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Home › Online Training ›  Finance, Sox & Internal control

Finance, SOX and Internal Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

Help your staff understand the basic regulatory requirements and also the small details which if overlooked could potentially have a big impact on your business. Ensure that your teams are knowledgeable about how the SOX compliance processes should be aligned with the relevant frameworks. Explore our wide range of training programs for Finance, SOX, and Internal Controls Regulatory Compliance.
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Recorded/CD
3-hr Virtual Seminar: Core Risk Management Skills for Auditors and Facilitators

3-hr Virtual Seminar: Core Risk Management Skills for Auditors and Facilitators

  • Speaker: Tim J. Leech
  • Product ID: 702710
  • Duration: 3 hrs
This risk management session will train participants on core risk management skills to help risk professionals oversee, control and improve their risk management process. The session also covers practical tips that you can implement to ensure organizational compliance to policies and procedures.
CD/Recorded
$299
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Recorded/CD
Introduction to Risk and Control Matrices for Internal Audit/SOX/Assurance

Introduction to Risk and Control Matrices for Internal Audit/SOX/Assurance

  • Speaker: Paul Gostelow
  • Product ID: 702769
  • Duration: 60 Min
This risk assessment and management training will discuss the risk analysis process and control matrices that help to comply with Section 404 of the Sarbanes Oxley (SOX) Act.
CD/Recorded
$149
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Recorded/CD
Auditing Technology and IT Investment Management

Auditing Technology and IT Investment Management

  • Speaker: Dan Swanson
  • Product ID: 702568
  • Duration: 60 Min
This IT Audit webinar will demonstrate how to evaluate your Technology Investments’ implementation “readiness” thereby reducing your risks during implementation along with the general audit steps, Audit risk assessment, Audit objectives, Audit approach, Audit testing, Audit report etc. It will also cover IT Investment Management issues and how to improve the organization’s IT results.
CD/Recorded
$149
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Recorded/CD
Accounts Receivable - Fraud Detection, Prevention, and Deterrence

Accounts Receivable - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702729
  • Duration: 90 Min
This webinar will cover how companies can deter the likelihood of AR frauds through strengthening internal controls by numerous methods to detect, prevent, and deter frauds. We’ll focus on the most common accounts receivable schemes and the top ten internal controls that prevent fraud.
CD/Recorded
$129
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Recorded/CD
Internal Controls in Purchases, Accounts Payable and Payment

Internal Controls in Purchases, Accounts Payable and Payment

  • Speaker: Francesco Bellandi
  • Product ID: 702587
  • Duration: 90 Min
This 90-minute webinar covers the operational principles and techniques for internal control in purchases, accounts payable and payment.
CD/Recorded
$149
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Recorded/CD
SOX Compliance: Accounts Receivable Risks and Controls

SOX Compliance: Accounts Receivable Risks and Controls

  • Speaker: Chris Doxey
  • Product ID: 702510
  • Duration: 60 Min
In this 60 minutes webinar, you can discover the in and out of accounts receivable risks and controls in compliant with SOX. The speaker brings vast knowledge and experience to guide you through with the know-how of accounts receivable process, fraud, weaknesses, deficiencies and the efficient ways to deal with them.
CD/Recorded
$149
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Recorded/CD
Top 20 Internal Controls to Detect and Prevent Fraud

Top 20 Internal Controls to Detect and Prevent Fraud

  • Speaker: Chris Doxey
  • Product ID: 702380
  • Duration: 60 Min
This webinar will focus on internal controls models that you can adapt for your organization. It will cover the top 20 internal controls for fraud detection and prevention, and show how you can monitor them for effectiveness.
CD/Recorded
$149
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Recorded/CD
3-hr Virtual Seminar: SOX - Internal Controls for Accounts Receivable

3-hr Virtual Seminar: SOX - Internal Controls for Accounts Receivable

  • Speaker: Mike Morley
  • Product ID: 702163
  • Duration: 3 hrs
This 3-hr presentation covers specific issues affecting Credit and Accounts Receivable, including Credit Risk Management, the adequacy of provisions for Bad Debt, Collection Procedures, dependence on processes outside the credit department, and outside the company. This seminar will help Credit Professionals understand their responsibilities and duties so that they can be confident that their Credit and Accounts Receivable processes are Sarbanes-Oxley compliant.
CD/Recorded
$599
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Recorded/CD
Managing Corporate Risks with ISO 31000

Managing Corporate Risks with ISO 31000

  • Speaker: Kelly Eisenhardt
  • Product ID: 705083
  • Duration: 60 Min
ISO 31000 is a standard developed by the International Organization for Standardization (ISO) which provides a basic guideline and principles for the application of risk management. Companies that use risk management processes vary across industries in scope and magnitude and address a wide variety of challenges. This training program will offer an in depth look into the key components of the ISO 31000 guideline and best practices to implement and support a corporate risk management strategy or program.
CD/Recorded
$0
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Recorded/CD
Hot Issues in Determining Multi-State Sales Tax Nexus

Hot Issues in Determining Multi-State Sales Tax Nexus

  • Speaker: Miles Hutchinson
  • Product ID: 706948
  • Duration:
States are tense. They need more revenue. Millions of dollars of internet sales occur daily without tax. The states want their money. In just 90 minutes, learn the different ways your company triggers nexus on itself and what it must do to comply with state regs.
CD/Recorded
$0
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Recorded/CD
Internal Control: Concepts & Application

Internal Control: Concepts & Application

  • Speaker: Bernice Russell Bond
  • Product ID: 701046
  • Duration:
This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk. Today when we talk about internal control, we’re talking about a new standard. Promulgated by the Committee of Sponsoring Organizations (COSO), also known as the Treadway Commission, which has caused a paradigm shift where the emphasis is on identification and management of business risks.This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk.
CD/Recorded
$199
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Recorded/CD
Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

  • Speaker: Mike Morley
  • Product ID: 700185
  • Duration: 60 Min
What credit professionals need to understand to carry out their responsibilities and duties to ensure Sarbanes-Oxley compliance. The Sarbanes-Oxley Act of 2002 makes company executives of publicly traded US companies personally and criminally responsible for the accuracy and reliability of the financial disclosures of their companies.
CD/Recorded
$199
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Recorded/CD
Complying with Sarbanes Oxley (SOX), Section 404

Complying with Sarbanes Oxley (SOX), Section 404

  • Speaker: Bernice Russell Bond
  • Product ID: 700944
  • Duration: 90 Min
Learn how to comply Sarbanes Oxley compliance in a cost-efficient manner. Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner. Absorbing the first-year lessons — and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.
CD/Recorded
$249
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Recorded/CD
Internal Control and Sarbanes-Oxley Section 404

Internal Control and Sarbanes-Oxley Section 404

  • Speaker: Dr. Sandford Liebesman
  • Product ID: 700936
  • Duration:
The core of the presentation will be an in-depth look at Section 404 and the COSO Guidance used by most organizations for compliance. We will describe the SOX legislation including the creation of the Public Corporation Accounting Oversight Board (PCAOB) and key sections of the Act.
CD/Recorded
$149
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Recorded/CD
Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

  • Speaker: Peter Goldmann
  • Product ID: 700938
  • Duration: 60 Min
The training supports SOX Compliance (particularly Section 30 as it pertains to anonymous hotlines), and conforms to key criteria of the revised US Federal Sentencing Guidelines. Know how to promptly and effectively REPORT incidents of fraud or suspicious conduct.
CD/Recorded
$199
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Recorded/CD
SOX: Internal Controls for Inventory

SOX: Internal Controls for Inventory

  • Speaker: Mike Morley
  • Product ID: 700359
  • Duration: 60 Min
Effective internal controls keep track of inventory and ensure that its proper value is reflected on the financial statements This presentation will provide you with the tools you need to establish and maintain strong internal controls for Inventory that meet Sarbanes-Oxley standards
CD/Recorded
$199
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Recorded/CD
Sarbanes-Oxley, IT and Segregation of Duties

Sarbanes-Oxley, IT and Segregation of Duties

  • Speaker: George Spafford
  • Product ID: 700112
  • Duration: 60 Min
This segregation of duties (SOD) training/webinar in Sarbanes-Oxley and IT will provide an overview of the current interpretation of Sarbanes-Oxley and will talk about what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
CD/Recorded
$99
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Recorded/CD
New SEC Guidance on Sarbanes-Oxley Section 404

New SEC Guidance on Sarbanes-Oxley Section 404

  • Speaker: Bob Benoit
  • Product ID: 700538
  • Duration: 60 Min
This Sarbanes-Oxley Section 404 compliance training will discussed recent developments in the SEC guidance.
CD/Recorded
$149
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Recorded/CD
Virtual SOX Compliance

Virtual SOX Compliance

  • Speaker: Bob Benoit
  • Product ID: 700405
  • Duration: 60 Min
Virtual SOX is one of the first open doors to effective and efficient sox compliance pathway. Using technology and local administrative talent we can gather backup documents, scan, upload and observe access controls. The concept of performing a Section 404 effort completely remote requires us to have a very different paradigm shift.
CD/Recorded
$199
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Recorded/CD
What Every Firm Should Know About Business Continuity Compliance

What Every Firm Should Know About Business Continuity Compliance

  • Speaker: Henry Theberge
  • Product ID: 700251
  • Duration: 60 Min
This Corporate governance training will provide a basic understanding of business continuity, discuss why business continuity is important, for compliance with rule 466 and others, clarify what to look for during audits.
CD/Recorded
$249
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