WEBINARS

 

Banks and Credit Unions Regulatory Compliance Training - Live Webinars, Recordings & CDs

Fraud Awareness Programs

webinar-speaker   Lynn Fountain

webinar-time   90 Min

Product Id: 702960

This training on fraud awareness program will discuss recent history and profile of fraud cases and will help attendees understand specific processes and techniques needed to be effective when providing assistance on fraud issues.

Recording Available

 

Handling Situations Where Regulation E and ACH Don't Align

webinar-speaker   Rayleen M Pirnie

webinar-time   90 Min

Product Id: 705090

This training program will review intent and focus of Regulation E and the ACH Rules. It will analyze situations where Regulation E and the ACH Rules do not align and help determine appropriate responses and procedures to manage risk and loss.

Recording Available

* Per Attendee $299

 

Strengthening Compliance with Effective AML Analytics, Algorithms, Machine Learning and Data Science

webinar-speaker   Joe Soniat

webinar-time   60 Min

Product Id: 705143

Learn how effective AML analytics, algorithms, machine learning and data science can strengthen your compliance program. This session will also discuss using analytics to help BSA/AML investigations, how you can use the CDD data gathered along with analytics, model validation and BSA/AML.

Recording Available

* Per Attendee $199

 

Loan Structure, Documentation, and Compliance Training: A Comprehensive Approach

webinar-speaker   David L Osburn

webinar-time   90 Min

Product Id: 705314

Attend this proactive webinar and receive a thorough overview of commercial lending requirements from a loan structure, documentation, and compliance perspective. The webinar will be summarized through a comprehensive case study.

Recording Available

* Per Attendee $229

 

Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

webinar-speaker   Fred Vacelet

webinar-time   60 Min

Product Id: 705115

This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.

Recording Available

* Per Attendee $229

 

COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

webinar-speaker   Lynn Fountain

webinar-time   90 Min

Product Id: 704696

This training program will highlight the importance of management’s role in instilling proper internal controls within their processes. Although the Sarbanes-Oxley Act made it abundantly clear that internal controls is the responsibility of management, many companies still view those processes as the responsibility of the auditors or quality assurance individuals. The impending release of the new COSO Framework clearly outlines the importance of understanding all aspects of internal control and ensuring those elements are properly working together in an effective manner.

Recording Available

 

SBA: Projecting Cash Flow - Best Practices and Evaluation Techniques

webinar-speaker   Charles H Green

webinar-time   60 Min

Product Id: 705106

This training program will help attendees recognize the risks of failing to thoroughly vet the information received from a business loan applicant that project future revenues, profits and cash flows. Attendees will also learn to track cash through a business operation, dissect the cash cycle of the operation, and comply with SBA standards concerning expected cash flow attributes of loan applicants.

Recording Available

* Per Attendee $179

 

High Risk Transaction Case Studies

webinar-speaker   Heidi Lee

webinar-time   90 Min

Product Id: 705175

This training program will help attendees understand how the Interagency Appraisal and Evaluation Guidelines define HRTs (high risk transactions). It will also discuss best practices for checking your bank transaction risk process and offer ideas for improving your bank’s process for assessing and handling HRTs. Attendees will learn more about the regulatory impact of a HCRE transaction and the limited exemptions for ADC loans.

Recording Available

 

Writing an Investigative Case Report | Findings and Recommendations

webinar-speaker   John E Grimes

webinar-time   90 Min

Product Id: 704837

This training program will discuss how to synthesize an abundance of investigative information into a concise, thorough, accurate, and unbiased report. It will also offer pointers on creating an easy to read, professional looking document. Attendees will learn to effectively organize case reports.

Recording Available

* Per Attendee $199

 

Regulation E - The Basics and Error Resolution

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 705178

Financial institutions have responsibilities and liabilities under Regulation E for consumer accounts when there are unauthorized transactions. However, the consumer account holder has some liability too. This webinar training will explore the limits of liability and help attendees understand who is liable for what amount, aided with real-life scenarios.

Recording Available

* Per Attendee $249

 

AML Compliance and FinCEN Updates and its Implications

webinar-speaker   Armen Khachadourian

webinar-time   90 Min

Product Id: 705185

The webinar will provide an overview of the currency and monetary reporting requirements imposed by the Bank Secrecy Act. It will also discuss red flags that pose present and future challenges for regulated businesses. Recognizing and investigating suspicious activities is the key in safeguarding an organization's financial system from illicit use and combating money laundering. Timely and accurate reporting will promote national security through the collection, analysis, and dissemination of financial intelligence to the proper authorities.

Recording Available

 

Overhauling Outdated Credit Decisioning: Understanding and Best Practices

webinar-speaker   David Peterson

webinar-time   60 Min

Product Id: 705187

In this training program, attendees will learn the 9 regulations governing payments risk and KYC/KYCC in which you may be out of compliance, as part of the process to overhaul outdated credit decisioning.

Recording Available

 

Marketing and Advertising Compliance - The First UDAAP Hotspot

webinar-speaker   Kara Lamphere

webinar-time   90 Min

Product Id: 703451

This webinar will explain Unfair, Deceptive, and Abusive Act or Practices (UDAAP), including different standards for advertising over the internet and social media. It will also provide practical solutions for avoiding the pitfalls and still create meaningful advertisements.

Recording Available

* Per Attendee $249

 

Preventing and Detecting Fraudulent Vendor Disbursements

webinar-speaker   John E Grimes

webinar-time   90 Min

Product Id: 704505

This training program will highlight various disbursement fraud schemes. It will also discuss preventing disbursement fraud by establishing a strong anti-fraud policy and understanding of the human factor.

Recording Available

* Per Attendee $149

 

Make the Best of Government Guaranteed Lending: Credit Enhancement - Opportunities

webinar-speaker   Charles H Green

webinar-time   60 Min

Product Id: 705104

This training program will provide a brief overview of the SBA’s 7(a) loan guarantee program, the express loan program, and the 504/CDC loan program, as well as the USDA’s Business and Industry Loan program. The webinar will also analyze loan guarantee program benefits, credit enhancement and participation requirements. It will discuss the levels of participation and how lenders might qualify for delegated authority, depending on SBA lending experience and results.

Recording Available

 

ACH Origination - The Rules for Setting Exposure Limits

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 705098

This training program will review criteria needed to evaluate Originators and perform proper due diligence and describe details on the different types of ACH risk – focus being on credit risk for purposes of setting exposure limits. It will also outline the rules and evaluation process for setting exposure limits for all Originators and overview FFIEC guidance regarding risk in the ACH network.

Recording Available

* Per Attendee $249

 

Setting Up A Stress-Testing Program

webinar-speaker   Fred Vacelet

webinar-time   60 Min

Product Id: 705155

For a multitude of reasons, stress-testing programs have seldom satisfied regulators, even after the 2007 crisis. After most significant mishap in every bank, management often discovers that the managerial stress-testing have revealed to be insufficient, over-driven by optimism. In this training program, the instructor will deconstruct regulatory constraints after Basel II and III, lessons learnt after 2007, and stress-testing as a strategic exercise.

Recording Available

 

Business Law, Ethics and Lender Liability - The Promissory Note, Tort Reform and its Impact on the Borrower

webinar-speaker   David L Osburn

webinar-time   60 Min

Product Id: 704698

This training program will provide insight into business law basics and lender liability. The webinar will explore the basics of business law including the judicial process, stages of litigation, alternatives to litigation (arbitration and mediation), and business structure. Attendees will gain an understanding of contract law, problem loan situations, and bank collection efforts. Additionally, the related concept of lender liability will be reviewed including the technical aspects of this vital area and recent industry trends.

Recording Available

 

Using Lean to Streamline your Operations, Continuity Planning and Recovery

webinar-speaker   Michael C Redmond

webinar-time   60 Min

Product Id: 704826

This webinar training will discuss the lean principles and how to effectively implement them in your system to identify and reduce waste. The instructor will discuss how to apply lean to align business system and process with organisational goals so as to deliver rapid and measurable results.

Recording Available

 

AML Risks in Correspondent Banking: What You Need to Know for 2017

webinar-speaker   Joe Soniat

webinar-time   60 Min

Product Id: 704997

Correspondent banking has become a hot topic with BSA AML over the past few years. With examination scrutiny on correspondent banking high, this training program will highlight why it is essential to know the risk and what to do when it comes to banking other banks.

Recording Available

* Per Attendee $279

 

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