide services, evolving plan of care, infection control, emergency preparedness program, QAPI and more.
CD/Recorded
$0
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Recorded/CD
BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes

BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes

  • Speaker: Kara Lamphere
  • Product ID: 703493
  • Duration: 60 Min
This webinar will highlight BSA/AML/OFAC risk assessments and evaluation compliance program. It will discuss BSA definitions, OFAC rules, Currency Transaction Reporting (CTR), Suspicious Activity Reporting (SAR) including additional requirements, such as 314(a), PEPs, and Pouch activities and much more.
CD/Recorded
$179
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Recorded/CD
Fraud Awareness Programs

Fraud Awareness Programs

  • Speaker: Lynn Fountain
  • Product ID: 702960
  • Duration: 90 Min
This training on fraud awareness program will discuss recent history and profile of fraud cases and will help attendees understand specific processes and techniques needed to be effective when providing assistance on fraud issues.
CD/Recorded
$0
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Recorded/CD
Strengthening Compliance with Effective AML Analytics, Algorithms, Machine Learning and Data Science

Strengthening Compliance with Effective AML Analytics, Algorithms, Machine Learning and Data Science

  • Speaker: Joe Soniat
  • Product ID: 705143
  • Duration: 60 Min
Learn how effective AML analytics, algorithms, machine learning and data science can strengthen your compliance program. This session will also discuss using analytics to help BSA/AML investigations, how you can use the CDD data gathered along with analytics, model validation and BSA/AML.
CD/Recorded
$199
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Recorded/CD
Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

  • Speaker: Fred Vacelet
  • Product ID: 705115
  • Duration: 60 Min
This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.
CD/Recorded
$229
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Recorded/CD
Impact and Control of RFIs on Construction Projects

Impact and Control of RFIs on Construction Projects

  • Speaker: Jim Zack
  • Product ID: 704288
  • Duration: 90 Min
This webinar discusses the genesis of RFIs and their development and the use and abuse of RFIs on construction projects including ways to mitigate the potential adverse impact of RFIs. Speaker discusses a number of contractual mechanisms to control the RFI process and mitigate potential impact damage claims based on the number of RFIs. The webinar also sets forth best management practices concerning the RFI process.
CD/Recorded
$199
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Recorded/CD
Three Ways Home Healthcare is Changing the Medical Device Game

Three Ways Home Healthcare is Changing the Medical Device Game

  • Speaker: Tom Kramer
  • Product ID: 705228
  • Duration: 60 Min
This medical device training program will provide an understanding of creative methodologies to solve design and development challenges of connected solutions for patient monitoring, scheduling, tracking, or drug delivery. It will demonstrate how consumer technologies vary by level of complexity and how they can be used in healthcare.
CD/Recorded
$0
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Recorded/CD
COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

  • Speaker: Lynn Fountain
  • Product ID: 704696
  • Duration: 90 Min
This training program will highlight the importance of management’s role in instilling proper internal controls within their processes. Although the Sarbanes-Oxley Act made it abundantly clear that internal controls is the responsibility of management, many companies still view those processes as the responsibility of the auditors or quality assurance individuals. The impending release of the new COSO Framework clearly outlines the importance of understanding all aspects of internal control and ensuring those elements are properly working together in an effective manner.
CD/Recorded
$0
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Recorded/CD
High Risk Transaction Case Studies

High Risk Transaction Case Studies

  • Speaker: Heidi Lee
  • Product ID: 705175
  • Duration: 90 Min
This training program will help attendees understand how the Interagency Appraisal and Evaluation Guidelines define HRTs (high risk transactions). It will also discuss best practices for checking your bank transaction risk process and offer ideas for improving your bank’s process for assessing and handling HRTs. Attendees will learn more about the regulatory impact of a HCRE transaction and the limited exemptions for ADC loans.
CD/Recorded
$0
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Recorded/CD
California Unfair Claims Settlement Practices

California Unfair Claims Settlement Practices

  • Speaker: Marc Estrella
  • Product ID: 703996
  • Duration: 60 Min
This training program will offer attendees an in-depth understanding of specific Unfair Claims Settlement Practices under California Law. It will further offer them an understanding of the regulations governing Unfair Claims Settlement Practices created by the California Department of Insurance.
CD/Recorded
$229
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Recorded/CD
Writing an Investigative Case Report | Findings and Recommendations

Writing an Investigative Case Report | Findings and Recommendations

  • Speaker: John E Grimes
  • Product ID: 704837
  • Duration: 90 Min
This training program will discuss how to synthesize an abundance of investigative information into a concise, thorough, accurate, and unbiased report. It will also offer pointers on creating an easy to read, professional looking document. Attendees will learn to effectively organize case reports.
CD/Recorded
$199
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Recorded/CD
Regulation E - The Basics and Error Resolution

Regulation E - The Basics and Error Resolution

  • Speaker: Donna K Olheiser
  • Product ID: 705178
  • Duration: 90 Min
Financial institutions have responsibilities and liabilities under Regulation E for consumer accounts when there are unauthorized transactions. However, the consumer account holder has some liability too. This webinar training will explore the limits of liability and help attendees understand who is liable for what amount, aided with real-life scenarios.
CD/Recorded
$249
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Recorded/CD
How to Establish an Effective Internal Control System

How to Establish an Effective Internal Control System

  • Speaker: David Sanders
  • Product ID: 705133
  • Duration: 90 Min
This webinar will enhance participants’ knowledge by detailing the elements of internal controls. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's over all security and effectiveness.
CD/Recorded
$0
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Recorded/CD
Medical Device Cybersecurity Following New FDA Guidance

Medical Device Cybersecurity Following New FDA Guidance

  • Speaker: Edwin Waldbusser
  • Product ID: 705200
  • Duration: 60 Min
This training will discuss the final guidance on postmarket management of cybersecurity in medical devices which was released in Dec. 2016. Attendees will learn how to establish a risk-based framework for assessing when changes to medical devices for cybersecurity vulnerabilities require reporting to the FDA.
CD/Recorded
$179
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Recorded/CD
Preparing Stability Protocols for Development and Commercial Products

Preparing Stability Protocols for Development and Commercial Products

  • Speaker: Peggy Berry
  • Product ID: 704459
  • Duration: 90 Min
This training program will discuss the requirements of ICH and the FDA for stability protocol content and format, including special stability studies required for approval.
CD/Recorded
$279
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Recorded/CD
Overhauling Outdated Credit Decisioning: Understanding and Best Practices

Overhauling Outdated Credit Decisioning: Understanding and Best Practices

  • Speaker: David Peterson
  • Product ID: 705187
  • Duration: 60 Min
In this training program, attendees will learn the 9 regulations governing payments risk and KYC/KYCC in which you may be out of compliance, as part of the process to overhaul outdated credit decisioning.
CD/Recorded
$0
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Recorded/CD
Marketing and Advertising Compliance - The First UDAAP Hotspot

Marketing and Advertising Compliance - The First UDAAP Hotspot

  • Speaker: Kara Lamphere
  • Product ID: 703451
  • Duration: 90 Min
This webinar will explain Unfair, Deceptive, and Abusive Act or Practices (UDAAP), including different standards for advertising over the internet and social media. It will also provide practical solutions for avoiding the pitfalls and still create meaningful advertisements.
CD/Recorded
$249
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Recorded/CD
Preventing and Detecting Fraudulent Vendor Disbursements

Preventing and Detecting Fraudulent Vendor Disbursements

  • Speaker: John E Grimes
  • Product ID: 704505
  • Duration: 90 Min
This training program will highlight various disbursement fraud schemes. It will also discuss preventing disbursement fraud by establishing a strong anti-fraud policy and understanding of the human factor.
CD/Recorded
$149
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