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Home › Online Training ›  Compliance & Ethics

Compliance and Ethics Training - Live Webinars, Recordings & CDs

Evaluate and mitigate non-compliance and fraud risks, improve operations, and protect company reputation with our Ethics and Compliance Training Programs. You will learn how to curb non-compliant decisions and drive business in compliance with regulatory and corporate ethics. Browse this page for a range of courses of interest to you.
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Recorded/CD
Complying with the Rules and Regulations Pertaining to Letters of Credit: OFAC, Anti-Boycott, and the USA PATRIOT Act

Complying with the Rules and Regulations Pertaining to Letters of Credit: OFAC, Anti-Boycott, and the USA PATRIOT Act

  • Speaker: Buddy Baker
  • Product ID: 702639
  • Duration: 90 Min
This international trade compliance training will provide an overview and introduction to rules and regulations governing international trade and take an in-depth look at US sanctions enforced by the Office of Foreign Assets Control (OFAC), Anti-Boycott regulations maintained by the US Department of Commerce, and section 326 of the USA PATRIOT Act (“Know Your Customer”).
CD/Recorded
$249
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Recorded/CD
The FDA Compliance Enforcement Process

The FDA Compliance Enforcement Process

  • Speaker: David L Chesney
  • Product ID: 704913
  • Duration: 90 Min
This 90 mins webinar will provide a thorough understanding of the range of FDA enforcement options and the criteria the agency applies in deciding which to use.
CD/Recorded
$0
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Recorded/CD
Achieving Enterprise Information Security Goals - Creating Right Teams

Achieving Enterprise Information Security Goals - Creating Right Teams

  • Speaker: Rich Devlin,Joe Grannemon
  • Product ID: 704863
  • Duration: 60 Min
This webinar will involve a high-level discussion on how you can create effective teams for achieving your Information Security goals and addressing complex threats such as Ransomware. Learn how to create a Information Security plan and align your goals with objectives, strategies and tactics across teams.
CD/Recorded
$0
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Recorded/CD
HIPAA Compliance for a Practice Manager

HIPAA Compliance for a Practice Manager

  • Speaker: Jay Hodes
  • Product ID: 704595
  • Duration: 60 Min
This training program will examine the practice or office manager’s role and strengths in any healthcare office. Besides being responsible for many of the daily operations within an office, the practice manager is often tasked with managing the HIPAA compliance program - knowing what is required is critically important.
CD/Recorded
$229
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Recorded/CD
Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

  • Speaker: Javier Kuong
  • Product ID: 704656
  • Duration: 120 Min
This training program will provide a practical and structured methodology for the design of governance, controls and security provisions. The methodology can be applied to participants’ real work environment immediately. Participants will also benefit from comparing their present governance and controls design practices with the structured, risk-based methodology presented in the webinar.
CD/Recorded
$0
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Recorded/CD
Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

  • Speaker: Armen Khachadourian
  • Product ID: 704546
  • Duration: 90 Min
This training program will provide insight into fundamental underwriting and risk management guidelines, determining variables that constitute merchant risk, and on how to assign a dollar value and quantify exposure.
CD/Recorded
$0
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Recorded/CD
Writing Effective Email

Writing Effective Email

  • Speaker: Phil Vassallo
  • Product ID: 704380
  • Duration: 90 Min
This training program will discuss best practices for managing your email system effectively and efficiently. It will guide attendees in composing purposeful, reader-focused emails and in employing strategies for creating a courteous tone.
CD/Recorded
$199
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Recorded/CD
Is Your Vendor Ripping You Off? Fraud Red Flags Corporate Executives Should Recognize

Is Your Vendor Ripping You Off? Fraud Red Flags Corporate Executives Should Recognize

  • Speaker: Anne M McFadden
  • Product ID: 704015
  • Duration: 90 Min
This training program will primarily focus on analytical and accounting red flags in purchasing schemes, bid rigging, billing schemes, personal purchase schemes, product substitution and all other kinds of corporate fraud.
CD/Recorded
$249
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Recorded/CD
Building a Comprehensive Fraud Investigative Report

Building a Comprehensive Fraud Investigative Report

  • Speaker: H. David Kotz
  • Product ID: 704035
  • Duration: 75 Min
This training program will discuss how to ensure the credibility of a fraud investigative report. It will train attendees on conducting effective witness interviews, discuss fraud investigative techniques utilized in different situations, and offer tips to locate relevant documents in a fraud investigation.
CD/Recorded
$149
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Recorded/CD
Home Mortgage Disclosure Act (HMDA) Reports - Meeting Regulators: Expectations - Tools and technique to reduce errors

Home Mortgage Disclosure Act (HMDA) Reports - Meeting Regulators: Expectations - Tools and technique to reduce errors

  • Speaker: Jim George
  • Product ID: 703743
  • Duration: 60 Min
Fraudsters are always looking for new opportunities and new weaknesses. The availability of customer data on the black-market gives them just the tools they need. A bank has responsibilities to its shareholders and customers to protect them from these ever-changing threats. This webinar will furnish attendees with a complete understanding of the changes in the fraud arena and the strategies needed to combat fraud.
CD/Recorded
$149
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Recorded/CD
Risk Management - Best Practices, Roles and Responsibilities, Types and Preventives, Case Studies

Risk Management - Best Practices, Roles and Responsibilities, Types and Preventives, Case Studies

  • Speaker: Robert Geary
  • Product ID: 703689
  • Duration: 90 Min
This webinar will demonstrate a conceptual framework and thought process to address risk management. It will discuss the significance of risk management processes with emphasis on causes of risk and risk preventives. The instructor will explain the best practices, roles and responsibilities, risk types and how to prevent them.
CD/Recorded
$50
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Recorded/CD
Fighting Healthcare Fraud and Abuse: The Stakes and Consequences

Fighting Healthcare Fraud and Abuse: The Stakes and Consequences

  • Speaker: Michael Reynolds
  • Product ID: 703383
  • Duration: 90 Min
This webinar will explain the laws that regulate Fraud, Waste, and Abuse (FWA) including the Stark law. Attendees will learn how to detect, prevent and report healthcare fraud and abuse.
CD/Recorded
$229
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Recorded/CD
3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 704386
  • Duration: 180 Min
This training program will detail key components of a risk assessment and management program, and include a fraud risk assessment discussion. Other training points in the program include analyzing the methodology for successful risk assessment process, understanding the steps involved in the risk assessment process, and fraud risk assessment.
CD/Recorded
$199
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Recorded/CD
Developing Risk Models for AML and BSA Monitoring Programs

Developing Risk Models for AML and BSA Monitoring Programs

  • Speaker: Warren R Markowitz
  • Product ID: 703628
  • Duration: 60 Min
This session will offer insights on developing risk models for AML/BSA monitoring programs. Participants will gain keen understanding on the necessary and effective use of risk models.
CD/Recorded
$149
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Recorded/CD
Fraud and Cash Receipts: Common Frauds and Internal Controls

Fraud and Cash Receipts: Common Frauds and Internal Controls

  • Speaker: Toby Lawrence
  • Product ID: 704301
  • Duration: 60 Min
This training program will enumerate the types of frauds that occur in the revenue cycle and cash receipts function. It will also highlight red flags or warning signs to look out for that may indicate someone is committing fraud. Further, attendees will learn to perform a cost benefit analysis to determine whether it makes business sense to correct a control deficiency.
CD/Recorded
$149
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Recorded/CD
Quantitative Analysis of Individual Borrower Credit Risk

Quantitative Analysis of Individual Borrower Credit Risk

  • Speaker: Joseph M. Pimbley
  • Product ID: 704326
  • Duration: 90 Min
This training program will detail the development and use of credit ratings for credit risk assessment; development of financial statement regression techniques as embodied in the Altman Z score for credit risk assessment; differences in quantitative tools for differing loan type; importance of data quality for quantitative tools, and more.
CD/Recorded
$149
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Recorded/CD
Vendor Management: What Accounts Payable and Purchasing Need to Know and Do

Vendor Management: What Accounts Payable and Purchasing Need to Know and Do

  • Speaker: Jon Casher
  • Product ID: 704300
  • Duration: 60 Min
This purchasing and accounts payable training will focus on why you need a comprehensive program to address critical issues associated with vendor management. It will identify critical vendor management issues, provide a comprehensive step by step approach to vendor management and identify best and appropriate practices for managing all aspects of your vendor relationships.
CD/Recorded
$149
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Recorded/CD
Banking and Marijuana: When Federal and State Laws Collide

Banking and Marijuana: When Federal and State Laws Collide

  • Speaker: Warren R Markowitz
  • Product ID: 704025
  • Duration: 60 Min
In this training program, attendees will learn how to work with each other in a shifting environment in order to reduce compliance and oversight burdens. For a bank, the regulatory burden placed on operations is normally substantial but when cannabis related accounts are included the burden can be crushing. This course will discuss the ways in which business and oversight may support each other and provide for a profitable and compliant relationship with customers.
CD/Recorded
$149
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Recorded/CD
Establishing an Effective Internal Controls System: AP, COSO, COBIT, SAS, SAC

Establishing an Effective Internal Controls System: AP, COSO, COBIT, SAS, SAC

  • Speaker: David Sanders
  • Product ID: 704266
  • Duration: 90 Min
This training program will help find the dots relating to AP internal controls and connect them. The course will include: processes of formulation and implementation; how to develop steps for internal controls; how to develop tools for internal controls; how to benefit from these tools and more.
CD/Recorded
$149
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Recorded/CD
How to Conduct Corporate Fraud Investigations: Planning, Gathering and Drafting a Comprehensive Investigative Report

How to Conduct Corporate Fraud Investigations: Planning, Gathering and Drafting a Comprehensive Investigative Report

  • Speaker: H. David Kotz
  • Product ID: 703700
  • Duration: 90 Min
Learn more about fraud investigation and get trained on effective investigative techniques by former SEC Inspector General David Kotz. This executive training session will increase your understanding of conducting a credible fraud investigation and creating precise reports. The session will conclude with best practices for putting in place policies that detect and deter fraud.
CD/Recorded
$149
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