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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Understanding and Implementing the EU Vigilance System

Understanding and Implementing the EU Vigilance System

  • Speaker: Daniel O Leary
  • Product ID: 704205
  • Duration: 90 Min
This training program will furnish attendees with an overview of the EU vigilance system and the understanding and tools necessary for effective QMS implementation. It will also provide an implementation checklist for the vigilance system.
CD/Recorded
$229
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Recorded/CD
OFAC and Other Denied Parties: What Your Company Needs to Know and Do

OFAC and Other Denied Parties: What Your Company Needs to Know and Do

  • Speaker: Jon Casher
  • Product ID: 703915
  • Duration: 60 Min
This training program will focus on what your company needs to know and do about laws and regulations within and outside the US regarding individuals and entities that you are prohibited from doing business with. These individuals and entities are sometimes referred to as denied, debarred, excluded or restricted parties. Contrary to the idea that these laws and regulations apply only to financial institutions, they, in fact, apply to all types of organizations. This session will identify the parts of your organization that need to be aware of the issues, the necessary controls and the steps you should take to avoid compliance issues, penalties and lawsuits.
CD/Recorded
$149
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Recorded/CD
Supplier Inspections, Audits, and Compliance Tracking

Supplier Inspections, Audits, and Compliance Tracking

  • Speaker: Richard Maksimoski
  • Product ID: 704130
  • Duration: 60 Min
Attendees will leave this training program with more confidence, vision, and productivity. The confidence comes from knowing that you have more tools to keep your product in compliance with regulatory and company standards. The ability to establish the necessary processes will allow attendees to remain confident that your company will be safe.
CD/Recorded
$149
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Recorded/CD
Performing Your ACH Audit: The Ins and Outs of ACH Rule Compliance

Performing Your ACH Audit: The Ins and Outs of ACH Rule Compliance

  • Speaker: Luann Kohlmann
  • Product ID: 703861
  • Duration: 100 Min
The NACHA Operating Rules and Guidelines require that all participating depository financial institutions, third-party senders and third-party service providers that provide ACH services conduct an annual ACH audit to be performed by December 31 of each year (ACH Rules, Appendix Eight, Section 8.1). It is critical that electronic payments work safely and efficiently for all users. The ACH network strives for just that by requiring the annual ACH audit. This webinar will offer attendees a keen understanding of general audit requirements, and the functions of a receiving depository financial institution (RDFI), and an originating depository financial institution (ODFI).
CD/Recorded
$149
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Recorded/CD
Achieving Consistent Performance with ERM

Achieving Consistent Performance with ERM

  • Speaker: David Birk
  • Product ID: 704135
  • Duration: 90 Min
This training program will offer attendees a broader perspective of understanding the risk responses that can be adapted to any particular situation and the importance of aligning risk management with strategy development.
CD/Recorded
$50
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Recorded/CD
Set-Up of Insurer Bad Faith, Defense of Bad Faith Suits and "Reverse Bad Faith" Claims: Insurer vs. Policyholder Perspectives

Set-Up of Insurer Bad Faith, Defense of Bad Faith Suits and "Reverse Bad Faith" Claims: Insurer vs. Policyholder Perspectives

  • Speaker: Barry Zalma
  • Product ID: 703922
  • Duration: 60 Min
This training program will detail why insurers must train their staff to recognize efforts to set them up in an act that would result in a claim that their actions were tortious. The webinar will also focus on the tort of bad faith and why it was created, and the methods used to set up an insurer for claims of bad faith.
CD/Recorded
$149
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Recorded/CD
Vendor Management - Building a Strong Questionnaire

Vendor Management - Building a Strong Questionnaire

  • Speaker: Michael D King
  • Product ID: 704119
  • Duration: 60 Min
This training program will highlight why a vendor questionnaire is the keystone your vendor management program is built on. The course will help ensure attendees get the whole picture and determine appropriate controls for information security and privacy.
CD/Recorded
$149
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Recorded/CD
ISO/IEC 27001:2013 - Breaking It Down to Understand and Implement

ISO/IEC 27001:2013 - Breaking It Down to Understand and Implement

  • Speaker: Michael C Redmond
  • Product ID: 703977
  • Duration: 90 Min
This training program will guide attendees in implementing and complying with the requirements of ISO 27001:2013. ISO 27001 is an international standard published by the International Standardization Organization (ISO), and it describes how to manage information security in a company. The latest revision of this standard was published in 2013, and its full title now is ISO/IEC 27001:2013.
CD/Recorded
$0
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Recorded/CD
Legitimacy of Buyers/Suppliers in Export/Import

Legitimacy of Buyers/Suppliers in Export/Import

  • Speaker: Igor Chigrin
  • Product ID: 704100
  • Duration: 60 Min
This training program will explore 8 techniques for verifying the legitimacy of your foreign counterparty. It will also discuss credit check, background check, reference check, criminal record check, restricted parties record check, financial health check, and more.
CD/Recorded
$149
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Recorded/CD
B2B Payments in the U.S. and the Compliance Issues They Face

B2B Payments in the U.S. and the Compliance Issues They Face

  • Speaker: Ray Graber
  • Product ID: 704078
  • Duration: 60 Min
This training program will offer attendees a greater understanding of payment types that are declining and those that are growing: ACH, CHIPS, and Fedwire. Plans and polices to combat payment theft and related fraud will also be detailed in the webinar.
CD/Recorded
$149
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Recorded/CD
AML - New Techniques for Laundering Money

AML - New Techniques for Laundering Money

  • Speaker: Burke Files
  • Product ID: 704072
  • Duration: 90 Min
This training program will look at the new frontiers for moving money that is nearly untraceable. The objective of the course is to sensitize the participant to see what might not make sense and thus know when to make deeper forays into activities they have spotted.
CD/Recorded
$149
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Recorded/CD
Internal Audit's Role in Enterprise Risk Management

Internal Audit's Role in Enterprise Risk Management

  • Speaker: Denise Cicchella
  • Product ID: 703104
  • Duration: 90 Min
This training on internal audit compliance will help the attendees understand the role and importance of audits in enterprise risk management program. Learn assurance models and standards and how audit can help.
CD/Recorded
$149
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Recorded/CD
CDOI, 790.03(h): The California Fair Claims Settlement Practices Regulations

CDOI, 790.03(h): The California Fair Claims Settlement Practices Regulations

  • Speaker: Barry Zalma
  • Product ID: 704002
  • Duration: 60 Min
This training program will state and elaborate the minimum standards for the investigation and settlement of insurance claims as per the California Fair Claims Settlement Practices Regulations. California, like many other states, requires that all insurers doing business in the state must train all its claims personnel on the Fair Claims Settlement Practices Regulations annually and no later than September 1 of each year.
CD/Recorded
$149
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Recorded/CD
How to Implement an Effective Enterprise Risk Assessment and Related Internal Audit Function at a Bank or Credit Union

How to Implement an Effective Enterprise Risk Assessment and Related Internal Audit Function at a Bank or Credit Union

  • Speaker: Toby Lawrence
  • Product ID: 703953
  • Duration: 60 Min
This training program will overview and summarize a few common themes among banks and credit unions that failed or became troubled during the recent economic crisis, which will help attendees identify red flags in an institution’s prevailing system.
CD/Recorded
$149
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Recorded/CD
FS-ISAC, FFIEC, PII - Cybersecurity for Non-Technical Financial Services Personnel

FS-ISAC, FFIEC, PII - Cybersecurity for Non-Technical Financial Services Personnel

  • Speaker: Tony Kaus
  • Product ID: 704007
  • Duration: 90 Min
Apart from offering a general understanding of cybersecurity and its impact on compliance programs, this training program will also examine cybersecurity channel threats and a financial institution’s response to such threats.
CD/Recorded
$149
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Recorded/CD
Fraud Prevention at the Branch

Fraud Prevention at the Branch

  • Speaker: Susan Wind
  • Product ID: 704060
  • Duration: 60 Min
This training program will discuss how fraudulent activities continue to stay on the rise despite enhanced technology. Financial institutions are starting to get more aggressive with securing their networks and computer systems, along with conducting more ongoing and thorough background checks on employees. The course will detail how using more preventative measures to identity and stop fraud is key in any organization.
CD/Recorded
$149
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Recorded/CD
How to Effectively Identify and Complete a Successful Merger or Acquisition of a Bank

How to Effectively Identify and Complete a Successful Merger or Acquisition of a Bank

  • Speaker: Toby Lawrence
  • Product ID: 704014
  • Duration: 60 Min
This training program will discuss how to create an effective M&A strategic plan that will help attendees identify and solicit targets that will add to the long-term shareholder value of their institution. Is your institution in the market for an acquisition or looking to grow? If so, this session will assist you and discuss keys to identifying and persuading an acquisition target interested in selling and the steps to completing a successful acquisition.
CD/Recorded
$50
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Recorded/CD
Lyophilization Technology

Lyophilization Technology

  • Speaker: Jerry Dalfors
  • Product ID: 704028
  • Duration: 80 Min
This training program will discuss each of the critical aspects of freeze drying and the related effects of variables. The course will also discuss sublimation rate variability, heat transfer, loss of protein activity, and freezing effects on primary drying.
CD/Recorded
$229
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Recorded/CD
2015 OFAC Sanction, Related Export Control Violations and Enforcement Trends: Best Practices for Preventing Violations

2015 OFAC Sanction, Related Export Control Violations and Enforcement Trends: Best Practices for Preventing Violations

  • Speaker: Robert J Ward Jr
  • Product ID: 703919
  • Duration: 90 Min
This training program will update participants on the developments regarding OFAC sanctions, OFAC enforcement trends as well as related export control traps for the unwary. The discussion of OFAC sanction developments will give participants an appreciation of the new war chest of punitive measures being deployed in recent executive orders.
CD/Recorded
$50
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Recorded/CD
Deep Dive Overview: TILA/RESPA Integrated Disclosures

Deep Dive Overview: TILA/RESPA Integrated Disclosures

  • Speaker: Kara Lamphere
  • Product ID: 703978
  • Duration: 60 Min
This training program will discuss the changes to initial and closing disclosures relative to TILA and RESPA. It will offer attendees a clearer understanding of changes to variance thresholds, affiliate relationships, and illustrate the importance of knowing your fees and avoiding closing delays.
CD/Recorded
$149
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