Election Year Legal and Compliance 2012
Michael Bayes ,Jason Torchinsky
75 Min
Product Id: 702228
This webinar on Federal Campaign Finance Law will assist compliance officers and in-house counsel identify common campaign finance issues faced by corporations and trade associations in major election years.
3-hr Virtual Seminar: SOX - Internal Controls for Accounts Receivable
Mike Morley
3 hrs
Product Id: 702163
This 3-hr presentation covers specific issues affecting Credit and Accounts Receivable, including Credit Risk Management, the adequacy of provisions for Bad Debt, Collection Procedures, dependence on processes outside the credit department, and outside the company. This seminar will help Credit Professionals understand their responsibilities and duties so that they can be confident that their Credit and Accounts Receivable processes are Sarbanes-Oxley compliant.
Preparing for the UK Bribery Act
Michael A. Potorti
60 Min
Product Id: 702058
This training on UK Bribery Act will help you understand its requirements and how it will impact your organization. Learn how to identify areas of risk, proactively mitigate them to avoid significant fines and loss of reputation.
Managing Corporate Risks with ISO 31000
Kelly Eisenhardt
60 Min
Product Id: 705083
ISO 31000 is a standard developed by the International Organization for Standardization (ISO) which provides a basic guideline and principles for the application of risk management. Companies that use risk management processes vary across industries in scope and magnitude and address a wide variety of challenges. This training program will offer an in depth look into the key components of the ISO 31000 guideline and best practices to implement and support a corporate risk management strategy or program.
Essentials of Successful Fraud Risk Management
Daniel Clark
60 Min
Product Id: 706984
"Essentials of Successful Fraud Risk Management" is a session all about fraud. We begin by defining exactly what fraud looks like and provide a brief history of frauds impact to financial services.
The Evolving Landscape for Management of Third Party Service Providers
Daniel Clark
60 Min
Product Id: 706980
Third Party Risk Management is all about managing service providers. For several years, businesses have been increasing reliance on third parties. While this reliance has many upsides, there are risks that should be recognized and managed. This session highlights those risks and provides alternatives to best manage them.
Legal & Ethical Challenges for Employers: An Increase In Burnout, Stress, & Mental Illness
Dr. Susan Strauss
90 Min
Product Id: 706946
Employers are seeing more mental health issues in their workforce than ever before. Long COVID has enhanced mental health concerns even more. Each year 1 in 5 adults is stricken with a mental illness (National Institute of Mental health), making mental illness an everyday reality for many of your employees. Yet only 1 in 3 people seek help with their illness. The ADA, HIPPA, FMLA and most states’ human/civil rights department dictate how employers deal with employees with mental health problems and could charge employers with civil rights liability. Privacy laws create challenges for employers to determine how serious a situation is and whether an employee poses a danger (though those with a mental illness pose no more risk of violence than those without a mental illness). Two thirds of employees would take a pay cut for a job that supports mental health – do you? As a manager, what can you do to better recognize and take care of your employees’ mental health? Seventy percent of employees could do more to support their employees’ mental health according to the Society of Human Rights Management (SHRM, February 15, 2023).
Introduction to disaster/emergency management and business continuity programs
Bill Greulich
60 Min
Product Id: 701337
This Risk management training module will describe a common set of criteria for disaster/emergency management and business continuity programs.
Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM
David R Koenig,Dr. Robert Mark
60 Min
Product Id: 701231
This Enterprise Risk Management training (ERM) will provide a framework for evaluating the effectiveness of risk management based on an inventory of questions an effective ERM program should be able to answer.
International Financial Reporting Standards: The Basics
Mike Morley
60 Min
Product Id: 701161
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards.
International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment
Mike Morley
60 Min
Product Id: 701162
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards. International Financial Reporting Standards are changing how companies account for long-lived tangible assets on their financial statements.
Internal Control: Concepts & Application
Bernice Russell Bond
Product Id: 701046
This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk. Today when we talk about internal control, we’re talking about a new standard. Promulgated by the Committee of Sponsoring Organizations (COSO), also known as the Treadway Commission, which has caused a paradigm shift where the emphasis is on identification and management of business risks.This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk.
Risk Management and the Risk Assessment Process
Bernice Russell Bond
90 Min
Product Id: 701047
This Risk Management training will cover Risk management & Risk assessment within all business processes. Risk management is a concern that must be taken seriously in all aspects of your business. Are you prepared for the problems you may face?
Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance
Mike Morley
60 Min
Product Id: 700185
What credit professionals need to understand to carry out their responsibilities and duties to ensure Sarbanes-Oxley compliance. The Sarbanes-Oxley Act of 2002 makes company executives of publicly traded US companies personally and criminally responsible for the accuracy and reliability of the financial disclosures of their companies.
Complying with Sarbanes Oxley (SOX), Section 404
Bernice Russell Bond
90 Min
Product Id: 700944
Learn how to comply Sarbanes Oxley compliance in a cost-efficient manner. Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner. Absorbing the first-year lessons — and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.
Internal Control and Sarbanes-Oxley Section 404
Dr. Sandford Liebesman
Product Id: 700936
The core of the presentation will be an in-depth look at Section 404 and the COSO Guidance used by most organizations for compliance. We will describe the SOX legislation including the creation of the Public Corporation Accounting Oversight Board (PCAOB) and key sections of the Act.
Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks
Peter Goldmann
60 Min
Product Id: 700938
The training supports SOX Compliance (particularly Section 30 as it pertains to anonymous hotlines), and conforms to key criteria of the revised US Federal Sentencing Guidelines. Know how to promptly and effectively REPORT incidents of fraud or suspicious conduct.
SOX: Internal Controls for Inventory
Mike Morley
60 Min
Product Id: 700359
Effective internal controls keep track of inventory and ensure that its proper value is reflected on the financial statements This presentation will provide you with the tools you need to establish and maintain strong internal controls for Inventory that meet Sarbanes-Oxley standards
Writing Effective Suspicious Activity Reports
Kenneth Barden
60 Min
Product Id: 700482
The keystone of AML compliance is the reporting to proper authorities of those transactions and activities considered to be suspicious
Federal Corrupt Practices Act - How Your Institution Can Comply
Kenneth Barden
60 Min
Product Id: 700747
This webinar will discuss the FCPA and potential pitfalls that US businesses must be aware of when conducting overseas business.