Will the CFTC Client Funds Rule Allow Brokers to Invest Client Funds in US Treasuries?
Abstract:Yes – the CFTC’s newly approved Client Funds rule or “MF Global” rule allows futures brokers and brokerage firms to invest client funds in US Treasuries. They are, however, banned from investing client money in in-house transactions or repurchase agreements (repos) and foreign sovereign debt.
Compliance Trainings
Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence
By - Peter Goldmann
On Demand Access Anytime
By - Peter Goldmann
On Demand Access Anytime
Credit card surcharging - who is going to do it and what are the stipulations for compliance?
By - Ray Graber
On Demand Access Anytime
By - Ray Graber
On Demand Access Anytime
Compliance Standards
You Recently Viewed
