Standby Letters of Credit (for Credit Managers)
Buddy Baker
90 Min
Product Id: 702366
This 90-minute webinar will take an in-depth look at how standby letters of credit work and the reasons they sometimes don’t. Participants will learn how to protect themselves against non-payment.
Cash Management Bank Statement Setup and Reconciliation
Kevin Chenoweth
90 Min
Product Id: 704945
In this webinar, participants will learn how cash flows interact with financial statements. The Instructor will help in understanding cash flows in funding strategic initiatives. They will also learn about the bank reconciliations for various types of transactions and preparation of banking relationships for a merger.
Payments and Settlements Systems - RTGS, SWIFT, LVTS, CLS
Stanley Epstein
90 Min
Product Id: 704719
This training program will focus on the entire payments and settlements process: beginning with the making of a payment and ending with the payment being received by the beneficiary and settled in a manner that makes it final and irrevocable.
FCPA and Anti-Bribery Cases and Trends in the US, China and Russia
Grant Smith
60 Min
Product Id: 704332
This training program will highlight the practices prohibited by the FCPA. It will help determine if your current travel and entertainment policy is in compliance and discuss what accounting and anti-bribery violations are covered.
Sensitive Business Audits and Potential Criminal Risks: Tax Fraud and IRS compliance
Travis A Greaves,T Joshua Wu
60 Min
Product Id: 704897
This presentation will provide tax and compliance professionals with an understanding of the stages of an audit with potential criminal exposure. Panelists will discuss the sources of criminal tax cases and the evaluation and investigation involved in an “eggshell audit”. The panelists will also cover the coordination between the IRS civil team and IRS criminal investigation division.
Red Flags of Internal Fraud, Asset Misappropriation, and Corruption
H. David Kotz
75 Min
Product Id: 704865
This webinar highlights how one can identify red flags of frauds, asset misappropriation and corruption. Presented by the former Inspector General of the SEC, the webinar provides specific and concrete tips to identify potential red flags before there is significant exposure.
State Insurance Solvency Modernization Initiatives - Financial Crisis to Present
Adam Kerns
60 Min
Product Id: 704901
This webinar training will discuss the state insurance regulatory developments from 2008 through today regarding the (NAIC) Solvency Modernization Initiative (SMI). Participants who attend this webinar will receive a comprehensive, in-depth review of the various state insurance solvency modernization initiatives, along with a better understanding of how such initiatives will directly impact their daily operations.
Enterprise Risk Management (ERM) and an Insurer’s Own Risk and Solvency Assessment (ORSA)
Adam Kerns
60 Min
Product Id: 704931
This webinar offer a comprehensive and in-depth review of the National Association of Insurance Commissioner’s (NAIC) Risk Management and Own Risk and Solvency Assessment Model Act and Guidance Manual (ORSA). Participants will learn about real world application to insurer’s daily operations and lessons learned so far.
Managing ACH Business to Business Payments
Rayleen M Pirnie
90 Min
Product Id: 704918
This webinar training will explore B2B ACH payments. The instructor will explain how to isolate benefits and risks and discuss various options including Credit Push vs. Debit, and analyze critical authorization provisions. He will also investigate sound business practices to successfully managing business to business ACH payments.
Reducing Risk in Third Party Relationships in the Financial Industry
Marc Perl
60 Min
Product Id: 704928
This webinar will prepare your organization to incorporate the best practices that should drive the use of third-parties. Participants will learn techniques of reducing risk in third-party relationships. An FI should adopt risk management processes commensurate with the level of risk and complexity of its third party relationships and should assure that comprehensive risk management and oversight of third party relationships involving critical activities reduce risk based on best practices.
How to Apply ISO 27001 Principles to Enterprise Risk Management in 2017
Michael C Redmond
60 Min
Product Id: 704828
This webinar training will help you implement ISO standards in your Enterprise risk management (ERM) system and understand the benefits. This session will enable on how to integrate ISO 27001 in your organization as the main structure for information security management.
Complying with the Rules and Regulations Pertaining to Letters of Credit: OFAC, Anti-Boycott, and the USA PATRIOT Act
Buddy Baker
90 Min
Product Id: 702639
This international trade compliance training will provide an overview and introduction to rules and regulations governing international trade and take an in-depth look at US sanctions enforced by the Office of Foreign Assets Control (OFAC), Anti-Boycott regulations maintained by the US Department of Commerce, and section 326 of the USA PATRIOT Act (“Know Your Customer”).
Litigation and Bankruptcy : How Accountants Can Help Clients Minimize Attorney Fees
Candace Leuck
120 Min
Product Id: 704911
In this webinar, you’ll learn about the role accountants can play in managing litigation and bankruptcy to reduce costs for their clients in cash distressed situations.
How to Use Big Data for an AML/AB&C Compliance and Risk Mitigation
Shaun Miller
120 Min
Product Id: 704779
This webinar discuss how big data is used for AML compliance review. The instructor will explain how an unstructured data, becomes structured and is subjected to data quality review, sampling and subsequent forensic analysis. The instructor will share how this analysis influences strategic decision in terms of risk mitigation and AML Program enhancement.
Essentials of Taxing and Reporting Insurance Benefits for 2016 and Beyond
Vicki M. Lambert
90 Min
Product Id: 704870
This webinar covers the basics of handling insurances in the payroll department including reviewing the requirements under the ACA for the 2016 reporting of health insurance. The Instructor will cover how to handle health insurance plans such as HSAs or HRAs, taxing and reporting life insurance and third party sick pay. He will also explain the role payroll plays in workers’ compensation pay-outs and premium payments.
The Custody Rule for Financial Firms
Lisa Marsden,Stacey Rodgers
60 Min
Product Id: 704873
This training program explains ‘The Custody Rule’. The instructor will help you determine if your firm has custody, compliance surrounding maintaining custody and regulatory deficiencies.
Mitigating and Conducting Very Effective Risk Assessments and Business Impact Analysis
Michael C Redmond
60 Min
Product Id: 704823
This webinar training will explain project management principles to prepare your business to overcome risk and outage. The instructor will discuss how to conduct risk assessment and business impact analysis. He will also discuss how to test and document risk elements and the process or steps to be taken to combat it.
Investment Advisors' Investment Policy Statement (IPS) - Rules, Regulations and Best Practices
Lisa Marsden
60 Min
Product Id: 704521
This training program will analyze best practices for the investment policy statement (IPS), elements of the IPS, the significant areas of the firm that should be involved in the development of the IPS, creating and maintaining the IPS, and compliance testing of the IPS.
Dealing with the Weingarten Ruling (Interviewing Public Sector and Private Sector Union Employees)
John E Grimes
90 Min
Product Id: 704777
This training program will explore the rationale behind the Weingarten Decision and other similar court decisions. It will also examine the union employee’s responsibilities when subject to an investigative interview and the union representative’s role in an investigative interview, along with sanctions and remedies for violation of Weingarten Rights.
Protect Your Organization from the Growing Internal Cyber Threat
Peter Goldmann
60 Min
Product Id: 704817
With the constant tide of data breaches and hacker threats, cybersecurity is a critical element in an organization’s policies. This training program will explore the common and not-so-common insider threats to your organization’s information security and help identify the red flags of potential or actual insider cyber crime.