Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This Federal Sentencing Guidelines for Organizations (FSGO) compliance training will provide the tools necessary to efficiently design and enhance GRC activities that could significantly reduce penalties for non-compliance as well as regulatory enforcement actions in case of employee wrongdoing.

This training on FINRA rules and regulations highlights the requirements for retail and limited purpose broker-dealers to maintain an effective supervisory system that is reasonably designed to achieve compliance with NASD Rule 3010.

This anti-corruption training uses practical examples and real enforcement actions such as the Walmart and Microsoft bribery investigations to help you understand the Foreign Corrupt Practices Act (FCPA) and other national anti-bribery laws and avoid violating them.

This highly practical webinar will demystify data analysis, remove all of its mystery and perceived complexity, and provide attendees with tools and techniques to effectively identify unusual activity.

This tax compliance training will highlights the evolution of government’s attempts to require internet companies to collect, account for, report and remit sales tax on all of their sales. Learn best practices to minimize exposure to sales and use tax audits, penalties and interest.

This tax training will help you understand the concept of value added tax and how it works. It will provide you simple but powerful tools to improve your global VAT management.

Below Training CDs are top identified trainings on financial frauds, most important rules and regulations and how to stay compliant. Along with techniques to identify and how to deal with various frauds like Accounts Payable and Employee Reimbursement Fraud, you will also learn all about Standby Letters of Credit, OFAC, Anti Boycott and US PATRIOT Act.

This international trade compliance training will explain each of the areas covered by the 11 Incoterms and how each one works. The course will also explore the risks and advantages of each Incoterm, writing contracts of sale, reviewing purchase orders, proper export sale documentation and more.

This BFSI compliance training will assist participants, including bankers, regulators and board members to better understand and study the requirements for an effective and efficient governance program for a financial institution. It will highlight the issues of governance for banks and financial institutions and the principles and implementation factors to consider.

This webinar will provide attendees the tools and tips to integrate ethics and compliance risk into an organization’s risk management program. It will explain the role and importance of integrating such ethics and compliance risks into an organization’s overall enterprise risk management framework.

This BFSI compliance training will help attendees better understand and learn the requirements of an effective and efficient Enterprise Risk Management (ERM) program in banks and financial institutions. It will cover leading ERM standards and guidelines and also highlight its issues and major elements.

This HR regulations training will clearly explain how to handle tax levies and creditor garnishments efficiently and in compliance with the Federal and state requirements.

This webinar highlights the principles and techniques for internal control in payroll. After a general placement into the COSO framework, the course operationally covers how payroll processes should be designed for internal controls, the specific internal controls that apply to these area, as well as the levels of attribution and delegation of decision power.

This Foreign corrupt Practices Act (FCPA) compliance training will discuss common red flags for potential breaches of the Act and recent enforcement trends for noncompliance.

The following training is a pack of most informative training CDs on topics related Finance Frauds. These courses provide details on detecting & preventing frauds in Accounts Payable, P2P, Employee Reimbursement & how to implement Whistleblower Program.

This Must have Enterprise Metrics for Financial Operations webinar will cover the key performance indicators and metrics for your financial operations, issues encountered and effective usage of these key metrics for your business.

This webinar on Interest Rate Risk Management will highlight what the regulators expect community banks to do to effectively manage interest rate risk.

This training on data security will provide the tools to design and implement effective IT control structures and audit programs to help comply with the current data privacy and confidentiality regulations.

This training on construction fraud prevention will discuss proven audits strategies and techniques for detecting and preventing common fraud and risk in construction activities. Attendees will also learn how to manage when fraud arises and the tips to effectively control construction costs.

This IT security training will summarize current and emerging cyber-threats and provide latest insights and advice from experts on how to protect the organization.