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Home › Online Training ›  Corporate Governance Training

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.
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Recorded/CD
Leadership & BoD Obligations Under AML, BSA & OFAC

Leadership & BoD Obligations Under AML, BSA & OFAC

  • Speaker: Michelle Martin
  • Product ID: 703613
  • Duration: 60 Min
This webinar will highlight the duties and financial risk of board of directors, business owners and upper management under Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) regulations.
CD/Recorded
$149
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Recorded/CD
Evaluating the Effectiveness of a Corporate Compliance Program: A Holistic Approach

Evaluating the Effectiveness of a Corporate Compliance Program: A Holistic Approach

  • Speaker: Brian A Dahl
  • Product ID: 703603
  • Duration: 90 Min
This webinar will provide a real-world perspective on using a holistic approach to evaluate the effectiveness of a corporate compliance program. Attendees will also get an opportunity to assess the overall success of their organization’s corporate compliance program.
CD/Recorded
$149
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Recorded/CD
How to conduct Risk Assessments as per ISO 31000/31010(SOX)

How to conduct Risk Assessments as per ISO 31000/31010(SOX)

  • Speaker: Kenneth Barden
  • Product ID: 701744
  • Duration: 90 Min
This Risk Assessment training will focus on the criteria established for ISO Standards 31000 and 31010. It will look at how a company can identify and manage its risks, and how effective risk management techniques can translate into better marketing and profitable opportunities for a business enterprise.
CD/Recorded
$149
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Recorded/CD
The JOBS Act - the Regulation D Offering Reborn

The JOBS Act - the Regulation D Offering Reborn

  • Speaker: Warren R Markowitz
  • Product ID: 703589
  • Duration: 60 Min
This webinar will focus on the comparison between the old and new Reg D Rule 506 Offering and will highlight the importance of compliance in this new arena. It will also discuss the roles and responsibilities of counsel and company management.
CD/Recorded
$149
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Recorded/CD
Red Flags of Internal Fraud, Asset Misappropriation, and Corruption

Red Flags of Internal Fraud, Asset Misappropriation, and Corruption

  • Speaker: Sinai Megibow
  • Product ID: 703578
  • Duration: 60 Min
This webinar will detail the variety of internal economic threats such as fraud, asset misappropriation, and corruption faced by businesses and examine the different methods and schemes by which dishonest employees target their employers. We will discuss how to identify red flags of those threats and preventive measures that companies can take in order to reduce the likelihood of being victimized.
CD/Recorded
$149
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Recorded/CD
How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions

How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions

  • Speaker: Michael C Redmond
  • Product ID: 703580
  • Duration: 60 Min
This webinar highlights the importance of an effective ERM program in project management and risk assessment. Attendees will learn how to implement a viable ERM program including documenting and testing it.
CD/Recorded
$0
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Recorded/CD
Implementing a Whistle-Blower Program - Detecting and Preventing Fraud at Workplace

Implementing a Whistle-Blower Program - Detecting and Preventing Fraud at Workplace

  • Speaker: Richard Cascarino
  • Product ID: 702725
  • Duration: 90 Min
This training on effective whistle-blower program implementation will discuss its importance and issues and provide tips on how to choose a reporting mechanism to detect and prevent fraud/misconduct or unethical workplace behavior both in the public and the private sectors.
CD/Recorded
$149
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Recorded/CD
Conflict Minerals 2014, SEC's Disclosure Requirements: The Past and Future

Conflict Minerals 2014, SEC's Disclosure Requirements: The Past and Future

  • Speaker: Lawrence Heim
  • Product ID: 703565
  • Duration: 60 Min
This webinar will provide a thorough understanding of the SEC conflict minerals disclosure requirements. It will help you develop strategies for the next filing covering calendar year 2014.
CD/Recorded
$149
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Recorded/CD
14 U.S. Code of Federal Regulations Part 13 Investigative and Enforcement Procedures

14 U.S. Code of Federal Regulations Part 13 Investigative and Enforcement Procedures

  • Speaker: Mont Smith
  • Product ID: 703526
  • Duration: 90 Min
This Federal Aviation Administration (FAA) compliance webinar will discuss in detail 14 CFR Part 13 investigative and enforcement procedures. It will cover investigative procedures, administrative actions, legal enforcement actions, Rules of Practice for FAA hearings, formal fact-finding investigations under an Order of Investigation, Rules of Practice in FAA Civil Penalty Actions, Civil Monetary Penalty Inflation adjustment, and the Flight Operations Quality Assurance (FOQA) program.
CD/Recorded
$149
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Recorded/CD
Developing and Facilitating Effective Compliance Risk Assessments

Developing and Facilitating Effective Compliance Risk Assessments

  • Speaker: Kenneth Barden
  • Product ID: 703530
  • Duration: 75 Min
This webinar will explain various approaches available for assessing risk in a company’s business portfolio. Attendees will learn best practices for conducting risk assessment to evaluate compliance risks, rate them, and prioritize them accordingly. Learn how to implement mitigation measures to reduce any adverse impact.
CD/Recorded
$149
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Recorded/CD
Multistate Handbooks: Multitasking Policies Effectively

Multistate Handbooks: Multitasking Policies Effectively

  • Speaker: Deirdre Kamber Todd
  • Product ID: 703528
  • Duration: 60 Min
This webinar will explain how to develop and maintain a high-quality multi-state employee handbook. It will cover common federal and state issues in multistate handbook drafting including NLRB, EEOC, PPACA, disability, pregnancy and leave.
CD/Recorded
$149
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Recorded/CD
The False Claims Act (or Whistleblower Act) and Hospital Fraud

The False Claims Act (or Whistleblower Act) and Hospital Fraud

  • Speaker: Shauna Itri
  • Product ID: 703547
  • Duration: 60 Min
This webinar will provide an overview of False Claims Act (FCA) and will discuss the procedures for filing a FCA case. It will review examples of FCA cases that have been successful and have recovered money for the government and rewarded whistleblowers for reporting fraud.
CD/Recorded
$229
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Recorded/CD
2014 Current Best Practices for Public Company Management

2014 Current Best Practices for Public Company Management

  • Speaker: Barth Aaron
  • Product ID: 703527
  • Duration: 60 Min
This webinar will review current best practices for Boards of Directors and senior management on the issues of Say-On-Pay votes, ISS and other shareholder advisors positions, SEC and exchange positions on independent boards and related regulation and positions.
CD/Recorded
$149
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Recorded/CD
Complying with and Applying Regulator's Rules and Guidance as it Relates to Social Media and Personal Electronic Devices (Financial Services)

Complying with and Applying Regulator's Rules and Guidance as it Relates to Social Media and Personal Electronic Devices (Financial Services)

  • Speaker: Donna Sardanopoli
  • Product ID: 703502
  • Duration: 90 Min
This webinar will discuss FINRA Regulatory Notice 10-06, 11-39 and SEC Social Media Guidance. Attendees will learn how to ensure compliance with all rules, regulations and guidance as it relates to social media and electronic devices.
CD/Recorded
$149
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Recorded/CD
Review of Major Lending Regulations and Required Documentation

Review of Major Lending Regulations and Required Documentation

  • Speaker: Roy Johnson
  • Product ID: 703496
  • Duration: 90 Min
This webinar will provide an overview of major lending regulations and required documentation to ensure loans are in compliance with the law. It will discuss Regulation Z, Regulation B, Regulation X, Regulation O, Regulation U including Fair Debt Collection Practices Act and Flood Disaster Protection Act.
CD/Recorded
$149
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Recorded/CD
Dual and Third-Country Nationals: Ensuring Foreign Licensee Requirements to Prevent Diversion of ITAR-Controlled Defense Articles

Dual and Third-Country Nationals: Ensuring Foreign Licensee Requirements to Prevent Diversion of ITAR-Controlled Defense Articles

  • Speaker: Darrell Coleman
  • Product ID: 703454
  • Duration: 70 Min
This webinar will explain the requirements of ITAR 126.18 regarding the transfer of defense articles (including technical data) to dual and third-country nationals employed by approved foreign end-users. Attendees will learn how to ensure compliance with the ITAR and avoid violations and penalties.
CD/Recorded
$149
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Recorded/CD
Foreign Corrupt Practices Act - Critical Issues and Best Practices

Foreign Corrupt Practices Act - Critical Issues and Best Practices

  • Speaker: Andrea Ewart
  • Product ID: 703167
  • Duration: 90 Min
This training on the Foreign Corrupt Practices Act will focus on the anti-bribery and accounting provisions of the FCPA and will explain the activities and conducts that are prohibited by the FCPA. Learn the best practices and strategies for avoiding criminal and administrative penalties for violating its provisions.
CD/Recorded
$149
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Recorded/CD
COSO 2013 Framework vs. ERM Framework: Implementation Challenges and Opportunities

COSO 2013 Framework vs. ERM Framework: Implementation Challenges and Opportunities

  • Speaker: Sonia Luna
  • Product ID: 703415
  • Duration: 90 Min
This webinar will explain similarities and differences between COSO v ERM frameworks. Attendees will understand key advantages of using the ERM framework over the updated COSO 2013 model.
CD/Recorded
$149
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Recorded/CD
How to Handle a Whistleblower Retaliation Investigation (From Start to Finish)

How to Handle a Whistleblower Retaliation Investigation (From Start to Finish)

  • Speaker: Amy Block Joy
  • Product ID: 703418
  • Duration: 60 Min
This webinar will provide strategies to prevent and/or stop retaliation in the workplace. It will discuss how to recognize retaliation before it takes root; best prevention practices and strategies to safeguard employees.
CD/Recorded
$149
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Recorded/CD
Money Service Businesses (MSB): High Risk Account Type

Money Service Businesses (MSB): High Risk Account Type

  • Speaker: Rosanna Jacobsen
  • Product ID: 703408
  • Duration: 60 Min
This webinar will highlight the complex efforts in identifying and monitoring of Money Service Businesses (MSB). It will discuss MSB regulatory requirements, documentations, and scenarios that provide guidance on this high risk account type requiring extended due diligence.
CD/Recorded
$149
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