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FINRA Proposed Know Your Customer Rule

By: FINRA
Date: November 25, 2011

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Compliance Trainings

Pregnancy in the Workplace: Strategies to Protect Your Organization from Pregnancy Discrimination Claims
By - Christopher W. Olmsted
On Demand Access Anytime

How to Vet an IRB: Expose and Fix Problems Before They Threaten Your Trial
By - Madhavi Diwanji
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DMR & DHR - What Is Really Required
By - Daniel O Leary
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Compliance Standards

Checklist for applying IEC 62304:2015 ''Medical Device Software - Software Life Cycle Processes''
Price: $330Add to Cart

A Software Engineering Kit – Composed of Templates for Key Software Engineering Process Plans
Price: $660Add to Cart

ISO/IEC 20000-1:2011 “Information Technology – Service Management –Part 1: Service Management System Requirements”
Price: $330Add to Cart

Software Quality Kit
Price: $748Add to Cart

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Pharmaceutical Compressed Air - Quality GMP Standards and Requirements
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Building a Vendor Qualification Program for FDA Regulated Industries
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FDA Regulations for Marketing OTC Drugs in the U.S.
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Effective Annual U.S. FDA CGMP Training
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CDISC Mapping 1: Specifications and FDA Requirements
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Extractables and Leachables in Early Phase Development
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Advanced Tax Return Analysis for the Banker
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1099 & W-9 Update - Complying with IRS Information Reporting Guidelines
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OSHA Recordkeeping for 2015: Beyond the OSHA 300 Summary
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Form I-9 and E-Verify, getting and staying compliant
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Affordable Care Act Updates: What Employers need to do to Prepare
By: Vanessa G Nelson
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Child Support: What Payroll Doesn't Know Can Hurt You
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Detecting and Preventing Embezzlement in Your Organization
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What Employers Need to Know About Severance Agreements
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REACH and RoHS Compliance: Protecting Revenues with Advanced Compliance: 2-Day In-Person ...

San Francisco, CA | Aug 6-7, 2020
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Preparing for FDA's New Import/Export Trauma in 2020: 2-Day In-Person Seminar by Ex-FDA Official

Virtual Seminar | Jul 16-17, 2020
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Managing Domestic and Foreign FDA Inspections and the COVID-19 Impact: 2-Day In-Person Seminar...

Virtual Seminar | Jun 18-19, 2020
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Transforming Corporate Spending Processes: T&E and AP Best Practices and Digitization: 2-Day Virtual...

Los Angeles, CA | Aug 20-21, 2020
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Quality Control Laboratory Compliance - cGMPs and GLPs: One and a Half Day Virtual Seminar

Virtual Seminar | Jul 16-17, 2020
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FDA Recalls - Before You Start, and After You Finish : Virtual Seminar Seminar by Ex-FDA Official

Virtual Seminar | Jun 25-26, 2020
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Case Management Boot Camp: Strategies for Success in the Acute Care Setting and Beyond!...

Virtual Seminar | Jun 10, 2020
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Reduce costs for compliance with data integrity: 21 CFR Part 11, SaaS/Cloud, EU GDPR: 2-Day...

Virtual Seminar | Jun 3-4, 2020
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Validation, Verification and Transfer of Analytical Methods (Understanding and implementing...

Virtual Seminar | Jul 6-7, 2020
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Ensuring Compliance with Advertising and Promotional Requirements for Drugs and...

San Francisco, CA | Oct 22-23, 2020
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Data Integrity: FDA/EU Requirements and Implementation: 2-Day Workshop

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21 CFR Part 11 Compliance for SaaS/Cloud Applications: 2-Day Virtual Seminar

Virtual Seminar | Jun 3-4, 2020
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Supplier and Contract Manufacturer Management: 2-Day Virtual Seminar

Virtual Seminar | June 3-4, 2020
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Project Management for Human Resources: 3-Day Certification Program

Miami, FL | Jul 29-31, 2020
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Biostatistics for the Non-Statistician: One-Day Virtual Seminar

Virtual Seminar | Jun 17, 2020
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General requirements for the competence of testing and calibration laboratories
Provider: ANSI
Price: $142
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IEC 62304:2015 ''Medical Device Software - Software Life Cycle Processes''
Provider: SEPT
Price: $299
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IEC 62304:2015 ''Medical Device Software - Software Life Cycle Processes''
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ISO 45001:2018 Gap Analysis Checklist
Provider: 45001 Store
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Measurement management systems - Requirements for measurement processes and measuring equipment
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Geometrical Product Specifications (GPS) - Geometrical tolerancing - Tolerances of form, orientation...
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Templates and Plans for Software Configuration Management Documents-Version 6.0
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Computer System Validation Master Plan
Provider: LabCompliance
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Zero Acceptance Number Sampling Plan for Receiving, In-Process and Final Inspection
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Standard Operating Procedure: FDA Inspections
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AS9003 Comprehensive Quality System Kit for Inspection and Test Quality Control System
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ISO 45001:2018 Internal Audit Checklist, Procedure, and Forms
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Template for a Software Maintenance Plan - Fourth Edition
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Sarbanes Oxley Treasury Risks and Controls
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ISO 45001:2018 Flowcharts in MS Visio, SmartDraw, and PDF
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