WEBINARS

 

Board of Directors Roles and Responsibilities Training - Live Webinars, Recordings & CDs

The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 705021

This 60-minute training session will provide a detailed overview of the Department of Labor’s Final Fiduciary Rule including the history and on-going resistance to the rule. The session will delve into details on how the rule was established and who it will be applied to. The webinar instructor will discuss the summary of the details of the new final rule and what firms must do to comply.

Recording Available

* Per Attendee $179

 

How to Manage Reputational Risk

webinar-speaker   Mario Mosse

webinar-time   90 Min

Product Id: 705012

Reputation risk is the risk of loss resulting from damages to a firm's reputation, in lost revenue; increased operating, capital or regulatory costs; or destruction of shareholder value, due to an adverse or potentially criminal event even if the company is not found guilty. This training program will explore the hidden danger behind reputational risk that can pose a threat to the survival of the biggest and best-run companies, often wiping out millions or billions of dollars in market capitalization or future revenues and occasionally resulting in a change at the uppermost levels of management.

Recording Available

* Per Attendee $179

 

The Overall Annual Compliance Review - Latest Advisers Act

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 705016

This webinar will focus on compliance requirements to prevent violations of the Advisers Act. The training program will also discuss how to design your firm’s annual review and effectively manage the review process.

Recording Available

 

Planning and Managing Organizational Change: 10 Tips and Techniques

webinar-speaker   Christopher R DeVany

webinar-time   90 Min

Product Id: 704980

This training program will analyze the gaps that need to be addressed while implementing organizational changes. It will help attendees assess major issues involved in organizational readiness, help overcome intellectual challenges, help create effective communication plans, ensure all systems support, and finally, assess change management.

Recording Available

 

Preparing a Financial Industry Compliance Manual and Code of Ethics

webinar-speaker   Lisa Marsden

webinar-time   60 Min

Product Id: 704962

This training program will detail developing a compliance manual and a code of ethics for the financial industry, with the intent of clarifying the requirements of the Advisers Act. The instructor will also guide attendees on testing the manual, effectively managing it, and keeping it constantly updated.

Recording Available

 

Preparing for Year End 2016 and Year Beginning 2017

webinar-speaker   Vicki M. Lambert

webinar-time   90 Min

Product Id: 704943

This webinar concentrates on preparing the department for the end of the calendar tax year and the New Year processing. Topics include reconciling, completing and submitting Form W-2, 941 federal and state; update to annual changes from the IRS, SSA, DOL and on the state level; and best practices that will help make the year-end and year beginning go smoother.

Recording Available

 

Conflict of Interest in the Business Environment: Address Workplace Ethics

webinar-speaker   John E Grimes

webinar-time   90 Min

Product Id: 704936

This webinar will help in identifying the existence of a conflict of interest. Understand the levels at which potential conflicts can exist, and the various ways in which a conflict can harm an organization. The instructor will explain the correlation between a conflict of interest and corruption, including bribery, kickbacks, and illegal or unauthorized gratuities and discuss proactive preventive and detection measures to combat this fraud hazard.

Recording Available

 

How to Apply ISO 27001 Principles to Enterprise Risk Management in 2017

webinar-speaker   Michael C Redmond

webinar-time   60 Min

Product Id: 704828

This webinar training will help you implement ISO standards in your Enterprise risk management (ERM) system and understand the benefits. This session will enable on how to integrate ISO 27001 in your organization as the main structure for information security management.

Recording Available

 

Mitigating and Conducting Very Effective Risk Assessments and Business Impact Analysis

webinar-speaker   Michael C Redmond

webinar-time   60 Min

Product Id: 704823

This webinar training will explain project management principles to prepare your business to overcome risk and outage. The instructor will discuss how to conduct risk assessment and business impact analysis. He will also discuss how to test and document risk elements and the process or steps to be taken to combat it.

Recording Available

 

Achieving Enterprise Information Security Goals - Creating Right Teams

webinar-speaker   Rich Devlin,Joe Grannemon

webinar-time   60 Min

Product Id: 704863

This webinar will involve a high-level discussion on how you can create effective teams for achieving your Information Security goals and addressing complex threats such as Ransomware. Learn how to create a Information Security plan and align your goals with objectives, strategies and tactics across teams.

Recording Available

 

Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

webinar-speaker   Javier Kuong

webinar-time   120 Min

Product Id: 704656

This training program will provide a practical and structured methodology for the design of governance, controls and security provisions. The methodology can be applied to participants’ real work environment immediately. Participants will also benefit from comparing their present governance and controls design practices with the structured, risk-based methodology presented in the webinar.

Recording Available

 

Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

webinar-speaker   Armen Khachadourian

webinar-time   90 Min

Product Id: 704546

This training program will provide insight into fundamental underwriting and risk management guidelines, determining variables that constitute merchant risk, and on how to assign a dollar value and quantify exposure.

Recording Available

 

E-Compliance: Online Privacy, Harassment and Identity Theft in the Digital Age

webinar-speaker   Joseph Rosner

webinar-time   60 Min

Product Id: 704524

This webinar will discuss the bane of new technology and social media in regards to employers’ and employees’ privacy. The instructor will discuss e-compliances that employers need to adhere to avoid privacy suits. He will also cover the risks of information breach and defamation claims from electronic employee postings. Participants will know how to deal with online privacy and harassment claims and ways and limits of disciplining employees’ online presence. The course will also examine how to legally use Internet postings, profiles and other content in hiring decisions.

Recording Available

 

Risk Management - Best Practices, Roles and Responsibilities, Types and Preventives, Case Studies

webinar-speaker   Robert Geary

webinar-time   90 Min

Product Id: 703689

This webinar will demonstrate a conceptual framework and thought process to address risk management. It will discuss the significance of risk management processes with emphasis on causes of risk and risk preventives. The instructor will explain the best practices, roles and responsibilities, risk types and how to prevent them.

Recording Available

* Per Attendee $50

 

Marketing for Most of Us Today

webinar-speaker   Barney Kramer

webinar-time   90 Min

Product Id: 704287

This training program will focus on current marketing avenues such as outbound and inbound marketing, social media and its reach with consumers, content marketing and more. It will focus on the basics of marketing principles and guide attendees in developing target markets and segments for subsets of your strategic plan.

Recording Available

* Per Attendee $149

 

3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

webinar-speaker   Marna Steuart

webinar-time   180 Min

Product Id: 704386

This training program will detail key components of a risk assessment and management program, and include a fraud risk assessment discussion. Other training points in the program include analyzing the methodology for successful risk assessment process, understanding the steps involved in the risk assessment process, and fraud risk assessment.

Recording Available

* Per Attendee $199

 

Driver Performance-Based Budgeting and Rolling Financial Forecasts

webinar-speaker   Gary Cokins

webinar-time   90 Min

Product Id: 704391

This training program will help attendees understand the deficiencies with the traditional annual budget. Attendees will also learn how to apply unit-level consumption rates with forecasts to project operational expenses and how to include strategic projects and risk mitigation projects in expense projections.

Recording Available

* Per Attendee $50

 

Regulation V - Fair Credit Reporting Act

webinar-speaker   Kara Lamphere

webinar-time   60 Min

Product Id: 704290

This webinar will discuss the Regulation V – Fair Credit Reporting Act(FCRA) in details and explain attendees what types of marketing are allowed, requirements of affiliate marketing, and disclosures required with regard to consumer credit report. Speaker will discuss about consumer credit report alerts and identity theft protections, as well as what an institution must do with these alerts.

Recording Available

* Per Attendee $249

 

Sales Principles for Small and Medium Businesses

webinar-speaker   Barney Kramer

webinar-time   90 Min

Product Id: 704354

This training program will discuss the core process of selling with integrity and how it ties to the true definition of sales. Attendees will understand how sales will need to adapt a more collaborative role with marketing and why.

Recording Available

* Per Attendee $149

 

Fraud Red Flags All Corporate Executives Should Recognize

webinar-speaker   Anne M McFadden

webinar-time   60 Min

Product Id: 704347

This training program will provide an overview of the three main occupational fraud categories, including corruption, asset misappropriation and financial reporting. Attendees will learn how to minimize the impact of the fraud scheme by detecting red flags for fraud early.

Recording Available

* Per Attendee $149

 

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