Risk Management Training

This training program will guide attendees in implementing and complying with the requirements of ISO 27001:2013. ISO 27001 is an international standard published by the International Standardization Organization (ISO), and it describes how to manage information security in a company. The latest revision of this standard was published in 2013, and its full title now is ISO/IEC 27001:2013.

This training program is designed for individuals who need a more detailed understanding of the Securities and Exchange Commission procedures and process and its authority over publically traded companies. The session is applicable to all financial, compliance and regulatory personnel. It will serve as an introduction to the basics of the SEC organization and overview aspects of the organization itself, its enforcement reach and laws subject to SEC scrutiny.

This training program will explore 8 techniques for verifying the legitimacy of your foreign counterparty. It will also discuss credit check, background check, reference check, criminal record check, restricted parties record check, financial health check, and more.

This training program will look at the new frontiers for moving money that is nearly untraceable. The objective of the course is to sensitize the participant to see what might not make sense and thus know when to make deeper forays into activities they have spotted.

This training on internal audit compliance will help the attendees understand the role and importance of audits in enterprise risk management program. Learn assurance models and standards and how audit can help.

This training program will overview and summarize a few common themes among banks and credit unions that failed or became troubled during the recent economic crisis, which will help attendees identify red flags in an institution’s prevailing system.

Apart from offering a general understanding of cybersecurity and its impact on compliance programs, this training program will also examine cybersecurity channel threats and a financial institution’s response to such threats.

This webinar will provide an in-depth understanding about the key challenges and opportunities in integrating your organization's audit, risk and compliance activities.

This training program will discuss how fraudulent activities continue to stay on the rise despite enhanced technology. Financial institutions are starting to get more aggressive with securing their networks and computer systems, along with conducting more ongoing and thorough background checks on employees. The course will detail how using more preventative measures to identity and stop fraud is key in any organization.

This training program will detail new SEC enforcement initiatives and discuss the SEC enforcement mindset. It will also discuss SEC enforcement trends over time and controls to put in place to prevent exposure.

This training program will discuss how to create an effective M&A strategic plan that will help attendees identify and solicit targets that will add to the long-term shareholder value of their institution. Is your institution in the market for an acquisition or looking to grow? If so, this session will assist you and discuss keys to identifying and persuading an acquisition target interested in selling and the steps to completing a successful acquisition.

This training program will update participants on the developments regarding OFAC sanctions, OFAC enforcement trends as well as related export control traps for the unwary. The discussion of OFAC sanction developments will give participants an appreciation of the new war chest of punitive measures being deployed in recent executive orders.

This training program will provide participants with an essential, basic understanding of U.S. rules and regulations governing international trade. The regulations contain required (and prohibited) business conduct, with penalties for failure to comply including fines, loss of export privileges, and even jail terms. In many cases, banks are required to police transactions they handle and report violations.

This training program will discuss what to present to management to exploit – as an opportunity - transitioning to ISO 27001: 2013. It will also detail how to prepare, the assistance available, and what tools exist to inform a justification based on efficiency, awareness and market gains. Getting top management buy-in, which may require hiring a consultant and getting people trained can be barriers to success in sustaining a standards-informed approach to business, no less than for a mandatory management system update that will require funding and, therefore, justification.

This presentation will explore the nature of decision making in crisis situations. It will explore the psychology of decision making under stress and overview risk management analysis tools. The webinar instructor will present tips and techniques to identify structural and cyclical changes, improve risk management strategy processes, and identify transparent vulnerabilities.

This FDA guidance training on RUO (Research Use Only) and IUO (Investigational Use Only) products will enumerate FDA requirements for research use only and investigational use only IVD products. The webinar instructor, an industry expert, will highlight appropriate labeling and distribution practices for RUO and IUO products and detail instructions for use of an IVD product labeled RUO or IUO.

The prevention of money laundering is a key focus of regulatory authorities in developed countries around the world. Money laundering regulations are designed to inhibit the movement of funds derived from criminal activity and to restrict the availability of money to fund terrorist activities. This training program will detail the historical context of AML regulations, best practices to implement an effective AML program, and reporting guidelines for the same.

Different payment approaches are starting to remove the requirement for a payment card at the point-of-sale (POS), leveraging cloud-based services or mobile devices. This training program will enumerate how significant changes in the U.S. payments landscape are effecting how merchants accept payments.

Auditors and financial managers are not expected to have the expertise of forensic investigators, but they should have adequate knowledge of the aspects of fraud and maintain a skeptical mind when it comes to reviewing potential violations. Like internal controls, the economy, and business strategy, fraud continues to evolve and auditors must stay abreast of its root causes. This training program will highlight these root causes and detail suggested mitigation and investigation techniques.

This webinar will detail ERM core elements and discuss the basics of risk assessment. Attendees will learn to identify critical risk areas and mange backlog of risk areas as well.