Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This webinar will address the concerns within the financial services industry, and identify the recent cybersecurity regulations of China, Singapore, the EU, and the U.K. Attendees will gain an understanding of cybersecurity practices and how to create a cybersecurity report. Detail of some current issues with implementing cybersecurity programs. Current best practices in cybersecurity. The main area of cybersecurity and regulation will be discussed as well as methods to ensure compliance.

This webinar will discuss the challenges and opportunities involved in developing and implementing an operational risk appetite statement, which is supported by operational risk limits, and the determination of actual exposure against those limits.

This webinar training will explain the process of internal controls in account payable operation as per COSO framework, why it is required and how to effectively implement it across organisation. Participants will learn how to master internal AP controls : preventive and corrective, to mitigate risk, ensure information system security and prevent fraud.

This Payroll tax compliance webinar will discuss the tax obligations for an employer such as how to recognize employer’s income, employment tax withholding and reporting. The adequacy of internal controls to ensure tax withholding and reporting requirements. Review Form 941 and proper filing guidelines, the reconciliation process applied to the W-2's by the IRS and the Social Security Administration, processes for gathering withholding information from employees on Form W-4.

This webinar will address the many risk issues related to AML compliance and how the Bank can address these risks.

This webinar discusses your responsibilities to federal govt if there is a deceased beneficiary still receiving benefits payments i.e. the requirements of the Green Book beyond the ACH Rules and how to Locate the appropriate Chapters of the Green Book for Reclamations and DNEs and how to Record imperative deadlines and obligations and appropriate actions.

This FASB revenue recognition standard webinar will discuss the various steps involved in this standard and also the technical guidance to prepare a revenue recognition model.

This session will discuss enterprise-wide stress testing program, the complexity of CCAR, A state of the art review of CCAR stress test design, CCAR frameworks, Organizing and validating the transmission chain from macro to market shocks down to single position shocks and how to balance art and science in stress test design.

In this communication best practice webinar you will learn how to write high impact emails, letters, memos and social media posts which conveys the content and context in the best way to have high impact on target audience. Learn how to formulate message, correspondence based on relationships, tone in written form. Understand major email mistakes and write purposeful and reader-focused emails.

In this financial forecasting webinar learn how to use Excel’s powerful sensitivity tools and design efficient forecasting models. Application of scroll bars, goal seek, data tables, solver and scenario manager. Also received bonus material containing the demo model, complete with instructions for each of these tools!

This training on detecting and preventing accounts payable payment fraud will explain the several types of payment fraud that occur in today’s business environment. It will provide you the tools to safeguard your accounts payable process from potential fraud.

This webinar will provide the principles for writing an effective audit report. The audit report represents the end result of weeks of reviews, analyses, interviews and discussions. It is used to provide information to management on the areas you reviewed. And, more importantly, the report brings issues to their attention that needs to be addressed. How well you communicate that information is critical to getting the results you are seeking.

True RBIA incorporates cascading the process through to each individual audit as well as the audit reporting process. The training program will focus on the establishment of a framework or methodology for RBIA and examine how to utilize risk based questions within the process steps.

This training will provide the attendees simple but powerful tools and tips to conduct credible and thorough internal investigations. Attendees will learn how to perform effective witness interviews.

QuickBooks Online is an inexpensive and widely used bookkeeping program designed for entrepreneurs and small business owners to use themselves. Setting up your company file correctly is very important for record keeping, reconciliation, and creating financial statements, like Profit and Loss or Income Statements. Whether you plan to use QuickBooks Online yourself, have an in-house bookkeeper, or hire a professional accountant or CPA, knowing how to setup your file and get started using QuickBooks Online yourself is critical.

This training program is designed to ensure that businesses maximize the available deductions for travel and entertainment expenses. It is important to remain current on these regulations as the Internal Revenue Service focuses a fair amount of effort in this area during audits.

This training on detecting and preventing vendor fraud will help the attendees to identify the different types of vendor-related fraud schemes and implement best practice anti-fraud control strategies.

This training program will offer participants an understanding of the payroll tax and compliance implications of conducting business within a state. The course will also help determine which state(s) to withhold for when states that have reciprocal agreements or no state income tax are involved.

Learn the intricacies of developing an effective AML/CTF compliance assurance program and implementing it. Learn how to track the performance of each element of the program and remediate in case of risks.

This training program will equip attendees with basic everyday tools to keep cyber criminals at bay. The course will also emphasize the need for effective communication between team members of a financial firm.