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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Understanding Disclosures, Certifications and Corporate Responsibility Relating to SOX - Sections 302, 401, 404, 409, 906

Understanding Disclosures, Certifications and Corporate Responsibility Relating to SOX - Sections 302, 401, 404, 409, 906

  • Speaker: David Sanders
  • Product ID: 704440
  • Duration: 90 Min
This webinar will enhance attendees’ knowledge of corporate responsibility for financial reports, disclosures and certifications relating to SOX Sections 302, 401, 404, 409, 802, 906 (Sarbanes-Oxley Act) by helping you understand the levels of corporate responsibility and certification.
CD/Recorded
$179
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Recorded/CD
FDA Guidelines on Usage of Stem Cells in Medicines

FDA Guidelines on Usage of Stem Cells in Medicines

  • Speaker: Thomas Webster
  • Product ID: 704495
  • Duration: 120 Min
This training program will discuss stem cell sources and how to control stem cell differentiation, technologies (FDA and non-FDA) that exist in stem cell technologies, and the future directions and opportunities that exist for stem cell technologies.
CD/Recorded
$0
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Recorded/CD
3-Hour Virtual Training: Russia Regulatory Compliance Requirements for Life Science Products

3-Hour Virtual Training: Russia Regulatory Compliance Requirements for Life Science Products

  • Speaker: Robert J Russell
  • Product ID: 704356
  • Duration: 3 hrs
This training course will provide a detailed overview of the regulatory requirements, local challenges and important cultural aspects of working with the lifecycle of life science products (pharmaceuticals, medical devices, biologics and combination products) as an importer or producer in Russia. It will offer a deeper understanding of cultural norms, and will discuss best practices for establishing relationships and protecting your intellectual property to be integrated into your company’s training and corporate business strategies.
CD/Recorded
$429
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Recorded/CD
Educating and Training Staff to Manage Regulatory Records

Educating and Training Staff to Manage Regulatory Records

  • Speaker: Charlie Sodano
  • Product ID: 704493
  • Duration: 60 Min
This training program will explore why planning and implementing an information management solution can be a daunting task. Composing policies and procedures is a good start, followed by testing in small groups. But a lot of people are resistant to changing their work practices, especially if they have been working for an organization for a long time. The worst thing that can happen is that staff appears to be compliant with the new plan, but has found a way to continue their prior practices under the radar. The solution to this problem is a comprehensive initial and continuing educational plan.
CD/Recorded
$229
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Recorded/CD
Risk Management - Best Practices, Roles and Responsibilities, Types and Preventives, Case Studies

Risk Management - Best Practices, Roles and Responsibilities, Types and Preventives, Case Studies

  • Speaker: Robert Geary
  • Product ID: 703689
  • Duration: 90 Min
This webinar will demonstrate a conceptual framework and thought process to address risk management. It will discuss the significance of risk management processes with emphasis on causes of risk and risk preventives. The instructor will explain the best practices, roles and responsibilities, risk types and how to prevent them.
CD/Recorded
$50
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Recorded/CD
Compilation and Review Update - New Formats, SSARS21

Compilation and Review Update - New Formats, SSARS21

  • Speaker: Candace Leuck
  • Product ID: 704490
  • Duration: 90 Min
This training program leads to an understanding of the recently effective SSARS 21 which supersedes SSARS 19. It will provide insight for accountants in public practice and accountants in industry who will be engaged in compilation and review services with year ends after December 15, 2015.
CD/Recorded
$249
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Recorded/CD
The Practice of Factoring - A Viable Lending Component

The Practice of Factoring - A Viable Lending Component

  • Speaker: Ray Graber
  • Product ID: 704430
  • Duration: 90 Min
This training program on factoring will discuss the fragmented market place, the missing link to receivables management, interesting alternatives, and the new face of factoring.
CD/Recorded
$199
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Recorded/CD
Complaint Management End to End - Sources, Tracking, Governance and Remediation

Complaint Management End to End - Sources, Tracking, Governance and Remediation

  • Speaker: Amy Bracht
  • Product ID: 704466
  • Duration: 90 Min
This training program will discuss the current lay of the land with CFPB expectations on complaint management systems. It will instruct attendees on how to establish a complaint management system or enhance current practices. The course will also teach front line managers how to recognize and track a complaint and demonstrate how to categorize complaints into meaningful data for further analysis. Finally, it will discuss methods to remediate issues and reduce overall number of complaints.
CD/Recorded
$249
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Recorded/CD
FDA Inspection Preparedness

FDA Inspection Preparedness

  • Speaker: Susan Muhr Leister
  • Product ID: 704221
  • Duration: 60 Min
This training program will discuss key terms and responsibilities related to FDA inspections and the purpose of the BIMO inspection program. It will also review the general purpose and overall process of an FDA inspection and enhance your inspection preparation strategies.
CD/Recorded
$229
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Recorded/CD
4 P’s of ITAR - Policies, Provisions, Procedures & Penalties

4 P’s of ITAR - Policies, Provisions, Procedures & Penalties

  • Speaker: Suzanne Richer
  • Product ID: 704343
  • Duration: 60 Min
This training program will offer an overview of the International Traffic in Arms Regulations (ITAR) Part 126 – General Policies and Provisions, Part 128 – Administrative Procedures.
CD/Recorded
$149
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Recorded/CD
FDA’s New Endotoxin Test Guidance for Human Parenteral Drugs, Biological Products and Medical Devices

FDA’s New Endotoxin Test Guidance for Human Parenteral Drugs, Biological Products and Medical Devices

  • Speaker: Angela Dunston
  • Product ID: 704431
  • Duration: 90 Min
This training program will provide a review of the current testing requirements and discuss what happened to the old 87/91 LAL Guidance for Industry proposed guidance. The program will also discuss how to transition from one bacterial endotoxin test to another—understanding the RPT (Rabbit Pyrogen Test). Participants will also gain a clearer perspective of the Monocyte Activation Test (MAT).
CD/Recorded
$229
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Recorded/CD
5-Hour Virtual Seminar: P2P Standards of Internal Controls - Preapproved by the American Purchasing Society

5-Hour Virtual Seminar: P2P Standards of Internal Controls - Preapproved by the American Purchasing Society

  • Speaker: Chris Doxey
  • Product ID: 704195
  • Duration: 5 hrs
This two-part five-hour certificate program focuses on internal controls leading practices and standards for the Procure to Pay (P2P) process. Attendees will learn about internal controls best practices by focusing on the Internal Controls Questionnaires (ICQ) for each component of the P2P process. Participants in this program will obtain a certificate in Procure to Pay (P2P) Standards of Internal Controls from the American Purchasing Society (APS).
CD/Recorded
$499
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Recorded/CD
3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 704386
  • Duration: 180 Min
This training program will detail key components of a risk assessment and management program, and include a fraud risk assessment discussion. Other training points in the program include analyzing the methodology for successful risk assessment process, understanding the steps involved in the risk assessment process, and fraud risk assessment.
CD/Recorded
$199
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Recorded/CD
Driver Performance-Based Budgeting and Rolling Financial Forecasts

Driver Performance-Based Budgeting and Rolling Financial Forecasts

  • Speaker: Gary Cokins
  • Product ID: 704391
  • Duration: 90 Min
This training program will help attendees understand the deficiencies with the traditional annual budget. Attendees will also learn how to apply unit-level consumption rates with forecasts to project operational expenses and how to include strategic projects and risk mitigation projects in expense projections.
CD/Recorded
$50
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Recorded/CD
Creating Proper User Requirement Specifications (URS) for Computer Systems Validation (CSV) - Ensuring Overall Regulatory Compliance

Creating Proper User Requirement Specifications (URS) for Computer Systems Validation (CSV) - Ensuring Overall Regulatory Compliance

  • Speaker: Gaurav Walia
  • Product ID: 704370
  • Duration: 75 Min
This training program will provide attendees with the ultimate set of tools in order to help their firms properly create User Requirement Specifications (URS) for Computer Systems Validation (CSV) with emphasis on current industry trends in this particular area as well as current Food and Drug Administration (FDA) regulatory trends and enforcement activity.
CD/Recorded
$229
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Recorded/CD
10 CAM Mistakes and How to Avoid Them

10 CAM Mistakes and How to Avoid Them

  • Speaker: Robert Machson
  • Product ID: 704308
  • Duration: 60 Min
This training program will list common CAM mistakes and practical solutions that will save you money. If you are the owner or operator of leased property, a tenant, franchisee, attorney, paralegal, lease administrator or auditor, you want to make sure that you are not paying more than you ought to.
CD/Recorded
$149
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Recorded/CD
Accounts Receivable - Collection Techniques

Accounts Receivable - Collection Techniques

  • Speaker: Brian Shanahan
  • Product ID: 704279
  • Duration: 90 Min
This training program will help attendees discover the importance of segmenting accounts based on size and payment behavior and then using the right collection technique with the right customers. The course will also offer an understanding of the best practices that should be deployed around each of these collection techniques.
CD/Recorded
$149
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Recorded/CD
Regulation V - Fair Credit Reporting Act

Regulation V - Fair Credit Reporting Act

  • Speaker: Kara Lamphere
  • Product ID: 704290
  • Duration: 60 Min
This webinar will discuss the Regulation V – Fair Credit Reporting Act(FCRA) in details and explain attendees what types of marketing are allowed, requirements of affiliate marketing, and disclosures required with regard to consumer credit report. Speaker will discuss about consumer credit report alerts and identity theft protections, as well as what an institution must do with these alerts.
CD/Recorded
$249
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Recorded/CD
Using Analysis of Variance - A Practical Approach

Using Analysis of Variance - A Practical Approach

  • Speaker: Daniel O Leary
  • Product ID: 703824
  • Duration: 60 Min
This training program will illustrate the underlying idea that makes ANOVA work. It will also offer an understanding of the data collection issues you should plan and how to get access to ANOVA in Excel.
CD/Recorded
$229
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Recorded/CD
How to Properly Monitor Process and Performance of Pharmaceutical Solid Dosage Equipment

How to Properly Monitor Process and Performance of Pharmaceutical Solid Dosage Equipment

  • Speaker: Michael Levin
  • Product ID: 704274
  • Duration: 60 Min
Among other key topics, this training program will focus on what can be monitored in mixing operations, wet granulation operations, dry granulation operations, compaction operations, and coating operations.
CD/Recorded
$229
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