ACH Exception Processing - Part 3: Reinitiation and Reversals
Donna K Olheiser
90 Min
Product Id: 705350
This is the third training session in the 3-part series on Exception Processing. It’s not just about return entries – exceptions are anything that is out of the ordinary ACH processing day-to-day (such as Direct Deposits and Direct Payments via ACH). Reinitiation of Entries and the Reversal process are anything but ordinary; they require knowing what the specifics are and ensuring a financial institution is in compliance with the NACHA Operating Rules.
Regulation B - Equal Credit Opportunity Act (ECOA)
Kara Lamphere
60 Min
Product Id: 704268
This training program will help attendees understand how policies created to help keep costs low and net earnings up could create a disparate impact situation in your organization. Attendees will also learn the nuances with notification requirements especially related to incomplete applications.
The IRS Audit Process - Preparing for and Resolving an Audit Decoding the IRS Audit Process
Travis A Greaves,T Joshua Wu
60 Min
Product Id: 705154
Both clients and tax advisors should be aware of the IRS audit process. This webinar will introduce advisors and clients to factors the IRS considers in selecting an individual for audit, how the IRS obtains information during the audit, and provides you the tools needed to represent the client through IRS appeals.
BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes
Kara Lamphere
60 Min
Product Id: 703493
This webinar will highlight BSA/AML/OFAC risk assessments and evaluation compliance program. It will discuss BSA definitions, OFAC rules, Currency Transaction Reporting (CTR), Suspicious Activity Reporting (SAR) including additional requirements, such as 314(a), PEPs, and Pouch activities and much more.
Fraud Awareness Programs
Lynn Fountain
90 Min
Product Id: 702960
This training on fraud awareness program will discuss recent history and profile of fraud cases and will help attendees understand specific processes and techniques needed to be effective when providing assistance on fraud issues.
Handling Situations Where Regulation E and ACH Don't Align
Rayleen M Pirnie
90 Min
Product Id: 705090
This training program will review intent and focus of Regulation E and the ACH Rules. It will analyze situations where Regulation E and the ACH Rules do not align and help determine appropriate responses and procedures to manage risk and loss.
Strengthening Compliance with Effective AML Analytics, Algorithms, Machine Learning and Data Science
Joe Soniat
60 Min
Product Id: 705143
Learn how effective AML analytics, algorithms, machine learning and data science can strengthen your compliance program. This session will also discuss using analytics to help BSA/AML investigations, how you can use the CDD data gathered along with analytics, model validation and BSA/AML.
Loan Structure, Documentation, and Compliance Training: A Comprehensive Approach
David L Osburn
90 Min
Product Id: 705314
Attend this proactive webinar and receive a thorough overview of commercial lending requirements from a loan structure, documentation, and compliance perspective. The webinar will be summarized through a comprehensive case study.
The New OFAC - OFSI?: Iran Financial Sanctions, Guidance & Many More
Shaun Miller
90 Min
Product Id: 705160
This training program will examine the process for imposing monetary penalties for breaches of financial sanctions. It will also deconstruct the process for imposing monetary penalties for breaches of financial sanctions: consultation, operating within counter-terrorism legislation.
Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture
Fred Vacelet
60 Min
Product Id: 705115
This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.
Modeling the Critical Monthly Cash Flow Forecast - Building a Can't Miss Template
Joe Weil
100 Min
Product Id: 704995
From calculating DSO and DSI and planning for seasonal adjustments to using Excel date arithmetic to schedule payables, receivables and cash flow, this training program will assist attendees in effectively constructing the monthly cash flow forecast using Excel.
Capitalizing on the Strategic Value of ACH
David Peterson
60 Min
Product Id: 705308
This ACH training program will focus on the strategic nature of ACH and help re-evaluate your thinking on how ACH should be a key element in expanding your ability to get new lending customers outside your traditional service area. Attendees will also learn specific strategies that make ACH an integral part of cash management / treasury services.
The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules
Travis A Greaves,T Joshua Wu
60 Min
Product Id: 705112
The new IRS partnership audit rules require all partnership and LLCs taxed as partnerships to amend their partnership agreement and take action now. In this training program, attendees will learn how these rules impact your business and your clients. The session will discuss IRS issues with TEFRA (Tax Equity and Fiscal Responsibility Act) and detail the concepts and terms in the Bipartisan Budget Act.
ACH Exception Processing - Training Package
Donna K Olheiser
4.5 Hrs
Product Id: 705356
This 3-part series on ACH Exception Processing will cover different set of processes based on flow of transaction and participant involved. The three sessions will offer attendees a distinct overview of how each participant in the network have different obligations, warranties and responsibilities for each one of these processes. The trainer during each session will outline what you need to know to help ensure you’re in compliance with the NACHA Operating Rules.
COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management
Lynn Fountain
90 Min
Product Id: 704696
This training program will highlight the importance of management’s role in instilling proper internal controls within their processes. Although the Sarbanes-Oxley Act made it abundantly clear that internal controls is the responsibility of management, many companies still view those processes as the responsibility of the auditors or quality assurance individuals. The impending release of the new COSO Framework clearly outlines the importance of understanding all aspects of internal control and ensuring those elements are properly working together in an effective manner.
SBA: Projecting Cash Flow - Best Practices and Evaluation Techniques
Charles H Green
60 Min
Product Id: 705106
This training program will help attendees recognize the risks of failing to thoroughly vet the information received from a business loan applicant that project future revenues, profits and cash flows. Attendees will also learn to track cash through a business operation, dissect the cash cycle of the operation, and comply with SBA standards concerning expected cash flow attributes of loan applicants.
High Risk Transaction Case Studies
Heidi Lee
90 Min
Product Id: 705175
This training program will help attendees understand how the Interagency Appraisal and Evaluation Guidelines define HRTs (high risk transactions). It will also discuss best practices for checking your bank transaction risk process and offer ideas for improving your bank’s process for assessing and handling HRTs. Attendees will learn more about the regulatory impact of a HCRE transaction and the limited exemptions for ADC loans.
Finance, Accounting, Budgeting, Inventory and Finance Statement Analysis for Non-Financial Personnel
David Sanders
60 Min
Product Id: 705093
This powerful training program will enhance participants’ knowledge and help understand the basics of finance, accounting, budgeting, inventory, and finance statement analysis. It will identify best practices to understand capital evaluation methods, and establish financial targets and control costs. This webinar will also address profitability, liquidity, debt and efficiency ratios.
California Unfair Claims Settlement Practices
Marc Estrella
60 Min
Product Id: 703996
This training program will offer attendees an in-depth understanding of specific Unfair Claims Settlement Practices under California Law. It will further offer them an understanding of the regulations governing Unfair Claims Settlement Practices created by the California Department of Insurance.
SBA Construction Lending: Everything You Need To Know
Charles H Green
60 Min
Product Id: 705210
This webinar on SBA construction lending will detail a 15-step process evaluating, approving, funding and administering construction loans. You will learn to identify red flags that can lead to problems with your loan.