Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

This webinar will explain the process of customer due diligence and enhanced due diligence. It will cover customer onboarding, sources of funds and wealth, customer questionnaires including financial institution’s core competencies.

This fraud investigation training will teach attendees best practices for preparing and implementing fraud response plan. Learn how to conduct E-Discovery and forensic data analytics.

This webinar will explain how to conduct a compliance gap analysis for Enterprise Risk Management (ERM). Attendees will learn best practices to ensure ERM compliance.

This webinar will explain the fundamentals of a qualitative dashboard. It will discuss the steps in the process necessary to design, develop and implement a risk management reporting dashboard for GRC purposes in a short and efficient time frame.

This webinar will explain various laws affecting travel pay and expense reimbursements. Attendees will learn best practices to comply with federal travel regulations.

This webinar will explain the anti-bribery and accounting provisions of the Foreign Corrupt Practices Act (FCPA) and will also discuss the UK Bribery Act. Learn the best practices for avoiding penalties for FCPA, UK Bribery Act, or local law violations.

This webinar will discuss how to implement an effective Enterprise Risk Management (ERM) program in your organization. Attendees will learn best practices for developing a successful and sustainable risk management process.

This Enterprise Risk Management (ERM) training will help attendees learn an innovative approach for integrating ERM risk assessment, crisis management, and business continuity. Attendees will leverage this approach to think strategically about potential risk identification blind spots and simultaneously evaluate day-to-day operating assumptions that can preserve value and enhance process maturity.

This webinar will cover how to have an effective Annual Risk Assessment (ARA) and internal audit’s role in ARA. You will be able to identify the appropriate risk framework, their risk rankings, and balancing their available resources.

In this Foreign Corrupt Practices Act (FCPA) webinar training understand the prohibited and exempted actions as per FCPA act, how to find the non compliance issues and how to implement FCPA compliance policies and procedures in your organization.

This webinar will show you how to audit your GRC program (governance, risk and compliance) and how to evaluate its design and operating effectiveness.

This GRC training will provide the attendees best practices for auditing their compliance team. Learn how to identify the strengths and weaknesses of your internal compliance departments.

This webinar will discuss leading and emerging risk management practices and show how your organization’s risk management capabilities can be improved. It will present proven techniques that you can use to assess and improve your risk management design and operating effectiveness.

This training will provide the attendees best practices for auditing the Enterprise Risk Management function. Learn the role and importance of audit in maintaining the effectiveness of ERM program.

This compliance training will provide you simple but powerful tools to effectively manage your legacy contracts. Learn the best practices to implement the processes and controls for contract management at your organization.

This corporate ethics and compliance training will provide you a framework for the evaluation of the effectiveness of your organizational ethics and compliance program. It will help you understand the importance and role of periodic evaluation in order to ensure compliance and avoid lawsuits.

This training on virtual currencies compliance will elucidate the rise, purpose, operational intricacies, societal benefits and multiple risks of Bitcoin and the emerging breed of alternative digital currencies. Attendees will learn tools and techniques to manage the risks posed by virtual currencies.

This Federal Sentencing Guidelines for Organizations (FSGO) compliance training will provide the tools necessary to efficiently design and enhance GRC activities that could significantly reduce penalties for non-compliance as well as regulatory enforcement actions in case of employee wrongdoing.

This training on FINRA rules and regulations highlights the requirements for retail and limited purpose broker-dealers to maintain an effective supervisory system that is reasonably designed to achieve compliance with NASD Rule 3010.

This anti-corruption training uses practical examples and real enforcement actions such as the Walmart and Microsoft bribery investigations to help you understand the Foreign Corrupt Practices Act (FCPA) and other national anti-bribery laws and avoid violating them.