Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

In this 60 minutes webinar, you can discover the in and out of accounts receivable risks and controls in compliant with SOX. The speaker brings vast knowledge and experience to guide you through with the know-how of accounts receivable process, fraud, weaknesses, deficiencies and the efficient ways to deal with them.

This 90-minute webinar examines the changing role of internal audit and how an organization can start to develop its internal resources to meet the new challenges that it faces in the current economic and regulatory environment.

This webinar will discuss the credit risk management controls you need to have in place prior to doing business with a customer overseas and what collection and legal recourse you can take when a customer defaults on payment.

This suite of finance training covers four courses – IFRS effect on SOX Control, IFRS vs GAAP and its adoption, FCPA, P2P Metrics and Travel Claim Fraud.

A comprehensive expert-led intensive training course on all aspects of using International Financial Reporting Standards (IFRS), GAAP, Internal Control, Accounts Payable Fraud and Social Media for Finance (FINRA). You will be able to render decisions about these scenarios which is just one of the many goals of this Finance Training Course.

This 90-minute webinar will highlight actual examples of travel fraud that happen in organizations and focus on internal controls that you can have in place to prevent fraud related to travel and subsistence claims.

This 90-minute webinar will summarize current and emerging cyber-threats and provide latest insights and advice from experts on how to protect your organization from individuals - both inside and outside of your organization.

This webinar provides a behind-the-scenes look at how trial lawyers think and operate. It will provide you the understanding necessary to take steps to counter the tactics of trial lawyers and also keep your businesses off the trial lawyers’ radar.

This 90-minute webinar will introduce basic concepts in fraud, principles and associated issues, including a major pertinent banking case study in Internal Fraud committed by a rogue trader.

This 90-minute webinar will introduce you to the components that make up today’s e-Banking services. It is also a precursor, for those unfamiliar with it, to further modules focusing on understanding the risks associated with e-Banking, as well as the compliance challenges we face.

This session will provide a roadmap for the implementation of key metrics that can be used in formulating a P2P Dashboard. Attendees will learn how to actually use metrics and trends to develop areas for business process improvement.

This 7-hr virtual seminar on Payroll 201 provides high-level training on topics critical to the intermediate payroll professional. It will increase your knowledge of payroll procedures and compliance regulations beyond the mere basic skills.

This FINRA regulation based training will discuss how to create social media policies and implement for compliance and enforcement to avoid fines and disciplinary action for regulated companies. It will also discuss FINRA Notice 10-06 (issued Jan 2010), FINRA Notice 11-39 (issued August 2011), and SEC guidance (issued January 2012).

This Form W-2 Compliance training will provide in-depth information that will help you to correctly complete, reconcile and file a Form W-2.

This 3-hr presentation covers specific issues affecting Credit and Accounts Receivable, including Credit Risk Management, the adequacy of provisions for Bad Debt, Collection Procedures, dependence on processes outside the credit department, and outside the company. This seminar will help Credit Professionals understand their responsibilities and duties so that they can be confident that their Credit and Accounts Receivable processes are Sarbanes-Oxley compliant.

This training on UK Bribery Act will help you understand its requirements and how it will impact your organization. Learn how to identify areas of risk, proactively mitigate them to avoid significant fines and loss of reputation.

Learn in details how to accurately and completely process garnishment orders through the payroll department in compliance with federal and state requirements and regulations.

This webinar will review the CDD Rule and the new requirements issued by FINCEN, along with sharing information and procedures for the beneficial ownership rule.

ISO 31000 is a standard developed by the International Organization for Standardization (ISO) which provides a basic guideline and principles for the application of risk management. Companies that use risk management processes vary across industries in scope and magnitude and address a wide variety of challenges. This training program will offer an in depth look into the key components of the ISO 31000 guideline and best practices to implement and support a corporate risk management strategy or program.

There are so many ways to send money – FASTER! Payments such as, Same Day ACH (SDA), Real Time Payments (RTP), Push-to-Debit, Wire Transfers, and the pending arrival of FedNow. This 60-minute session will identify the different types and help you recognize the benefits and draw-backs of each one and the basics of how they work (with some examples).