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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Red Flags of Money Laundering and How to Mitigate Risk Against the Crime of Financial Facilitation of Criminal Activity

Red Flags of Money Laundering and How to Mitigate Risk Against the Crime of Financial Facilitation of Criminal Activity

  • Speaker: Mark Malinowski
  • Product ID: 703742
  • Duration: 60 Min
Criminals and criminal enterprises constantly manipulate the banking system to move their illegal proceeds through financial institutions. Their methods and trends are always changing, so investigative personnel, accountants, auditors, and FIU personnel need to be aware of these activities. This course will instruct attendees on how to examine each transaction to determine the method, the reason, and potential destination of the funds to protect financial institutions during personal and business transactions.
CD/Recorded
$149
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Recorded/CD
Understanding the Current FDA Requirements for Raw Materials and Components

Understanding the Current FDA Requirements for Raw Materials and Components

  • Speaker: Jamie Jamshidi
  • Product ID: 701048
  • Duration: 90 Min
This webinar will cover the current FDA requirement for raw materials used in producing APIs and drug products. Attendees will learn how to ensure that raw materials are of acceptable identity, quality and purity before use. This webinar will also provide best practices for avoiding FDA warning letters and 483 observations.
CD/Recorded
$149
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Recorded/CD
Accounts Payable Theft and Fraud: An AP Management Guide to Help Detect and Prevent Employee Theft and Fraud

Accounts Payable Theft and Fraud: An AP Management Guide to Help Detect and Prevent Employee Theft and Fraud

  • Speaker: Richard Cascarino
  • Product ID: 703736
  • Duration: 90 Min
Often, an organization’s most vulnerable area is its accounts payable (AP) operations, where the lack of effective internal controls could pave the way for fraudulent activities and theft. This course will focus on best practices for detecting AP fraud, red flags and indicators of AP fraud and how to prevent it, while elaborating the various fraud and internal fraud categories.
CD/Recorded
$149
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Recorded/CD
Risk Metrics - Identifying, Evaluating and Managing Risk Conditions

Risk Metrics - Identifying, Evaluating and Managing Risk Conditions

  • Speaker: Robert Geary
  • Product ID: 703716
  • Duration: 60 Min
The objective of this instruction is to provide an in depth understanding and applicability of risk metrics by establishing the purpose they serve, reviewing the methodology for creating a set of risk metrics, studying a sampling of risk metrics currently employed, and reviewing the risk metric management process. In essence, the course will provide a conceptual framework to comprehend the value of risk metrics.
CD/Recorded
$149
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Recorded/CD
Financial Fraud Alert – Detection & Prevention [Webinar]

Financial Fraud Alert – Detection & Prevention [Webinar]

  • Speaker: Mark Malinowski
  • Product ID: 703717
  • Duration: 60 Min
This course will highlight the current methods and trends employed by criminals and criminal enterprises to acquire company assets for personal gain. It will provide a case study analysis addressing the methods of prevention, detection and investigation to protect and prosecute individuals who embezzle company assets.
CD/Recorded
$149
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Recorded/CD
Understanding ISO 13485 and its Relation to FDA's Quality Systems Regulation

Understanding ISO 13485 and its Relation to FDA's Quality Systems Regulation

  • Speaker: Jessica Czamanski
  • Product ID: 703630
  • Duration: 90 Min
This webinar will highlight the distinctions between ISO 13485 and FDA’s QSR. It will further introduce attendees to key clauses and requirements pertaining to the two regulations and also detail internal audit requirements.
CD/Recorded
$229
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Recorded/CD
Fraud 101 for Compliance Professionals

Fraud 101 for Compliance Professionals

  • Speaker: Richard Cascarino
  • Product ID: 703687
  • Duration: 90 Min
This course will highlight best practices for mitigating the risk of fraud penalties. It will include discussions on creating an effective fraud prevention program, fraud reporting and whistleblowing, planned investigation processes to deter fraud, and identifying causes for anti-fraud program failure.
CD/Recorded
$149
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Recorded/CD
Maintaining a Validated State – PV, PM and Statistics Associated with Current Regulation

Maintaining a Validated State – PV, PM and Statistics Associated with Current Regulation

  • Speaker: Jerry Dalfors
  • Product ID: 703637
  • Duration: 80 Min
This course will instruct attendees on establishing an approach to process control within each unit of operation to generate overall process control needed for validation. The webinar instructor, an FDA expert, will enumerate the importance of variation in enhancing a validated means of operation and the parameters that can cause variability. The Randomized Block statistical model will also be analyzed for effective validation.
CD/Recorded
$229
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Recorded/CD
Developing and Implementing an Effective Employee Fraud Awareness Program

Developing and Implementing an Effective Employee Fraud Awareness Program

  • Speaker: Peter Goldmann
  • Product ID: 703647
  • Duration: 90 Min
A well-planned fraud awareness training can deliver maximum benefits with minimal delay at the lowest cost. This webinar will review best practices for training employees to recognize fraudulent conduct and how to report it without the fear of retaliation. Further, it will also highlight mistakes to avoid while setting up a whistleblower hotline and detail how best to measure the effectiveness of your fraud awareness training.
CD/Recorded
$149
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Recorded/CD
Creating Profit & Loss Statement to Understand your Organization’s Financial Position

Creating Profit & Loss Statement to Understand your Organization’s Financial Position

  • Speaker: Vincent DiCara
  • Product ID: 703662
  • Duration: 90 Min
This webinar will give you a clear understanding of how to analyze and create profit & loss statement to understand your organization’s financial position alongwith the required due-diligence.
CD/Recorded
$149
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Recorded/CD
Rewards and Risks: Progressive vs. Flexible Discipline Policy

Rewards and Risks: Progressive vs. Flexible Discipline Policy

  • Speaker: Deborah E Watson
  • Product ID: 703629
  • Duration: 60 Min
This course will instruct attendees on the principles behind progressive and flexible discipline policies, and guide them in opting for the most ideal policy for their organization.
CD/Recorded
$149
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Recorded/CD
Internal Controls Practices for Accounts Payable: Design to Assess and Control Risk

Internal Controls Practices for Accounts Payable: Design to Assess and Control Risk

  • Speaker: Denise Cicchella
  • Product ID: 703638
  • Duration: 60 Min
This course will instruct attendees on exercising accounts payable controls needed to enhance control environment and mitigate opportunities for fraud. The instructor, a certified internal auditor and certified fraud professional, will highlight the risks associated with all key activities of the accounts payable function and detail methods to ensure compliance.
CD/Recorded
$149
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Recorded/CD
Best Practices to Combat Anti Money Laundering Risk

Best Practices to Combat Anti Money Laundering Risk

  • Speaker: Laura H Goldzung
  • Product ID: 703062
  • Duration: 90 Min
This webinar highlights the techniques and best practices to Combat AML Risk. AML compliance programs are prescribed to be risk-based but do not necessarily require a formal risk assessment. This session will explore risk assessment as the foundation for implementing sound AML compliance programs.
CD/Recorded
$149
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Recorded/CD
Credit Card Fraud Prevention and Detection

Credit Card Fraud Prevention and Detection

  • Speaker: Brent Meyers
  • Product ID: 702821
  • Duration: 60 Min
This credit card fraud detection and prevention training will highlight the different ways an organization can manage a credit card program to detect fraud in a timely manner and in most instances even prevent fraud from occurring.
CD/Recorded
$99
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Recorded/CD
Implementing an Efficient and Effective Control Environment

Implementing an Efficient and Effective Control Environment

  • Speaker: Manoj Kulwal
  • Product ID: 703620
  • Duration: 90 Min
This course will cover key practices and processes to facilitate implementation of an efficient and effective control environment. Practices and processes will be based on internationally recognized ISO 31000 standard.
CD/Recorded
$149
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Recorded/CD
Vendor Payment Terms - What is Best for Both Sides?

Vendor Payment Terms - What is Best for Both Sides?

  • Speaker: Brent Meyers
  • Product ID: 703534
  • Duration: 60 Min
This webinar will highlight the issues that most companies face determining when to pay their vendors. Attendees will learn the best practices to comply with vendor payment terms.
CD/Recorded
$149
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Recorded/CD
Leadership & BoD Obligations Under AML, BSA & OFAC

Leadership & BoD Obligations Under AML, BSA & OFAC

  • Speaker: Michelle Martin
  • Product ID: 703613
  • Duration: 60 Min
This webinar will highlight the duties and financial risk of board of directors, business owners and upper management under Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) regulations.
CD/Recorded
$149
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Recorded/CD
Evaluating the Effectiveness of a Corporate Compliance Program: A Holistic Approach

Evaluating the Effectiveness of a Corporate Compliance Program: A Holistic Approach

  • Speaker: Brian A Dahl
  • Product ID: 703603
  • Duration: 90 Min
This webinar will provide a real-world perspective on using a holistic approach to evaluate the effectiveness of a corporate compliance program. Attendees will also get an opportunity to assess the overall success of their organization’s corporate compliance program.
CD/Recorded
$149
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Recorded/CD
How to conduct Risk Assessments as per ISO 31000/31010(SOX)

How to conduct Risk Assessments as per ISO 31000/31010(SOX)

  • Speaker: Kenneth Barden
  • Product ID: 701744
  • Duration: 90 Min
This Risk Assessment training will focus on the criteria established for ISO Standards 31000 and 31010. It will look at how a company can identify and manage its risks, and how effective risk management techniques can translate into better marketing and profitable opportunities for a business enterprise.
CD/Recorded
$149
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Recorded/CD
Red Flags of Internal Fraud, Asset Misappropriation, and Corruption

Red Flags of Internal Fraud, Asset Misappropriation, and Corruption

  • Speaker: Sinai Megibow
  • Product ID: 703578
  • Duration: 60 Min
This webinar will detail the variety of internal economic threats such as fraud, asset misappropriation, and corruption faced by businesses and examine the different methods and schemes by which dishonest employees target their employers. We will discuss how to identify red flags of those threats and preventive measures that companies can take in order to reduce the likelihood of being victimized.
CD/Recorded
$149
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