ComplianceOnline

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.

Recorded/CD
Election Year Legal and Compliance 2012

Election Year Legal and Compliance 2012

  • Speaker: Michael Bayes ,Jason Torchinsky
  • Product ID: 702228
  • Duration: 75 Min
This webinar on Federal Campaign Finance Law will assist compliance officers and in-house counsel identify common campaign finance issues faced by corporations and trade associations in major election years.
CD/Recorded
$149
Recorded/CD
3-hr Virtual Seminar: SOX - Internal Controls for Accounts Receivable

3-hr Virtual Seminar: SOX - Internal Controls for Accounts Receivable

  • Speaker: Mike Morley
  • Product ID: 702163
  • Duration: 3 hrs
This 3-hr presentation covers specific issues affecting Credit and Accounts Receivable, including Credit Risk Management, the adequacy of provisions for Bad Debt, Collection Procedures, dependence on processes outside the credit department, and outside the company. This seminar will help Credit Professionals understand their responsibilities and duties so that they can be confident that their Credit and Accounts Receivable processes are Sarbanes-Oxley compliant.
CD/Recorded
$599
Recorded/CD
Preparing for the UK Bribery Act

Preparing for the UK Bribery Act

  • Speaker: Michael A. Potorti
  • Product ID: 702058
  • Duration: 60 Min
This training on UK Bribery Act will help you understand its requirements and how it will impact your organization. Learn how to identify areas of risk, proactively mitigate them to avoid significant fines and loss of reputation.
CD/Recorded
$449
Recorded/CD
Managing Corporate Risks with ISO 31000

Managing Corporate Risks with ISO 31000

  • Speaker: Kelly Eisenhardt
  • Product ID: 705083
  • Duration: 60 Min
ISO 31000 is a standard developed by the International Organization for Standardization (ISO) which provides a basic guideline and principles for the application of risk management. Companies that use risk management processes vary across industries in scope and magnitude and address a wide variety of challenges. This training program will offer an in depth look into the key components of the ISO 31000 guideline and best practices to implement and support a corporate risk management strategy or program.
CD/Recorded
$0
Recorded/CD
Essentials of Successful Fraud Risk Management

Essentials of Successful Fraud Risk Management

  • Speaker: Daniel Clark
  • Product ID: 706984
  • Duration: 60 Min
"Essentials of Successful Fraud Risk Management" is a session all about fraud. We begin by defining exactly what fraud looks like and provide a brief history of frauds impact to financial services.
CD/Recorded
$249
Recorded/CD
The Evolving Landscape for Management of Third Party Service Providers

The Evolving Landscape for Management of Third Party Service Providers

  • Speaker: Daniel Clark
  • Product ID: 706980
  • Duration: 60 Min
Third Party Risk Management is all about managing service providers. For several years, businesses have been increasing reliance on third parties. While this reliance has many upsides, there are risks that should be recognized and managed. This session highlights those risks and provides alternatives to best manage them.
CD/Recorded
$249
Recorded/CD
Legal & Ethical Challenges for Employers:  An Increase In Burnout, Stress, & Mental Illness

Legal & Ethical Challenges for Employers: An Increase In Burnout, Stress, & Mental Illness

  • Speaker: Dr. Susan Strauss
  • Product ID: 706946
  • Duration: 90 Min
Employers are seeing more mental health issues in their workforce than ever before. Long COVID has enhanced mental health concerns even more. Each year 1 in 5 adults is stricken with a mental illness (National Institute of Mental health), making mental illness an everyday reality for many of your employees. Yet only 1 in 3 people seek help with their illness. The ADA, HIPPA, FMLA and most states’ human/civil rights department dictate how employers deal with employees with mental health problems and could charge employers with civil rights liability. Privacy laws create challenges for employers to determine how serious a situation is and whether an employee poses a danger (though those with a mental illness pose no more risk of violence than those without a mental illness). Two thirds of employees would take a pay cut for a job that supports mental health – do you? As a manager, what can you do to better recognize and take care of your employees’ mental health? Seventy percent of employees could do more to support their employees’ mental health according to the Society of Human Rights Management (SHRM, February 15, 2023).
CD/Recorded
$0
Recorded/CD
Introduction to disaster/emergency management and business continuity programs

Introduction to disaster/emergency management and business continuity programs

  • Speaker: Bill Greulich
  • Product ID: 701337
  • Duration: 60 Min
This Risk management training module will describe a common set of criteria for disaster/emergency management and business continuity programs.
CD/Recorded
$199
Recorded/CD
Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM

Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM

  • Speaker: David R Koenig,Dr. Robert Mark
  • Product ID: 701231
  • Duration: 60 Min
This Enterprise Risk Management training (ERM) will provide a framework for evaluating the effectiveness of risk management based on an inventory of questions an effective ERM program should be able to answer.
CD/Recorded
$249
Recorded/CD
International Financial Reporting Standards: The Basics

International Financial Reporting Standards: The Basics

  • Speaker: Mike Morley
  • Product ID: 701161
  • Duration: 60 Min
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards.
CD/Recorded
$0
Recorded/CD
International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment

International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment

  • Speaker: Mike Morley
  • Product ID: 701162
  • Duration: 60 Min
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards. International Financial Reporting Standards are changing how companies account for long-lived tangible assets on their financial statements.
CD/Recorded
$99
Recorded/CD
Internal Control: Concepts & Application

Internal Control: Concepts & Application

  • Speaker: Bernice Russell Bond
  • Product ID: 701046
  • Duration:
This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk. Today when we talk about internal control, we’re talking about a new standard. Promulgated by the Committee of Sponsoring Organizations (COSO), also known as the Treadway Commission, which has caused a paradigm shift where the emphasis is on identification and management of business risks.This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk.
CD/Recorded
$199
Recorded/CD
Risk Management and the Risk Assessment Process

Risk Management and the Risk Assessment Process

  • Speaker: Bernice Russell Bond
  • Product ID: 701047
  • Duration: 90 Min
This Risk Management training will cover Risk management & Risk assessment within all business processes. Risk management is a concern that must be taken seriously in all aspects of your business. Are you prepared for the problems you may face?
CD/Recorded
$249
Recorded/CD
Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

  • Speaker: Mike Morley
  • Product ID: 700185
  • Duration: 60 Min
What credit professionals need to understand to carry out their responsibilities and duties to ensure Sarbanes-Oxley compliance. The Sarbanes-Oxley Act of 2002 makes company executives of publicly traded US companies personally and criminally responsible for the accuracy and reliability of the financial disclosures of their companies.
CD/Recorded
$199
Recorded/CD
Complying with Sarbanes Oxley (SOX), Section 404

Complying with Sarbanes Oxley (SOX), Section 404

  • Speaker: Bernice Russell Bond
  • Product ID: 700944
  • Duration: 90 Min
Learn how to comply Sarbanes Oxley compliance in a cost-efficient manner. Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner. Absorbing the first-year lessons — and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.
CD/Recorded
$249
Recorded/CD
Internal Control and Sarbanes-Oxley Section 404

Internal Control and Sarbanes-Oxley Section 404

  • Speaker: Dr. Sandford Liebesman
  • Product ID: 700936
  • Duration:
The core of the presentation will be an in-depth look at Section 404 and the COSO Guidance used by most organizations for compliance. We will describe the SOX legislation including the creation of the Public Corporation Accounting Oversight Board (PCAOB) and key sections of the Act.
CD/Recorded
$149
Recorded/CD
Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

  • Speaker: Peter Goldmann
  • Product ID: 700938
  • Duration: 60 Min
The training supports SOX Compliance (particularly Section 30 as it pertains to anonymous hotlines), and conforms to key criteria of the revised US Federal Sentencing Guidelines. Know how to promptly and effectively REPORT incidents of fraud or suspicious conduct.
CD/Recorded
$199
Recorded/CD
SOX: Internal Controls for Inventory

SOX: Internal Controls for Inventory

  • Speaker: Mike Morley
  • Product ID: 700359
  • Duration: 60 Min
Effective internal controls keep track of inventory and ensure that its proper value is reflected on the financial statements This presentation will provide you with the tools you need to establish and maintain strong internal controls for Inventory that meet Sarbanes-Oxley standards
CD/Recorded
$199
Recorded/CD
Writing Effective Suspicious Activity Reports

Writing Effective Suspicious Activity Reports

  • Speaker: Kenneth Barden
  • Product ID: 700482
  • Duration: 60 Min
The keystone of AML compliance is the reporting to proper authorities of those transactions and activities considered to be suspicious
CD/Recorded
$149
Recorded/CD
Federal Corrupt Practices Act - How Your Institution Can Comply

Federal Corrupt Practices Act - How Your Institution Can Comply

  • Speaker: Kenneth Barden
  • Product ID: 700747
  • Duration: 60 Min
This webinar will discuss the FCPA and potential pitfalls that US businesses must be aware of when conducting overseas business.
CD/Recorded
$249
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