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Home › Online Training ›  Corporate Governance Training

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.
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Recorded/CD
Assessment Methods for Risks and Controls

Assessment Methods for Risks and Controls

  • Speaker: Manoj Kulwal
  • Product ID: 703866
  • Duration: 90 Min
This course will cover key assessment methods utilised for assessing risks and controls. The assessment methods discussed in this webinar will be based on internationally recognised standard - ISO 31000.
CD/Recorded
$149
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Recorded/CD
Risk Management and Internal Audit - Tracking Enterprise Governance, Risk and Compliance Effectiveness

Risk Management and Internal Audit - Tracking Enterprise Governance, Risk and Compliance Effectiveness

  • Speaker: Richard Cascarino
  • Product ID: 703848
  • Duration: 90 Min
Effective risk-based auditing requires that the auditor understand management’s attitude to, and tolerance of risk. This training program will focus on audit planning based on an understanding of the internal control structure intended by management to mitigate risk and the degree of implementation of ERM.
CD/Recorded
$179
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Recorded/CD
Guidelines for Performing Fraud Risk Assessment and Guidance on How to Conduct an Internal Fraud Investigation

Guidelines for Performing Fraud Risk Assessment and Guidance on How to Conduct an Internal Fraud Investigation

  • Speaker: Marna Steuart
  • Product ID: 703440
  • Duration: 90 Min
This webinar will explain key components of a fraud risk assessment and management program. Attendees will learn best practices for conducting an internal fraud investigation.
CD/Recorded
$149
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Recorded/CD
2015 ACH Rule Changes and Updates: Rules that Will Change Returns and Impose New Fees

2015 ACH Rule Changes and Updates: Rules that Will Change Returns and Impose New Fees

  • Speaker: Luann Kohlmann
  • Product ID: 703817
  • Duration: 90 Min
This compliance training will focus on the 2015 ACH rule changes and updates. The chief emphasis will be on the nine recently passed ballots to keep attendees updated with the new rules and avoid violations and penalties.
CD/Recorded
$149
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Recorded/CD
Preventing Employee Theft

Preventing Employee Theft

  • Speaker: Robert Minniti
  • Product ID: 703549
  • Duration: 90 Min
This webinar will explain how to spot the red flags that could indicate occupational fraud. Attendees will learn how to develop good internal controls to prevent employees from misappropriating the organization’s assets.
CD/Recorded
$50
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Recorded/CD
Character of Reputation Risk: Risk or Just an Impact? Techniques for Effective Management.

Character of Reputation Risk: Risk or Just an Impact? Techniques for Effective Management.

  • Speaker: Craig Spielmann
  • Product ID: 703811
  • Duration: 90 Min
Reputational risk is receiving a tremendous amount of focus. Organizations need to have the capability to identify, manage and measure their reputational risk, while employees in every level are familiar with an effective approach towards the same. This training program will discuss how different companies have either failed or succeeded in managing their reputational risk and analyze best practices to take control of reputational risk situations.
CD/Recorded
$149
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Recorded/CD
Illegal Insider Trading: A Working Knowledge of Recent Developments

Illegal Insider Trading: A Working Knowledge of Recent Developments

  • Speaker: Aldo Martinez
  • Product ID: 703805
  • Duration: 90 Min
Although arguments exist on both sides regarding whether illegal insider trading should be deemed illegal or not, today it is globally recognized as a tool to perpetrate a fraud and is a direct threat to investors and therefore the capital raising process used by publicly traded companies. To ensure you, your employees and your financial institution are not fined, jailed or forced to close, it is imperative that you understand what to look for when identifying possible money laundering on accounts within your institution.
CD/Recorded
$149
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Recorded/CD
Code of Conduct for Sales and Marketing Professionals: From Making the First Call to Networking to Closing the Deal

Code of Conduct for Sales and Marketing Professionals: From Making the First Call to Networking to Closing the Deal

  • Speaker: Anthony Wilkins
  • Product ID: 703794
  • Duration: 90 Min
Through this course, attendees will learn what works and what doesn’t when trying to get the attention of a new prospect. And how to close more deals – sooner. If you’ve ever wondered why some sales and marketing approaches work better than others, then this webinar will illustrate why. Attendees will learn the dos and don’ts of good marketing and sales practices and how to stand out from competitors.
CD/Recorded
$149
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Recorded/CD
Creating and Updating an Effective Anti-Corruption Compliance Program

Creating and Updating an Effective Anti-Corruption Compliance Program

  • Speaker: Lindsey Fetzer
  • Product ID: 703783
  • Duration: 60 Min
As compliance with the Foreign Corrupt Practices Act (FCPA) and other anti-corruption statutes has matured into its own field, compliance professionals are faced with the proverbial one-way ratchet. U.S. enforcers’ compliance expectations continue to increase, and compliance programs now need to address multiple laws as more countries enhance and enforce their own anti-corruption regimes. This course will address the essential elements of an effective compliance program.
CD/Recorded
$149
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Recorded/CD
ORM Maturity Model - What Does Good Look Like?

ORM Maturity Model - What Does Good Look Like?

  • Speaker: Craig Spielmann
  • Product ID: 703768
  • Duration: 90 Min
Regulators, executives, and boards have raised the bar for operational risk programs. There has been frustration from all key stakeholders with the perceived lack of value. It’s critical that there is a realistic expectation and picture of a truly mature program. It is in everyone’s interest to agree upon a true maturity level that is sustainable, attracts talent and is attainable in line with business direction.
CD/Recorded
$50
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Recorded/CD
The Role of the Audit Committee in Corporate Governance

The Role of the Audit Committee in Corporate Governance

  • Speaker: Richard Cascarino
  • Product ID: 703761
  • Duration: 90 Min
Audit committees are a fundamental part of the proper governance of any organization, together with the executive management and internal as well as external audit. This webinar will explore the role of the audit committee in corporate governance and risk management.
CD/Recorded
$179
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Recorded/CD
How to Develop an Employee Policy Manual that Fits Your Company Culture

How to Develop an Employee Policy Manual that Fits Your Company Culture

  • Speaker: Marna Hayden
  • Product ID: 703754
  • Duration: 60 Min
One of the first HR tools a company will install is an employee policy manual. It is important to have a manual and keep it current and reflective of the company, its mission and philosophy. This course will guide attendees in writing policies for different segments of the company, understanding the most common problem areas, and assuring consistent application of the policy.
CD/Recorded
$149
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Recorded/CD
Red Flags of Money Laundering and How to Mitigate Risk Against the Crime of Financial Facilitation of Criminal Activity

Red Flags of Money Laundering and How to Mitigate Risk Against the Crime of Financial Facilitation of Criminal Activity

  • Speaker: Mark Malinowski
  • Product ID: 703742
  • Duration: 60 Min
Criminals and criminal enterprises constantly manipulate the banking system to move their illegal proceeds through financial institutions. Their methods and trends are always changing, so investigative personnel, accountants, auditors, and FIU personnel need to be aware of these activities. This course will instruct attendees on how to examine each transaction to determine the method, the reason, and potential destination of the funds to protect financial institutions during personal and business transactions.
CD/Recorded
$149
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Recorded/CD
Risk Metrics - Identifying, Evaluating and Managing Risk Conditions

Risk Metrics - Identifying, Evaluating and Managing Risk Conditions

  • Speaker: Robert Geary
  • Product ID: 703716
  • Duration: 60 Min
The objective of this instruction is to provide an in depth understanding and applicability of risk metrics by establishing the purpose they serve, reviewing the methodology for creating a set of risk metrics, studying a sampling of risk metrics currently employed, and reviewing the risk metric management process. In essence, the course will provide a conceptual framework to comprehend the value of risk metrics.
CD/Recorded
$149
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Recorded/CD
Is Your Organization’s Compliance Risk Program Strong? Developing Effective Compliance Risk Assessments

Is Your Organization’s Compliance Risk Program Strong? Developing Effective Compliance Risk Assessments

  • Speaker: Warren R Markowitz
  • Product ID: 703718
  • Duration: 60 Min
This course will give attendees an understanding of the importance and application of an institutional risk assessment and how it can be used to enhance existing AML/BSA risk mitigation procedures. Participants will also learn to develop, monitor and maintain an appropriate risk profile in line with your business operations.
CD/Recorded
$50
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Recorded/CD
Fraud 101 for Compliance Professionals

Fraud 101 for Compliance Professionals

  • Speaker: Richard Cascarino
  • Product ID: 703687
  • Duration: 90 Min
This course will highlight best practices for mitigating the risk of fraud penalties. It will include discussions on creating an effective fraud prevention program, fraud reporting and whistleblowing, planned investigation processes to deter fraud, and identifying causes for anti-fraud program failure.
CD/Recorded
$149
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Recorded/CD
FINRA New Consolidated Rules Governing Supervision, Effective December 1, 2014: How to Apply and Comply

FINRA New Consolidated Rules Governing Supervision, Effective December 1, 2014: How to Apply and Comply

  • Speaker: Donna Sardanopoli
  • Product ID: 703680
  • Duration: 90 Min
This webinar will detail the provisions of FINRA Regulatory Notice 14-10, which comes into effect as of 1st December, 2014. It will address how these new Consolidated Supervision Rules will replace existing NASD Rules 3010 and 3012. Attendees will also learn applicable rules and regulations for content requirements.
CD/Recorded
$149
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Recorded/CD
Developing and Implementing an Effective Employee Fraud Awareness Program

Developing and Implementing an Effective Employee Fraud Awareness Program

  • Speaker: Peter Goldmann
  • Product ID: 703647
  • Duration: 90 Min
A well-planned fraud awareness training can deliver maximum benefits with minimal delay at the lowest cost. This webinar will review best practices for training employees to recognize fraudulent conduct and how to report it without the fear of retaliation. Further, it will also highlight mistakes to avoid while setting up a whistleblower hotline and detail how best to measure the effectiveness of your fraud awareness training.
CD/Recorded
$149
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Recorded/CD
Best Practices to Combat Anti Money Laundering Risk

Best Practices to Combat Anti Money Laundering Risk

  • Speaker: Laura H Goldzung
  • Product ID: 703062
  • Duration: 90 Min
This webinar highlights the techniques and best practices to Combat AML Risk. AML compliance programs are prescribed to be risk-based but do not necessarily require a formal risk assessment. This session will explore risk assessment as the foundation for implementing sound AML compliance programs.
CD/Recorded
$149
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Recorded/CD
Implementing an Efficient and Effective Control Environment

Implementing an Efficient and Effective Control Environment

  • Speaker: Manoj Kulwal
  • Product ID: 703620
  • Duration: 90 Min
This course will cover key practices and processes to facilitate implementation of an efficient and effective control environment. Practices and processes will be based on internationally recognized ISO 31000 standard.
CD/Recorded
$149
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