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Home › Online Training ›  Finance, Sox & Internal control

Finance, SOX and Internal Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

Help your staff understand the basic regulatory requirements and also the small details which if overlooked could potentially have a big impact on your business. Ensure that your teams are knowledgeable about how the SOX compliance processes should be aligned with the relevant frameworks. Explore our wide range of training programs for Finance, SOX, and Internal Controls Regulatory Compliance.
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Recorded/CD
Loan Structure, Documentation, and Compliance Training: A Comprehensive Approach

Loan Structure, Documentation, and Compliance Training: A Comprehensive Approach

  • Speaker: David L Osburn
  • Product ID: 705314
  • Duration: 90 Min
Attend this proactive webinar and receive a thorough overview of commercial lending requirements from a loan structure, documentation, and compliance perspective. The webinar will be summarized through a comprehensive case study.
CD/Recorded
$229
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Recorded/CD
The New OFAC - OFSI?: Iran Financial Sanctions, Guidance & Many More

The New OFAC - OFSI?: Iran Financial Sanctions, Guidance & Many More

  • Speaker: Shaun Miller
  • Product ID: 705160
  • Duration: 90 Min
This training program will examine the process for imposing monetary penalties for breaches of financial sanctions. It will also deconstruct the process for imposing monetary penalties for breaches of financial sanctions: consultation, operating within counter-terrorism legislation.
CD/Recorded
$0
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Recorded/CD
Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

  • Speaker: Fred Vacelet
  • Product ID: 705115
  • Duration: 60 Min
This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.
CD/Recorded
$229
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Recorded/CD
Modeling the Critical Monthly Cash Flow Forecast - Building a Can't Miss Template

Modeling the Critical Monthly Cash Flow Forecast - Building a Can't Miss Template

  • Speaker: Joe Weil
  • Product ID: 704995
  • Duration: 100 Min
From calculating DSO and DSI and planning for seasonal adjustments to using Excel date arithmetic to schedule payables, receivables and cash flow, this training program will assist attendees in effectively constructing the monthly cash flow forecast using Excel.
CD/Recorded
$0
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Recorded/CD
The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules

The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules

  • Speaker: Travis A Greaves,T Joshua Wu
  • Product ID: 705112
  • Duration: 60 Min
The new IRS partnership audit rules require all partnership and LLCs taxed as partnerships to amend their partnership agreement and take action now. In this training program, attendees will learn how these rules impact your business and your clients. The session will discuss IRS issues with TEFRA (Tax Equity and Fiscal Responsibility Act) and detail the concepts and terms in the Bipartisan Budget Act.
CD/Recorded
$0
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Recorded/CD
SBA: Projecting Cash Flow - Best Practices and Evaluation Techniques

SBA: Projecting Cash Flow - Best Practices and Evaluation Techniques

  • Speaker: Charles H Green
  • Product ID: 705106
  • Duration: 60 Min
This training program will help attendees recognize the risks of failing to thoroughly vet the information received from a business loan applicant that project future revenues, profits and cash flows. Attendees will also learn to track cash through a business operation, dissect the cash cycle of the operation, and comply with SBA standards concerning expected cash flow attributes of loan applicants.
CD/Recorded
$179
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Recorded/CD
High Risk Transaction Case Studies

High Risk Transaction Case Studies

  • Speaker: Heidi Lee
  • Product ID: 705175
  • Duration: 90 Min
This training program will help attendees understand how the Interagency Appraisal and Evaluation Guidelines define HRTs (high risk transactions). It will also discuss best practices for checking your bank transaction risk process and offer ideas for improving your bank’s process for assessing and handling HRTs. Attendees will learn more about the regulatory impact of a HCRE transaction and the limited exemptions for ADC loans.
CD/Recorded
$0
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Recorded/CD
Unveiling MS Office Application Suite 2016

Unveiling MS Office Application Suite 2016

  • Speaker: Mitzi Katz
  • Product ID: 705030
  • Duration: 90 Min
This training program will explore several new functionalities within the MS Office suite. For example, did you know Word 2013 can open PDF files directly? Charting has been revamped throughout the Office products, especially in Excel. This Excel webinar will serve as a quick start to learn the new features.
CD/Recorded
$0
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Recorded/CD
AICPA'S Financial Reporting Framework for Small and Medium Size Entities

AICPA'S Financial Reporting Framework for Small and Medium Size Entities

  • Speaker: Candace Leuck
  • Product ID: 705141
  • Duration: 90 Min
Accountants and other financial professionals who deal with privately held entities wishing to reduce the cost and reporting burden that exists with reporting using generally accepted accounting principles should become familiar with the AICPA’s (American Institute of CPAs) recently developed accrual basis framework of accounting. This training program will deconstruct AICPA's financial reporting framework for small and medium size entities.
CD/Recorded
$0
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Recorded/CD
Exploring Excel: The Pros and Cons of Linked Excel Workbooks

Exploring Excel: The Pros and Cons of Linked Excel Workbooks

  • Speaker: David H Ringstrom
  • Product ID: 705050
  • Duration: 90 Min
This excel work book webinar will showcase how to link excel to word documents, databases, web pages, how to fix broken links, improve integrity of workbooks. Learning how to break links to other workbooks and data sources. Handouts and sample workbook with steps.
CD/Recorded
$0
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Recorded/CD
Writing an Investigative Case Report | Findings and Recommendations

Writing an Investigative Case Report | Findings and Recommendations

  • Speaker: John E Grimes
  • Product ID: 704837
  • Duration: 90 Min
This training program will discuss how to synthesize an abundance of investigative information into a concise, thorough, accurate, and unbiased report. It will also offer pointers on creating an easy to read, professional looking document. Attendees will learn to effectively organize case reports.
CD/Recorded
$199
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Recorded/CD
Regulation E - The Basics and Error Resolution

Regulation E - The Basics and Error Resolution

  • Speaker: Donna K Olheiser
  • Product ID: 705178
  • Duration: 90 Min
Financial institutions have responsibilities and liabilities under Regulation E for consumer accounts when there are unauthorized transactions. However, the consumer account holder has some liability too. This webinar training will explore the limits of liability and help attendees understand who is liable for what amount, aided with real-life scenarios.
CD/Recorded
$249
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Recorded/CD
How to Establish an Effective Internal Control System

How to Establish an Effective Internal Control System

  • Speaker: David Sanders
  • Product ID: 705133
  • Duration: 90 Min
This webinar will enhance participants’ knowledge by detailing the elements of internal controls. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's over all security and effectiveness.
CD/Recorded
$0
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Recorded/CD
AML Compliance and FinCEN Updates and its Implications

AML Compliance and FinCEN Updates and its Implications

  • Speaker: Armen Khachadourian
  • Product ID: 705185
  • Duration: 90 Min
The webinar will provide an overview of the currency and monetary reporting requirements imposed by the Bank Secrecy Act. It will also discuss red flags that pose present and future challenges for regulated businesses. Recognizing and investigating suspicious activities is the key in safeguarding an organization's financial system from illicit use and combating money laundering. Timely and accurate reporting will promote national security through the collection, analysis, and dissemination of financial intelligence to the proper authorities.
CD/Recorded
$0
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Recorded/CD
Overhauling Outdated Credit Decisioning: Understanding and Best Practices

Overhauling Outdated Credit Decisioning: Understanding and Best Practices

  • Speaker: David Peterson
  • Product ID: 705187
  • Duration: 60 Min
In this training program, attendees will learn the 9 regulations governing payments risk and KYC/KYCC in which you may be out of compliance, as part of the process to overhaul outdated credit decisioning.
CD/Recorded
$0
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Recorded/CD
Preventing and Detecting Fraudulent Vendor Disbursements

Preventing and Detecting Fraudulent Vendor Disbursements

  • Speaker: John E Grimes
  • Product ID: 704505
  • Duration: 90 Min
This training program will highlight various disbursement fraud schemes. It will also discuss preventing disbursement fraud by establishing a strong anti-fraud policy and understanding of the human factor.
CD/Recorded
$149
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Recorded/CD
Exploring Excel: Fantastic Filtering Techniques

Exploring Excel: Fantastic Filtering Techniques

  • Speaker: David H Ringstrom
  • Product ID: 705180
  • Duration: 90 Min
Microsoft Excel has powerful tools that can be used to quickly tame large sets of data. This training session will help attendees discover techniques that can simplify and format data according to your audience.
CD/Recorded
$0
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Recorded/CD
Make the Best of Government Guaranteed Lending: Credit Enhancement - Opportunities

Make the Best of Government Guaranteed Lending: Credit Enhancement - Opportunities

  • Speaker: Charles H Green
  • Product ID: 705104
  • Duration: 60 Min
This training program will provide a brief overview of the SBA’s 7(a) loan guarantee program, the express loan program, and the 504/CDC loan program, as well as the USDA’s Business and Industry Loan program. The webinar will also analyze loan guarantee program benefits, credit enhancement and participation requirements. It will discuss the levels of participation and how lenders might qualify for delegated authority, depending on SBA lending experience and results.
CD/Recorded
$0
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Recorded/CD
Advanced Excel Charting Skills Using Spinners, Sliders, Check Boxes, Other ActiveX Tools That Turn You Into a Guru

Advanced Excel Charting Skills Using Spinners, Sliders, Check Boxes, Other ActiveX Tools That Turn You Into a Guru

  • Speaker: Joe Weil
  • Product ID: 705150
  • Duration: 100 Min
This Excel training program will help attendees create interactive, dynamic Excel Charts helpful for financial modeling and dashboards. It will also help build Excel Charts to save time and eliminate manual input. Attendees will learn Excel Lookup functions, understand how to use INDEX and MATCH to retrieve data and chart with multiple criteria, learn how to use Excel dynamic named ranges with tables for chart automation, and more.
CD/Recorded
$249
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Recorded/CD
PMP - Requirement Validation and Gathering for Fortune 500 Companies

PMP - Requirement Validation and Gathering for Fortune 500 Companies

  • Speaker: Kevin Chenoweth
  • Product ID: 705129
  • Duration: 90 Min
This training program will deconstruct how to define requirements management and change process. It will also offer a clear understanding of the role of requirements in the project life cycle, the role of requirements in the business case, and the role of stakeholders in requirements definition.
CD/Recorded
$0
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