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Unrelated Business Income and Form 990-T
Tracy Paglia
60 Min
Product Id: 705598
This session will walk through the basics of UBI and the common sources of it. After laying the groundwork of the three-prong test, we’ll cover the exceptions, exclusions, and what the organization can do to minimize the tax paid from this income.
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Overview of FinCEN’s Enforcement Against Money Services Businesses and Use of Geographic Targeting Orders
Barbara Keller
60 Min
Product Id: 705484
This webinar will cover the agency's current enforcement climate for NBFIs, provide detail on recent enforcement actions against MSBs including money transmitters, virtual currency exchanges, and individuals; and discuss FinCEN’s use of GTOs. This webinar will also provide lessons learned and key themes drawn from FinCEN's increase in enforcement actions against NBFIs and its use of GTOs.
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Evidence Gathering in a Fraud Investigation
H. David Kotz
75 Min
Product Id: 703261
This training on fraud investigation will explain how to deal effectively with allegations of fraud and how to conduct internal investigations. It will provide the attendees tips on how to gather evidence in a fraud investigation.
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Social Security - What Advisors Need to Understand Regarding Social Security When Meeting With Clients
Marc Kiner,Jim Blair
90 Min
Product Id: 705385
This webinar will cover computation of social security benefits, eligibility, consequences of early benefits vs later, spousal benefits, social security claiming strategies, use of the Restricted Application and more.
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The New HMDA Rules for 2018
Jim George
60 Min
Product Id: 705572
This webinar will provide valuable assistance to all personnel in mortgage areas in banking, mortgage brokers, and mortgage companies
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The Australian AML/CTF Act - Preparing for an Independent Review
David Harley
90 Min
Product Id: 704662
This training program will discuss the planning and preparation needed for an independent review, or any other review of an AML/CTF program, and consider the stakeholders who need to be identified and managed throughout the field work, the impact on the business as they continue with business as usual as well as the likely areas where issues may be found. Understanding the process of an independent review provides the opportunity to test the implementation of your program before hand and call out some issues that need focus before any review commences.
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What's Hot with BSA/AML and Payments?
Rayleen M Pirnie
60 Min
Product Id: 705541
This webinar will help attendees to learn the current issues and changes to BSA/AML compliance obligations and the common regulator findings related to payments and customer risk.
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Sales and Use Tax - Avoiding Double Tax on Drop Shipments
Miles Hutchinson
100 Min
Product Id: 703616
This webinar will discuss the principles of drop shipment exemption. It will also detail how you can help your company legally avoid tax assessments by your drop shippers on your resale orders.
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Banking for the Medical, Legal and Accounting Professional
David L Osburn
90 Min
Product Id: 705515
This webinar will address the three most important issues in providing bank products and services to medical, legal and accounting professionals including marketing to the practice, financing the practice, and managing the relationship.
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SARs and Law Enforcement: Practical Insight to Streamline the Investigation Process
Joe Soniat
60 Min
Product Id: 705177
In this training program, attendees will learn best practices for a financial institution’s SAR process. The program will also discuss SAR reporting process, working with law enforcement on SAR cases, documenting SAR decisions, and investigation tips.
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Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices
Lisa Marsden
60 Min
Product Id: 704474
This training program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.
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Compliance Department Restructuring with the New Regulatory Demands
Carlo Chalhoub
60 Min
Product Id: 705454
This webinar addresses recent changes in the compliance environment. It will also discuss the process for evaluating compliance department structure and the goals of compliance restructuring.
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Bank Lending for the Retail Manager - Reg B, Z, RESPA, BSA, and Fair Credit Reporting
David L Osburn
90 Min
Product Id: 705501
This webinar will discuss five C’s of credit and three main areas of lending. It will also review the basics of loan structure, loan support, documentation, and loan compliance with regulation B, Z, RESPA, BSA, and Fair Credit Reporting.
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Transaction Monitoring and Cybersecurity - DFS, SOC, Cybersecurity Framework and Many More
William Akel
60 Min
Product Id: 705365
Attend this webinar to understand the best ways to maintain annual compliance with DFS cybersecurity requirements through a strategic transformation of IT security monitoring to proactive cyber risk management; and to learn how a human-centric security orchestration model with people, process and technology will save and make you money.
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RFP Fundamentals
Kenneth Jones
60 Min
Product Id: 705499
This webinar will teach you how to craft a Request for Proposal (RFP) with confidence. Contractors will gain insight on how to ask the right questions and what is involved in getting an award through the RFP process.
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The ABC’s of Completing the Annual ACH Rules Compliance Audit
Donna K Olheiser
90 Min
Product Id: 705494
This webinar will discuss in detail the requirements of ACH audit including requirements for third-party service provider. It will also provide best practices for the auditor performing the annual ACH audit to ensure compliance with the NACHA operating rules
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How to Build and Use a Risk Matrix
Mario Mosse
60 Min
Product Id: 704970
Risk matrices are used during risk assessment to define the various levels of risk as the product of the probability and impact categories. This webinar training will focus on this simple but powerful mechanism to increase visibility of risks and assist management decision making. Risk matrices are one of the most widespread tools for risk evaluation.
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The Impacts of Same Day ACH on ARC, BOC, POP, TEL & WEB Debit Entries
Donna K Olheiser
90 Min
Product Id: 705482
This webinar will outline how the debit entries such as ARC (Accounts Receivable Entries), BOC (Back Office Conversion), and POP (Point-of-Purchase), WEB and TEL will be affected in the new environment for the originator and the receiver. It will also describe the roles of all third-party senders, ACH software vendors, and ACH payment processors and should ensure accurate ACH processing, including the accurate dating of ACH transactions.
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Same-Day ACH - All You Need to Know
Rayleen M Pirnie
60 Min
Product Id: 705243
In response to the need for faster electronic payments and settlement, NACHA balloted a proposal for Same-Day ACH. The ballot passed and Same-Day ACH is rolling out over a three year span; phase one went into effect in September 2016. Current statistics show that Same-Day ACH is already gaining in popularity, but phase two is just around the corner and presents significantly more risk for all involved. In this training program, participants will grasp the background and basics of Same-Day ACH and learn to analyze the benefits and risks involved.
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NEW NACHA Rule: Third-Party Sender Registration - Are you Prepared?
Donna K Olheiser
60 Min
Product Id: 705469
Learn what a Third-Party Sender (TPS) is and how this impacts you. Take this training to understand how to determine if you have a Third-Party Sender relationship, the initial, basic registration information to submit to NACHA and the additional registration requirements if requested.